Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

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Rob Edel

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Apr 15, 2021 → Apr 16, 2021

13deals (issuers)

$1.63Mreported sold

23investors

13Form D filings

2021year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rob Edel is listed as an executive officer on 13 SEC Form D filings by 13 issuers in Apr 2021. Largest by amount reported sold: Nicola Bond Fund (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2021; $544K reported sold to 3 investors), Nicola Canadian Equity Income Fund (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2021; $241K reported sold to 3 investors), Nicola Global Real Estate Fund (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2021; $205K reported sold to 2 investors), Nicola Primary Mortgage Fund (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2021; $115K reported sold to 1 investors), Nicola Global Equity Fund (Vancouver, British Columbia, Canada (as filed: A1) — pooled investment fund — 2021; $112K reported sold to 1 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.63M sold in total.

Listed alongside Bijal Patel (13 shared filings), Danielle Skipp (13 shared filings), David Sung (13 shared filings), Heather Claridge (13 shared filings), Jamie Duncan (13 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.

All 13 issuers belong to the sponsor group Nicola (13 issuers, $1.63M reported sold, 2021).

What this means A sponsor group is one team that sets up a new company for each deal. Nicola has 13 companies on file and $1.63M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 court cases matching the name, 1 state regulator order, 16 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Rob Edel and found 2 differences, 1 worth asking the sponsor about: 13 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rob Edel has not run yet — it is joining a line of 58,013 names; searches run around the clock at the hosts' allowed rate. Searched so far: 649 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 8 closed (disposition not in docket feed), 3 dismissed, 1 judgment

Edel Logistics, Inc. v. Speedco, Inc. closed

District Court, N.D. Illinois · No. 1:23-cv-05599 · Filed Aug 16, 2023 · Closed Oct 12, 2023

Role of Edel Logistics, Inc.: Plaintiff · Outcome: Terminated 2023-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)

Edel v. State Farm Fire and Casualty Company closed

District Court, E.D. Louisiana · No. 2:22-cv-05556 · Filed Dec 30, 2022 · Closed Apr 4, 2024

Role of Edel: Plaintiff · Outcome: Terminated 2024-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in LA (not a filing state)

Goals Soccer Center Rancho Cucamonga, California, LLC v. Edel Grass B.V. closed

District Court, C.D. California · No. 2:22-cv-08176 · Filed Nov 8, 2022 · Closed Jun 5, 2023

Role of Edel Grass B.V.: Defendant · Outcome: Terminated 2023-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in CA (not a filing state)

EDEL v. MERCK & CO., INC. closed

District Court, E.D. Pennsylvania · No. 2:21-cv-04310 · Filed Sep 30, 2021 · Closed Dec 6, 2022

Role of EDEL: Plaintiff · Outcome: Terminated 2022-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in PA (not a filing state)

Western National Assurance Company v. Edel Designs, Inc. closed

District Court, D. Oregon · No. 6:20-cv-01692 · Filed Sep 30, 2020 · Closed Dec 28, 2020

Role of Edel Designs, Inc.: Defendant · Outcome: Terminated 2020-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in OR (not a filing state)

Edel v. Suncrest Home Health of Middle TN, LLC closed

District Court, M.D. Tennessee · No. 2:16-cv-00052 · Filed Jul 18, 2016 · Closed Apr 24, 2018

Role of Edel: Plaintiff · Outcome: Terminated 2018-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in TN (not a filing state)

Edel v. Sears Roebuck & Co closed

District Court, E.D. Wisconsin · No. 2:09-cv-00158 · Filed Feb 24, 2009 · Closed Nov 10, 2010 · Nature of suit: 190 Other contract actions

Role of Edel: Plaintiff · Outcome: Terminated 2010-11-10 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in WI (not a filing state)

Edel v. Sears, Roebuck and Co closed

District Court, N.D. Iowa · No. 3:08-cv-03071 · Filed Dec 19, 2008 · Closed Feb 18, 2009 · Nature of suit: 190 Other contract actions

Role of Edel: Plaintiff · Outcome: Terminated 2009-02-18 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in IA (not a filing state)

CHAO v. EDEL AMERICA RECORDS, INC. dismissed

District Court, S.D. New York · No. · Filed Mar 4, 2004 · Closed Mar 28, 2006 · Nature of suit: 791 Employee Retirement Income Security Act

Role of EDEL AMERICA RECORDS, INC.: Defendant · Outcome: Terminated 2006-03-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)

EDEL, ET AL v. JC PENNEY COMPANY IN dismissed

District Court, D. Arizona · No. · Filed Jan 24, 1992 · Closed Oct 28, 1992 · Nature of suit: 190 Other contract actions

Role of EDEL: Plaintiff · Outcome: Terminated 1992-10-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in AZ (not a filing state)

Edel Gems, Inc. v. Consol. Jewelers judgment

District Court, S.D. New York · No. 1:91-cv-07030 · Filed Oct 18, 1991 · Closed Aug 17, 1992 · Nature of suit: 190 Other contract actions

Role of Edel Gems, Inc.: Plaintiff · Outcome: Terminated 1992-08-17 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)

Edel v. Travelers Insurance dismissed

District Court, E.D. Wisconsin · No. 2:91-cv-00268 · Filed Mar 19, 1991 · Closed Mar 23, 1993 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Edel: Plaintiff · Outcome: Terminated 1993-03-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in WI (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Summary Order WI · Wisconsin Department of Financial Institutions, Division of Securities

Order date Feb 4, 2005 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-04269 (EX) · Parties (regulator's caption): Meliorations Management Teem; John W. Zidar; David Edel; Barbara Engstrom; Edgardo Espiritu; Sharon Hall; Thomas Krizman; Myron Thorick; Kenneth Webb; Kurt Wittmayer

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (1 person in Form D filings); different first name (david); regulator in WI (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rob Edel..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Edel Aguila Cuba and Maria Elena Alonso open

United States Bankruptcy Court, S.D. Florida. · No. 18-18746 · Filed Jul 19, 2018

Role of Edel Aguila Cuba and Maria Elena Alonso: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in FL (not a filing state)

Edel Q. Anderson closed

United States Bankruptcy Court, E.D. Missouri · No. 13-47677 · Filed Aug 21, 2013 · Closed Dec 4, 2013

Role of Edel Q. Anderson: Debtor · Outcome: Case closed 2013-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in MO (not a filing state)

Angel Mondragon and Edel Mondragon closed

United States Bankruptcy Court, N.D. Illinois · No. 12-31317 · Filed Aug 7, 2012 · Closed Nov 19, 2012

Role of Angel Mondragon and Edel Mondragon: Debtor · Outcome: Case closed 2012-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in IL (not a filing state)

815 Realty LLC c/o Edel Family Management Corp. v. Maria Ventura closed

United States Bankruptcy Court, S.D. New York · No. 12-01031 · Filed Jan 23, 2012 · Closed Aug 16, 2012

Role of 815 Realty LLC c/o Edel Family Management Corp.: Plaintiff · Outcome: Case closed 2012-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in NY (not a filing state)

Kenneth Thomas Roberts and Edel Jannizz Reyes closed

United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-14375 · Filed Sep 22, 2011 · Closed Jan 30, 2013

Role of Kenneth Thomas Roberts and Edel Jannizz Reyes: Debtor · Outcome: Case closed 2013-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in FL (not a filing state)

Maria L Reyes Martinez and Edel Martinez Pena closed

United States Bankruptcy Court, C.D. California · No. 2:08-bk-22530 · Filed Aug 12, 2008 · Closed Feb 20, 2009

Role of Maria L Reyes Martinez and Edel Martinez Pena: Debtor · Outcome: Case closed 2009-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in CA (not a filing state)

Edel Q. Anderson closed

United States Bankruptcy Court, E.D. Missouri · No. 02-52142 · Filed Oct 22, 2002 · Closed Feb 18, 2003

Role of Edel Q. Anderson: Debtor · Outcome: Case closed 2003-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in MO (not a filing state)

Edel Smith and Michael Smith closed

United States Bankruptcy Court, N.D. Ohio · No. 02-17315 · Filed Jul 8, 2002 · Closed May 18, 2004

Role of Edel Smith and Michael Smith: Debtor · Outcome: Case closed 2004-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in OH (not a filing state)

Edel International Developers, LTD. v. Soares Da Costa Contractor Inc., a Florida Corpora closed

United States Bankruptcy Court, S.D. Florida. · No. 01-01010 · Filed Jan 12, 2001 · Closed Apr 17, 2003

Role of Edel International Developers, LTD.: Plaintiff · Outcome: Case closed 2003-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in FL (not a filing state)

Edel International Developers, LTD. closed

United States Bankruptcy Court, S.D. Florida. · No. 99-19208 · Filed Sep 21, 1999 · Closed Sep 3, 2003

Role of Edel International Developers, LTD.: Debtor · Outcome: Case closed 2003-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in FL (not a filing state)

Anthony Cicione and Edel Cicione closed

United States Bankruptcy Court, C.D. California · No. 1:98-bk-25549 · Filed Nov 10, 1998 · Closed Feb 26, 1999

Role of Anthony Cicione and Edel Cicione: Debtor · Outcome: Case closed 1999-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in CA (not a filing state)

Edel Weiss Realty Co. v. Washam closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-ap-00159 · Filed Mar 23, 1998 · Closed Feb 22, 2000

Role of Edel Weiss Realty Co.: Plaintiff · Outcome: Case closed 2000-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in FL (not a filing state)

Edel Mar Jardines and Bernard White closed

United States Bankruptcy Court, C.D. California · No. 8:95-bk-15077 · Filed May 17, 1995 · Closed Oct 2, 1995

Role of Edel Mar Jardines and Bernard White: Debtor · Outcome: Case closed 1995-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in CA (not a filing state)

Edel Corporation closed

United States Bankruptcy Court, E.D. Wisconsin · No. 94-26742 · Filed Dec 14, 1994 · Closed Jul 19, 1995

Role of Edel Corporation: Debtor · Outcome: Case closed 1995-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in WI (not a filing state)

Bank One, Cleveland, N.A. v. Edel closed

United States Bankruptcy Court, N.D. Ohio · No. 92-01290 · Filed Apr 15, 1992 · Closed Jun 29, 1992

Role of Edel: Defendant · Outcome: Case closed 1992-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in OH (not a filing state)

EDEL MARITZA VELEZ GIL and JORGE RAFAEL COLLAZO MARTINEZ closed

United States Bankruptcy Court, D. Puerto Rico · No. 91-00894 · Filed Feb 12, 1991 · Closed Mar 19, 1992

Role of EDEL MARITZA VELEZ GIL and JORGE RAFAEL COLLAZO MARTINEZ: Debtor · Outcome: Case closed 1992-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 53 federal dockets); surname only in the caption; court in PR (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Rob Edel — 1 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Mar 15, 2011 – Apr 16, 2021

13 Form Ds were filed more than 15 days after the first sale

Form D filed 3,685 days after the first sale — Nicola Precious Metals Fund · Form D filed 2,621 days after the first sale — Nicola U.S. Tactical High Income Fund · Form D filed 2,352 days after the first sale — Nicola U.S. Equity Income Fund · Form D filed 213 days after the first sale — Nicola Sustainable Innovation Fund · Form D filed 3,685 days after the first sale — Nicola Primary Mortgage Fund · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 16, 2021 ↗Nicola Precious Metals Fund — PartnerFacts page ↗Form D · Apr 16, 2021 ↗Nicola U.S. Tactical High Income Fund — PartnerFacts page ↗

Sources

Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola Precious Metals Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola U.S. Tactical High Income Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola U.S. Equity Income Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola Sustainable Innovation Fund — PartnerFacts page ↗ (Apr 16, 2021)

Note · Mar 15, 2011 – Apr 16, 2021

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Nicola Precious Metals Fund (latest filing Apr 16, 2021) · No amendment in the last 12 months on an offering that may still be open — Nicola U.S. Tactical High Income Fund (latest filing Apr 16, 2021) · No amendment in the last 12 months on an offering that may still be open — Nicola U.S. Equity Income Fund (latest filing Apr 16, 2021) · No amendment in the last 12 months on an offering that may still be open — Nicola Sustainable Innovation Fund (latest filing Apr 16, 2021) · No amendment in the last 12 months on an offering that may still be open — Nicola Primary Mortgage Fund (latest filing Apr 16, 2021) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 16, 2021 ↗Nicola Precious Metals Fund — PartnerFacts page ↗Form D · Apr 16, 2021 ↗Nicola U.S. Tactical High Income Fund — PartnerFacts page ↗

Sources

Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola Precious Metals Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola U.S. Tactical High Income Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola U.S. Equity Income Fund — PartnerFacts page ↗ (Apr 16, 2021)
Form D · Apr 16, 2021 ↗ (Apr 16, 2021)
Nicola Sustainable Innovation Fund — PartnerFacts page ↗ (Apr 16, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 16, 2021 D Nicola Primary Mortgage Fund File 021-396094	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 16, 2021 D Nicola Sustainable Innovation Fund File 021-396097	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 16, 2021 D Nicola U.S. Equity Income Fund File 021-396099	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 16, 2021 D Nicola U.S. Tactical High Income Fund File 021-396102	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 16, 2021 D Nicola Precious Metals Fund File 021-396092	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Global Real Estate Fund File 021-396077	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola High Yield Bond Fund File 021-396085	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Preferred Share Fund File 021-396089	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Canadian Equity Income Fund File 021-396042	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Canadian Tactical High Income Fund File 021-396047	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Global Bond Fund File 021-396058	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Global Equity Fund File 021-396064	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2021 D Nicola Bond Fund File 021-396040	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Rob Edel on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Nicola

Nicola Precious Metals Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 16, 2021

Apr 16, 2021 · D · $51,764 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $52K from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nicola

Nicola U.S. Tactical High Income Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 16, 2021

Apr 16, 2021 · D · $64,972 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $65K from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Primary Mortgage Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 16, 2021

Apr 16, 2021 · D · $115,053 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $115K from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Sustainable Innovation Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 16, 2021

Apr 16, 2021 · D · $300 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $300 from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola U.S. Equity Income Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 16, 2021

Apr 16, 2021 · D · $4,189 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $4,189 from 2 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Preferred Share Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $78,236 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $78K from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola High Yield Bond Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $111,535 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $112K from 3 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Global Real Estate Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $205,496 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $205K from 2 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Global Equity Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $111,916 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $112K from 1 investor as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Global Bond Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $74,990 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $75K from 2 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Canadian Tactical High Income Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $24,826 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $25K from 2 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Canadian Equity Income Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $240,721 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $241K from 3 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Nicola

Nicola Bond Fund

Vancouver, British Columbia, Canada (as filed: A1) · Apr 15, 2021

Apr 15, 2021 · D · $543,637 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer of the Investment Manager) EDGAR ↗

Raised $544K from 3 investors as of the latest filing. Rob is listed as executive officer.

Latest filing on EDGAR ↗

Sources

People around Rob 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Nicola Wealth Management Ltd.

Promoter · 13 shared filings (13 issuers)

Nicola Wealth Management Ltd. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Vanessa Flockton

Executive Officer · 13 shared filings (13 issuers)

Vanessa Flockton is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Bijal Patel

Executive Officer · 13 shared filings (13 issuers)

Bijal Patel is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Nicola

Executive Officer · 13 shared filings (13 issuers)

John Nicola is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Danielle Skipp

Executive Officer · 13 shared filings (13 issuers)

Danielle Skipp is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Hannah

Executive Officer · 13 shared filings (13 issuers)

Mark Hannah is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Heather Claridge

Executive Officer · 13 shared filings (13 issuers)

Heather Claridge is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Sung

Executive Officer · 13 shared filings (13 issuers)

David Sung is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jamie Duncan

Executive Officer · 13 shared filings (13 issuers)

Jamie Duncan is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Nicola

13 issuers · 13 filings · $1.63M reported sold · 2021–2021

NU Nicola U.S. Tactical High Income Fund Pooled Investment Fund · $65K sold · 2021 · listed
NU Nicola U.S. Equity Income Fund Pooled Investment Fund · $4,189 sold · 2021 · listed
NP Nicola Primary Mortgage Fund Pooled Investment Fund · $115K sold · 2021 · listed
NP Nicola Precious Metals Fund Pooled Investment Fund · $52K sold · 2021 · listed
NS Nicola Sustainable Innovation Fund Pooled Investment Fund · $300 sold · 2021 · listed
NP Nicola Preferred Share Fund Pooled Investment Fund · $78K sold · 2021 · listed
NH Nicola High Yield Bond Fund Pooled Investment Fund · $112K sold · 2021 · listed
NG Nicola Global Real Estate Fund Pooled Investment Fund · $205K sold · 2021 · listed
NG Nicola Global Equity Fund Pooled Investment Fund · $112K sold · 2021 · listed
NG Nicola Global Bond Fund Pooled Investment Fund · $75K sold · 2021 · listed
NC Nicola Canadian Tactical High Income Fund Pooled Investment Fund · $25K sold · 2021 · listed
NC Nicola Canadian Equity Income Fund Pooled Investment Fund · $241K sold · 2021 · listed
NB Nicola Bond Fund Pooled Investment Fund · $544K sold · 2021 · listed

One team, 13 deal companies. Rob Edel is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rob Edel.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 13 of the 13 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Nicola Precious Metals Fund, Nicola U.S. Tactical High Income Fund, Nicola Primary Mortgage Fund, Nicola Sustainable Innovation Fund, Nicola U.S. Equity Income Fund, Nicola Preferred Share Fund, Nicola High Yield Bond Fund, Nicola Global Real Estate Fund, Nicola Global Equity Fund, Nicola Global Bond Fund, Nicola Canadian Tactical High Income Fund, Nicola Canadian Equity Income Fund, Nicola Bond Fund.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rob Edel by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rob Edel is listed on: none on file. No website or social profile named in Nicola Bond Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #194,078 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Rob Edel

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

13 Form Ds were filed more than 15 days after the first sale

13 offerings have no amendment in the last 12 months and may still be open

5. Money to insiders

Deals 13

People around Rob 9

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person