Rob Broyles is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2012: S-I IPVF Holdings, LLC (Houston, TX — industry reported as "Other" — 2012; $311.3M reported sold to 4 investors).
What this means One deal on file with the SEC, filed Apr 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bob Martin (1 shared filing), Craig Bouchard (1 shared filing), David DeLaureal (1 shared filing), Frank Riddick (1 shared filing), Glenn F Miller (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rob. Each name links to their own page.
The issuer belongs to the sponsor group Shale (2 issuers, $341.3M reported sold, 2011–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Shale has 2 companies on file and $341.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Rob Broyles and found 2 differences: Bankruptcy case: Wank Adams Slavin Associates LLP a/k/a WASA Studio v. Esterson; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.