PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:38 AM ET

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Rick Davis

Named as an officer, director or promoter on SEC Form D filings · TX · Nov 16, 2010 → Oct 28, 2013

2deals (issuers)
$110.7Mreported sold
187investors
6Form D filings
2010–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Davis is listed as a director on 6 SEC Form D filings by 2 issuers between Nov 2010 and Oct 2013: Triumph Financial, Inc. (Dallas, TX — other banking and financial services — 2012–2013; $70M reported sold to 145 investors) and Triumph Consolidated Cos., LLC (Dallas, TX — other banking and financial services — 2010; $40.7M reported sold to 42 investors).

What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $110.7M sold in total.

Listed alongside Aaron P. Graft (6 shared filings), C. Todd Sparks (6 shared filings), Carlos M. Sepulveda, Jr. (6 shared filings), Charles A. Anderson (6 shared filings), Justin N. Trail (6 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

All 2 issuers belong to the sponsor group Triumph (3 issuers, $63.5M reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Triumph has 3 companies on file and $63.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 34 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Rick Davis and found 6 differences: Form D filed 32 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Davis has not run yet — it is #8,040 of 37,493 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 judgment

RICK DAVIS v. IRS dismissed
District Court, D. Kansas · No. · Filed Apr 27, 1990 · Closed Jun 8, 1990 · Nature of suit: 871 IRS 3rd party suits 26 USC 7609
Role of RICK DAVIS: Plaintiff · Outcome: Terminated 1990-06-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)
DAVIS, RICK v. WERNER ENTERPRISES SPECIALIZED dismissed
District Court, D. Colorado · No. · Filed Mar 12, 1990 · Closed Jan 16, 1991 · Nature of suit: 791 Employee Retirement Income Security Act
Role of DAVIS, RICK: Plaintiff · Outcome: Terminated 1991-01-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
DAVIS, RICK v. IRON WORKERS DISTRICT COUNS judgment
District Court, E.D. Pennsylvania · No. · Filed Feb 16, 1988 · Closed Jul 5, 1988 · Nature of suit: 791 Employee Retirement Income Security Act
Role of DAVIS, RICK: Plaintiff · Outcome: Terminated 1988-07-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Davis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 34 closed (disposition not in docket feed)

Rick M. Davis closed
United States Bankruptcy Court, S.D. Texas · No. 21-21180 · Filed Jul 21, 2021 · Closed Oct 18, 2021
Role of Rick M. Davis: Debtor · Outcome: Case closed 2021-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (TX)
Rick D. Davis closed
United States Bankruptcy Court, E.D. Michigan · No. 21-30224 · Filed Feb 16, 2021 · Closed Dec 21, 2021
Role of Rick D. Davis: Debtor · Outcome: Case closed 2021-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Rick Davis closed
United States Bankruptcy Court, W.D. Michigan · No. 16-06479 · Filed Dec 31, 2016 · Closed Jun 1, 2017
Role of Rick Davis: Debtor · Outcome: Case closed 2017-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Rick A Davis, Sr. closed
United States Bankruptcy Court, E.D. Washington · No. 16-02451 · Filed Aug 1, 2016 · Closed Dec 2, 2016
Role of Rick A Davis, Sr.: Debtor · Outcome: Case closed 2016-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Rick A Davis closed
United States Bankruptcy Court, S.D. Ohio · No. 1:16-bk-11557 · Filed Apr 25, 2016 · Closed Jun 2, 2016
Role of Rick A Davis: Debtor · Outcome: Case closed 2016-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Rick L. Davis closed
United States Bankruptcy Court, N.D. California · No. 14-31597 · Filed Oct 31, 2014 · Closed Dec 16, 2019
Role of Rick L. Davis: Debtor · Outcome: Case closed 2019-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Rick A. Davis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 13-10572 · Filed Apr 30, 2013 · Closed Nov 18, 2015
Role of Rick A. Davis: Debtor · Outcome: Case closed 2015-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Rick Davis and Jully Davis closed
United States Bankruptcy Court, D. Kansas · No. 13-10905 · Filed Apr 19, 2013 · Closed Jul 29, 2013
Role of Rick Davis and Jully Davis: Debtor · Outcome: Case closed 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)
Rick A Davis and Nicole M Davis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-11710 · Filed Feb 28, 2013 · Closed Jun 17, 2013
Role of Rick A Davis and Nicole M Davis: Debtor · Outcome: Case closed 2013-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Rick D. Davis and Brenda L. Davis closed
United States Bankruptcy Court, E.D. Michigan · No. 11-30745 · Filed Feb 17, 2011 · Closed Sep 2, 2014
Role of Rick D. Davis and Brenda L. Davis: Debtor · Outcome: Case closed 2014-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Rick E Davis and Andrea M Davis closed
United States Bankruptcy Court, C.D. Illinois · No. 06-82080 · Filed Dec 13, 2006 · Closed Oct 26, 2009
Role of Rick E Davis and Andrea M Davis: Debtor · Outcome: Case closed 2009-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick A Davis closed
United States Bankruptcy Court, W.D. New York · No. 1-06-01590 · Filed Jun 13, 2006 · Closed Nov 7, 2006
Role of Rick A Davis: Debtor · Outcome: Case closed 2006-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Rick A. Davis and Jennifer A. Davis closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-45444 · Filed Oct 15, 2005 · Closed Jul 27, 2006
Role of Rick A. Davis and Jennifer A. Davis: Debtor · Outcome: Case closed 2006-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Rick B Davis closed
United States Bankruptcy Court, W.D. Louisiana · No. 05-21549 · Filed Oct 12, 2005 · Closed Jul 17, 2006
Role of Rick B Davis: Debtor · Outcome: Case closed 2006-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)
Rick Davis closed
United States Bankruptcy Court, N.D. Illinois · No. 05-49797 · Filed Oct 12, 2005 · Closed Mar 6, 2006
Role of Rick Davis: Debtor · Outcome: Case closed 2006-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Rick E Davis and Brenda K Davis closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-14472 · Filed Jun 24, 2005 · Closed Aug 6, 2007
Role of Rick E Davis and Brenda K Davis: Debtor · Outcome: Case closed 2007-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
RICK G DAVIS and CHRISTY L DAVIS closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:05-bk-05385 · Filed May 3, 2005 · Closed Aug 19, 2005
Role of RICK G DAVIS and CHRISTY L DAVIS: Debtor · Outcome: Case closed 2005-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Rick B Davis closed
United States Bankruptcy Court, W.D. Louisiana · No. 05-20548 · Filed Apr 19, 2005 · Closed Feb 28, 2008
Role of Rick B Davis: Debtor · Outcome: Case closed 2008-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)
Rick Davis and Elisa D. Davis closed
United States Bankruptcy Court, E.D. Michigan · No. 04-30632 · Filed Feb 18, 2004 · Closed Jun 1, 2004
Role of Rick Davis and Elisa D. Davis: Debtor · Outcome: Case closed 2004-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
RICK DAVIS closed
United States Bankruptcy Court, N.D. Alabama · No. 01-02119 · Filed Mar 26, 2001 · Closed Aug 6, 2001
Role of RICK DAVIS: Debtor · Outcome: Case closed 2001-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
RICK A. DAVIS and DEATRA E. DAVIS closed
United States Bankruptcy Court, D. Nevada · No. 01-30716 · Filed Mar 15, 2001 · Closed Jun 27, 2001
Role of RICK A. DAVIS and DEATRA E. DAVIS: Debtor · Outcome: Case closed 2001-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
Rick D Davis and Sheila A Davis closed
United States Bankruptcy Court, S.D. Ohio · No. 2:99-bk-56616 · Filed Jul 23, 1999 · Closed Feb 18, 2005
Role of Rick D Davis and Sheila A Davis: Debtor · Outcome: Case closed 2005-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Rick L. Davis closed
United States Bankruptcy Court, N.D. California · No. 99-45056 · Filed Jun 16, 1999 · Closed Sep 22, 1999
Role of Rick L. Davis: Debtor · Outcome: Case closed 1999-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
RICK F. DAVIS and SANA ADEL DAVIS closed
United States Bankruptcy Court, D. Arizona · No. 0:98-bk-00464 · Filed Apr 29, 1998 · Closed Oct 30, 2001
Role of RICK F. DAVIS and SANA ADEL DAVIS: Debtor · Outcome: Case closed 2001-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
RICK L. DAVIS and THERESA M. DAVIS closed
United States Bankruptcy Court, D. Montana · No. 97-41956 · Filed Jul 25, 1997 · Closed Jan 8, 2002
Role of RICK L. DAVIS and THERESA M. DAVIS: Debtor · Outcome: Case closed 2002-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MT (not a filing state)
Rick L Davis closed
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-52832 · Filed Mar 28, 1997 · Closed Jul 25, 1997
Role of Rick L Davis: Debtor · Outcome: Case closed 1997-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Rick A. Davis and Carol M. Davis closed
United States Bankruptcy Court, W.D. New York · No. 1-96-14234 · Filed Sep 20, 1996 · Closed Dec 29, 1997
Role of Rick A. Davis and Carol M. Davis: Debtor · Outcome: Case closed 1997-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Rick A. Davis and Nicole M. Davis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-21163 · Filed Jun 16, 1995 · Closed Sep 27, 1995
Role of Rick A. Davis and Nicole M. Davis: Debtor · Outcome: Case closed 1995-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
RICK B. DAVIS closed
United States Bankruptcy Court, W.D. Oklahoma · No. 93-16283 · Filed Oct 27, 1993 · Closed Apr 11, 1994
Role of RICK B. DAVIS: Debtor · Outcome: Case closed 1994-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Rick D Davis and Sheila A Davis closed
United States Bankruptcy Court, S.D. Ohio · No. 2:93-bk-54146 · Filed Jul 1, 1993 · Closed Jun 14, 1994
Role of Rick D Davis and Sheila A Davis: Debtor · Outcome: Case closed 1994-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Rick L. Davis closed
United States Bankruptcy Court, N.D. Oklahoma · No. 91-04122 · Filed Nov 19, 1991 · Closed May 11, 1995
Role of Rick L. Davis: Debtor · Outcome: Case closed 1995-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
RICK L. DAVIS and LORETTA A. DAVIS closed
United States Bankruptcy Court, D. Montana · No. 91-11648 · Filed Oct 8, 1991 · Closed May 28, 1992
Role of RICK L. DAVIS and LORETTA A. DAVIS: Debtor · Outcome: Case closed 1992-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MT (not a filing state)
Rick Davis closed
United States Bankruptcy Court, N.D. Illinois · No. 90-00662 · Filed Jan 12, 1990 · Closed Jul 13, 1990
Role of Rick Davis: Debtor · Outcome: Case closed 1990-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
RICK DAVIS closed
United States Bankruptcy Court, D. Montana · No. 86-20620 · Filed Oct 27, 1986 · Closed Jul 11, 1988
Role of RICK DAVIS: Debtor · Outcome: Case closed 1988-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 72 federal dockets); 2 people with this name in Form D filings; court in MT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Rick Davis (compared 6 filings on Oct 24, 2026)

Note · Dec 14, 2012 – Jan 15, 2013

Form D filed 32 days after the first sale — Triumph Financial, Inc.

The filing says the first sale was Dec 14, 2012. The Form D was filed Jan 15, 2013 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 15, 2013 ↗Triumph Financial, Inc. — PartnerFacts page ↗
Sources
Note · Dec 14, 2012 – Jan 15, 2013

No amendment in the last 12 months on an offering that may still be open — Triumph Financial, Inc. (latest filing Jan 15, 2013)

The latest filing for this offering is dated Jan 15, 2013 (first sale Dec 14, 2012). It reports $4,652,612 sold of $11,962,024 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 15, 2013 ↗Triumph Financial, Inc. — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Jan 3, 2013

No amendment in the last 12 months on an offering that may still be open — Triumph Financial, Inc. (latest filing Jan 3, 2013)

The latest filing for this offering is dated Jan 3, 2013 (first sale Dec 21, 2012). It reports $1,000,002 sold of $60,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 3, 2013 ↗Triumph Financial, Inc. — PartnerFacts page ↗
Sources
Note · Jan 9, 2012 – Jan 20, 2012

No amendment in the last 12 months on an offering that may still be open — Triumph Financial, Inc. (latest filing Jan 20, 2012)

The latest filing for this offering is dated Jan 20, 2012 (first sale Jan 9, 2012). It reports $2,500,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 20, 2012 ↗Triumph Financial, Inc. — PartnerFacts page ↗
Sources
Note · Jan 20, 2012 – Jan 3, 2013

Industry group changed between filings — Triumph Financial, Inc.

"Commercial Banking" (Jan 20, 2012); then "Other Banking and Financial Services" (Jan 3, 2013 to Oct 28, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 20, 2012 ↗Form D · Jan 3, 2013 ↗Triumph Financial, Inc. — PartnerFacts page ↗
Sources
Note · Oct 9, 2009 – Mar 11, 2010

Same name, different state: "Rick Davis" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "Rick Davis" with address state CA, is listed on 3 filings — most recently by Ares Capital Europe, L.P. (Mar 11, 2010). The two records do not overlap in time: this page runs Nov 16, 2010 to Oct 28, 2013; the other runs Oct 9, 2009 to Mar 11, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Davis (CA) — PartnerFacts page ↗Form D/A · Mar 11, 2010 ↗Ares Capital Europe, L.P. — PartnerFacts page ↗Rick Davis (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $340,540.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2013 D
Triumph Financial, Inc.
File 021-205357
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2013 D
Triumph Financial, Inc.
File 021-190287
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Triumph Financial, Inc.
File 021-189349
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2012 D
Triumph Financial, Inc.
File 021-172231
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2010 D/A
Triumph Consolidated Cos., LLC
File 021-150581
$0$0$340,540None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Rick Davis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TF
Other Banking and Financial Services · group: Triumph

Triumph Financial, Inc.

Dallas, TX · Jan 20, 2012 → Oct 28, 2013 · 4 filings
  • Oct 28, 2013 · D · $5,600,000 sold of $5,600,000 · 145 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2013 · D · $4,652,612 sold of $11,962,024 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2013 · D · $1,000,002 sold of $60,000,000 · 2 investors · min. $250,000 · role: Director EDGAR ↗
  • Jan 20, 2012 · D · $2,500,000 sold of $5,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $70M from 145 investors (100% of the $5.6M target) as of the latest filing. Rick is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Other Banking and Financial Services · group: Triumph

Triumph Consolidated Cos., LLC

Dallas, TX · Nov 16, 2010 → Nov 16, 2010 · 2 filings
  • Nov 16, 2010 · D/A · $40,740,000 sold of $40,740,000 · 42 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 16, 2010 · D · $40,740,000 sold of $40,740,000 · 42 investors · min. $50,000 · role: Director EDGAR ↗

Raised $40.7M from 42 investors (100% of the $40.7M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rick Davis — CA, 1 issuer, Oct 9, 2009 → Mar 11, 2010 · no shared issuer

People around Rick 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carlos M. Sepulveda, Jr.

Director · 6 shared filings (2 issuers)

Listed on the same filings as Rick Davis. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron P. Graft

Executive Officer, Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rick Davis. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Anderson

Director, Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Rick Davis. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

C. Todd Sparks

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rick Davis. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Justin N. Trail

Director, Executive Officer · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rick Davis. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Dobrient

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Rick Davis. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Tricia Pittman

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

R. Bryce Fowler

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Davis. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gail Lehmann

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Davis Deadman

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Sperring

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Pat Armstrong

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas M. Kratz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Davis. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Triumph

3 issuers · 9 filings · $63.5M reported sold · 2010–2025

One team, 3 deal companies. Rick Davis is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Davis.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Davis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Davis is listed on: none on file. No website or social profile named in Triumph Consolidated Cos., LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #357,012 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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