Sponsor Check › Person
Related person on Form D filings · address states as listed: WA, NY, MD · listed Feb 23, 2010 → Oct 8, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 17 offerings reports sales commissions totalling $3,002,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $91,770,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 8, 2021 D File 021-416346 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 27, 2020 D File 021-365809 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 8, 2018 D File 021-318694 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2018 D File 021-304291 | $0 | $0 | $0 (est.) The proceeds from the offering will be used for general working capital purposes including the payment of payroll. Officers listed in item 3 will be among the Issuer's employees who may receive a portion of regularly scheduled salary from such proceeds. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2017 D File 021-293997 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 12, 2016 D File 021-261077 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 2, 2016 D/A File 021-250456 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 24, 2015 D File 021-253834 | $3,002,000 (est.) | $0 | $91,770,000 (est.) Certain executive officers and directors tendered shares of common stock, p/s and/or vested stock options of the Issuer in a tender offer. The proceeds from this offering along with other sources were used to pay for the tendered securities. | Evercore Group L.L.C. BrokerCheck CRD 42405 ↗ |
| EDGAR ↗ | Feb 23, 2015 D File 021-234542 | $0 | $0 | $0 (est.) Some of the proceeds will be used for general corporate purposes, which may include salaries and other fees to those listed in Item 3. | None listed on this filing |
| EDGAR ↗ | Apr 16, 2014 D File 021-215721 | $0 | $0 | $0 (est.) Some of the proceeds will be used for general capital purposes, which may include payments of salaries and/or other fees to those listed in Item 3. | None listed on this filing |
| EDGAR ↗ | Dec 27, 2013 D File 021-208864 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 21, 2013 D/A File 021-176317 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2013 D File 021-192717 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2011 D/A File 021-155639 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 20, 2010 D File 021-152216 | $0 | $0 | $0 (est.) Proceeds to be used for general working capital purposes. | None listed on this filing |
| EDGAR ↗ | Mar 24, 2010 D File 021-110746 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 23, 2010 D File 021-86346 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Oct 8, 2021 | D | $59,999,997 similar: $1,100,015–$10,001,163 | $59,999,997 | 22 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | HelloRelish, Inc. | Director | Apr 27, 2020 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $5,000,000 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KNEWTON, INC | Director | Aug 8, 2018 | D | $5,250,000 similar: $500,000–$7,000,000 | $5,185,025 | 20 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Loris.ai, Inc. | Director | Jan 29, 2018 | D | $2,000,000 similar: $500,000–$7,000,000 | $2,000,000 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Sep 1, 2017 | D | $69,999,997 similar: $1,100,015–$10,001,163 | $69,999,997 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Apr 12, 2016 | D | $99,999,967 similar: $2,144,500–$20,220,000 | $91,999,956 | 13 similar: 2–24 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | KNEWTON, INC | Director | Feb 2, 2016 | D/A | $52,250,017 similar: $500,000–$7,000,000 | $52,250,017 | 14 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Gerson Lehrman Group, Inc. group: Griffey | Director | Dec 24, 2015 | D | $211,505,646 similar: $500,000–$7,000,000 | $211,505,646 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | KNEWTON, INC | Director | Oct 30, 2015 | D | $47,250,017 similar: $500,000–$7,000,000 | $42,250,017 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Feb 23, 2015 | D | $60,000,000 similar: $2,144,500–$20,220,000 | $60,000,000 | 10 similar: 2–24 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Apr 16, 2014 | D | $32,000,000 similar: $2,144,500–$20,220,000 | $30,038,315 | 10 similar: 2–24 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | KNEWTON, INC | Director | Dec 27, 2013 | D | $34,249,989 similar: $500,000–$7,000,000 | $34,249,989 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | 2U, Inc. | Director | Oct 21, 2013 | D/A | $31,099,998 similar: $500,000–$7,000,000 | $31,099,998 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | YODLE INC | Director | Mar 5, 2013 | D | $5,000,000 | $5,000,000 | 9 | No minimum reported |
| EDGAR ↗ | 2U, Inc. | Director | Apr 6, 2012 | D | $26,099,998 | $26,099,998 | 16 | No minimum reported |
| EDGAR ↗ | 2U, Inc. | Director Elected director as of March 4, 2011. | Mar 10, 2011 | D/A | $32,499,982 | $32,499,982 | 13 | No minimum reported |
| EDGAR ↗ | Betterment Holdings, Inc. | Director | Dec 20, 2010 | D | $3,000,000 | $3,000,000 | 21 | No minimum reported |
| EDGAR ↗ | HUNCH INC. | Director | Mar 24, 2010 | D | $12,000,000 | $12,000,000 | 8 | No minimum reported |
| EDGAR ↗ | SMILEBOX INC | Director | Feb 23, 2010 | D | $2,000,002 | $1,999,981 | 11 | No minimum reported |
| EDGAR ↗ | SMILEBOX INC | Director | Sep 15, 2009 | D | $399,999 | $399,999 | 1 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Other / 506(b) (18,678 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Rob Stavis. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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