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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

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Rick Smith

Named as an officer, director or promoter on SEC Form D filings · CA, NY · Jul 8, 2009 → Dec 14, 2023

20deals (issuers)
$1.25Breported sold
560investors
43Form D filings
2009–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Smith is listed as an executive officer, director, and promoter on 43 SEC Form D filings by 20 issuers between May 2009 and Nov 2025. Largest by amount reported sold: 270 Growth Fund I LP (New York, NY — pooled investment fund — 2022–2023; $454.7M reported sold to 162 investors), 270 Growth Fund I (Lux) SCSp-RAIF (Grand Duchy of Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2022–2023; $413.8M reported sold to 66 investors), DEEM, INC. (San Francisco, CA — other technology — 2009–2011; $219.8M reported sold to 89 investors), Measurabl, Inc. (San Diego, CA — business services — 2015–2017; $92.6M reported sold to 36 investors), SF Insuretech Inc. (Los Angeles, CA — insurance — 2020–2022; $14.8M reported sold to 9 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $1.25B sold in total.

Listed alongside Brian Garrett (7 shared filings), Brett Brewer (6 shared filings), Brian Carlin (6 shared filings), Christopher Dawe (6 shared filings), J. P. Morgan Investment Management Inc. (6 shared filings, management entity) and 59 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

The issuers belong to 2 sponsor groups: Crosscut (8 issuers, $14.9M reported sold, 2009–2026) and J P Morgan (681 issuers, $310.46B reported sold, 2008–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 19 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for Rick Smith and found 20 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Smith has not run yet — it is #4,473 of 27,314 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Municipal Finance Services, Inc., Rick A. Smith and Jon G. Wolff Administrative proceeding
SEC · Aug 24, 2017 · Parties as named in the release: Municipal Finance Services, Inc., Rick A. Smith and Jon G. Wolff Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Rick A. Smith closed
United States Bankruptcy Court, W.D. New York · No. 2-16-21411 · Filed Dec 29, 2016 · Closed Apr 28, 2017
Role of Rick A. Smith: Debtor · Outcome: Case closed 2017-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Rick D Smith closed
United States Bankruptcy Court, N.D. Ohio · No. 16-31643 · Filed May 17, 2016 · Closed Sep 6, 2016
Role of Rick D Smith: Debtor · Outcome: Case closed 2016-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick J Smith closed
United States Bankruptcy Court, N.D. Ohio · No. 07-10853 · Filed Feb 12, 2007 · Closed May 15, 2007
Role of Rick J Smith: Debtor · Outcome: Case closed 2007-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick S. Smith and Anna L. Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-58963 · Filed May 24, 2005 · Closed Sep 18, 2009
Role of Rick S. Smith and Anna L. Smith: Debtor · Outcome: Case closed 2009-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick L. Smith closed
United States Bankruptcy Court, E.D. California · No. 04-29789 · Filed Sep 28, 2004 · Closed Jan 7, 2005
Role of Rick L. Smith: Debtor · Outcome: Case closed 2005-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick L. Smith and Rebecca J. Smith closed
United States Bankruptcy Court, N.D. Ohio · No. 04-65164 · Filed Sep 28, 2004 · Closed May 18, 2005
Role of Rick L. Smith and Rebecca J. Smith: Debtor · Outcome: Case closed 2005-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick S Smith and Linda L Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-52162 · Filed Feb 18, 2004 · Closed Nov 2, 2007
Role of Rick S Smith and Linda L Smith: Debtor · Outcome: Case closed 2007-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 1:02-bk-13312 · Filed May 2, 2002 · Closed Oct 31, 2002
Role of Rick Smith: Debtor · Outcome: Case closed 2002-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick C Smith closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-37983 · Filed Sep 17, 2001 · Closed Dec 11, 2001
Role of Rick C Smith: Debtor · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick L Smith and Denette Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-57453 · Filed Jun 25, 2001 · Closed Oct 23, 2001
Role of Rick L Smith and Denette Smith: Debtor · Outcome: Case closed 2001-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick C Smith closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-23562 · Filed May 1, 2001 · Closed Aug 31, 2001
Role of Rick C Smith: Debtor · Outcome: Case closed 2001-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Jeannie Gail Smith and Rick L. Smith closed
United States Bankruptcy Court, E.D. California · No. 98-61368 · Filed Nov 30, 1998 · Closed Mar 29, 2000
Role of Rick L. Smith: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick L Smith and Marlene E Smith closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-17647 · Filed Jun 2, 1998 · Closed Sep 22, 1998
Role of Rick L Smith and Marlene E Smith: Debtor · Outcome: Case closed 1998-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick D Smith and Susan E Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-60428 · Filed Nov 12, 1997 · Closed Mar 25, 1998
Role of Rick D Smith and Susan E Smith: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick Smith closed
United States Bankruptcy Court, N.D. California · No. 96-47431 · Filed Sep 3, 1996 · Closed Jan 9, 1997
Role of Rick Smith: Debtor · Outcome: Case closed 1997-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick Smith closed
United States Bankruptcy Court, C.D. California · No. 1:94-bk-39728 · Filed Aug 11, 1994 · Closed Dec 1, 1994
Role of Rick Smith: Debtor · Outcome: Case closed 1994-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick L. Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 1:92-bk-11597 · Filed Mar 24, 1992 · Closed Aug 5, 1992
Role of Rick L. Smith: Debtor · Outcome: Case closed 1992-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Rick A. Smith and Aralia M. Smith closed
United States Bankruptcy Court, N.D. California · No. 91-50405 · Filed Jan 28, 1991 · Closed Aug 29, 1996
Role of Rick A. Smith and Aralia M. Smith: Debtor · Outcome: Case closed 1996-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Rick Smith and Daune M. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-86-11158 · Filed Jun 4, 1986 · Closed Mar 16, 1987
Role of Rick Smith and Daune M. Smith: Debtor · Outcome: Case closed 1987-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 119 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Rick Smith — 5 worth asking about (compared 43 filings on Oct 24, 2026)

Note · Aug 26, 1998 – Nov 18, 2014

4 bankruptcy cases name the subject or team members

Bankruptcy case: The Kodak GUC Trust, by and through Alan D. Halper v. Wunderman Worldwide, LLC — filed Jan 15, 2014 · Bankruptcy case: Robert P Grant and Letta C Grant — filed Jan 14, 2011 · Bankruptcy case: MBNA America Bank, N.A. v. Letta — filed May 26, 2004 · Bankruptcy case: Heather J Hartnett — filed Aug 26, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Lester Wunderman — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. New York ↗Michael Letta — PartnerFacts page ↗
Sources
Worth asking · Dec 8, 2009

Amount sold went down between filings — DEEM, INC.

The Dec 8, 2009 filing says $203,623,510 sold; the Dec 8, 2009 Form D/A says $20,362,351 sold — $183,261,159 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 8, 2009 ↗Form D/A (later) · Dec 8, 2009 ↗DEEM, INC. — PartnerFacts page ↗
Sources
Worth asking · Jul 8, 2009 – Nov 20, 2009

Amount sold went down between filings — ZADSPACE INC

The Jul 8, 2009 filing says $1,913,013 sold; the Nov 20, 2009 Form D says $300,000 sold — $1,613,013 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 8, 2009 ↗Form D (later) · Nov 20, 2009 ↗ZADSPACE INC — PartnerFacts page ↗
Sources
Worth asking · Jul 8, 2009 – Nov 20, 2009

Investor count went down between filings — ZADSPACE INC

The Jul 8, 2009 filing reports 12 investors; the Nov 20, 2009 Form D reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 8, 2009 ↗Form D (later) · Nov 20, 2009 ↗ZADSPACE INC — PartnerFacts page ↗
Sources
Note · Jun 20, 2019

10% of the money raised went to insiders — Butterfly Technologies, Inc.

The Jun 20, 2019 Form D reports $2,499,993 sold and $250,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Salary of $125,000 to each Guillaume Cohen-Skalli and Marina Tarasova.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 20, 2019 ↗Butterfly Technologies, Inc. — PartnerFacts page ↗
Sources
Note · May 13, 2009

10% of the money raised went to insiders — CROSSCUT VENTURES I LP

The May 13, 2009 Form D/A reports $4,750,000 sold and $479,798 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 13, 2009 ↗CROSSCUT VENTURES I LP — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2014 – May 4, 2023

Rick Smith appears on 6 deals that stopped filing before reaching their target

270 Growth Fund I (Lux) SCSp-RAIF (last filing May 4, 2023; $413,800,000 sold of $1,000,000,000); 270 Growth Fund I LP (last filing May 4, 2023; $454,700,000 sold of $1,000,000,000); Butterfly Technologies, Inc. (last filing Jul 6, 2022; $2,664,000 sold of $13,664,000); Crosscut 5, L.P. (last filing Sep 6, 2019; $0 sold of $125,000,000); CrossCut 4, L.P. (last filing May 31, 2017; $0 sold of $125,000,000); CrossCut Ventures 3, L.P. (last filing Jul 30, 2014; $0 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

270 Growth Fund I (Lux) SCSp-RAIF — PartnerFacts page ↗270 Growth Fund I LP — PartnerFacts page ↗Butterfly Technologies, Inc. — PartnerFacts page ↗Crosscut 5, L.P. — PartnerFacts page ↗
Sources
Worth asking · Sep 17, 2009 – Mar 20, 2023

12 Form Ds were filed more than 15 days after the first sale

Form D filed 148 days after the first sale — Fuse Inventory Inc. · Form D filed 133 days after the first sale — Measurabl, Inc. · Form D filed 65 days after the first sale — DEEM, INC. · Form D filed 68 days after the first sale — DEEM, INC. · Form D filed 82 days after the first sale — DEEM, INC. · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 14, 2021 ↗Fuse Inventory Inc. — PartnerFacts page ↗Form D · Jan 7, 2015 ↗Measurabl, Inc. — PartnerFacts page ↗
Sources
Note · Jul 24, 2008 – Dec 14, 2023

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Loyal Foundry Holdings, Inc. (latest filing Dec 14, 2023) · No amendment in the last 12 months on an offering that may still be open — Butterfly Technologies, Inc. (latest filing Jul 6, 2022) · No amendment in the last 12 months on an offering that may still be open — SF Insuretech Inc. (latest filing May 26, 2022) · No amendment in the last 12 months on an offering that may still be open — Loyal Foundry Holdings, Inc. (latest filing May 9, 2022) · No amendment in the last 12 months on an offering that may still be open — SF Insuretech Inc. (latest filing Apr 26, 2021) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 14, 2023 ↗Loyal Foundry Holdings, Inc. — PartnerFacts page ↗Form D · Jul 6, 2022 ↗Butterfly Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jun 20, 2019 – Jan 12, 2021

Rick Smith's role changed at Butterfly Technologies, Inc.: director, promoter → director

The Jun 20, 2019 filing lists Rick Smith as director, promoter; the Jan 12, 2021 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 20, 2019 ↗Form D · Jan 12, 2021 ↗Rick Smith — PartnerFacts page ↗Butterfly Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jul 8, 2009 – Dec 14, 2023

8 offerings changed their target amount between filings

Offering amount changed between filings — Loyal Foundry Holdings, Inc. · Offering amount changed between filings — Loyal Foundry Holdings, Inc. · Offering amount lowered between filings — 270 Growth Fund I LP · Offering amount lowered between filings — 270 Growth Fund I (Lux) SCSp-RAIF · Offering amount changed between filings — Team Labs, Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · May 4, 2023 ↗Form D/A (later) · Dec 14, 2023 ↗Loyal Foundry Holdings, Inc. — PartnerFacts page ↗Form D (earlier) · Mar 20, 2023 ↗
Sources
Note · May 13, 2009 – Jul 8, 2009

Rick Smith is written 2 different ways on the filings

listed as "Rick L. Smith" on 6 filings (from May 13, 2009), and "Rick Smith" on 37 filings (from Jul 8, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 13, 2009 ↗Form D/A · Jul 8, 2009 ↗Rick Smith — PartnerFacts page ↗
Sources
Note · Jun 20, 2019 – Jul 6, 2022

Industry group changed between filings — Butterfly Technologies, Inc.

"Other Technology" (Jun 20, 2019 to Jan 12, 2021); then "Other Health Care" (Jul 6, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 20, 2019 ↗Form D · Jul 6, 2022 ↗Butterfly Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jun 20, 2019 – Jan 12, 2021

Reported revenue range changed between filings — Butterfly Technologies, Inc.

"No Revenues" (Jun 20, 2019); then "Decline to Disclose" (Jan 12, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 20, 2019 ↗Form D · Jan 12, 2021 ↗Butterfly Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Nov 25, 2014 – May 6, 2019

Same name, different state: "Rick Smith" (AZ) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Rick Smith" with address state AZ, is listed on 5 filings — most recently by Solera Health, Inc. (May 6, 2019). Both records have filings in the same period (Nov 25, 2014 to May 6, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Smith (AZ) — PartnerFacts page ↗Form D · May 6, 2019 ↗Solera Health, Inc. — PartnerFacts page ↗Rick Smith (CA,NY) — this page ↗
Sources
Note · Nov 28, 2017

Same name, different state: "Rick Smith" (IL) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Rick Smith" with address state IL, is listed on 1 filing — most recently by Fast Radius, Inc. (Nov 28, 2017). Both records have filings in the same period (Nov 28, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Smith (IL) — PartnerFacts page ↗Form D · Nov 28, 2017 ↗Fast Radius, Inc. — PartnerFacts page ↗Rick Smith (CA,NY) — this page ↗
Sources
Note · Jun 1, 2015

Same name, different state: "Rick Smith" (DE) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Rick Smith" with address state DE, is listed on 1 filing — most recently by MAJOR LEAGUE FOOTBALL INC (Jun 1, 2015). Both records have filings in the same period (Jun 1, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Smith (DE) — PartnerFacts page ↗Form D/A · Jun 1, 2015 ↗MAJOR LEAGUE FOOTBALL INC — PartnerFacts page ↗Rick Smith (CA,NY) — this page ↗
Sources
Note · Aug 6, 2012

Same name, different state: "Rick Smith" (GA) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Rick Smith" with address state GA, is listed on 1 filing — most recently by New London Communications, LLC (Aug 6, 2012). Both records have filings in the same period (Aug 6, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Rick Smith (GA) — PartnerFacts page ↗Form D · Aug 6, 2012 ↗New London Communications, LLC — PartnerFacts page ↗Rick Smith (CA,NY) — this page ↗
Sources
Note · Apr 18, 2024 – Nov 4, 2025

Address moved from Los Angeles, CA to Santa Monica, CA — Crosscut 6, L.P.

The people listed on the Apr 18, 2024 filing give Los Angeles, CA; on the Nov 4, 2025 filing they give Santa Monica, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 18, 2024 ↗Form D/A · Nov 4, 2025 ↗Crosscut 6, L.P. — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Nov 4, 2025

Rick Smith is listed with 2 different address states: CA, NY

CA on 34 filings (May 13, 2009 to Nov 4, 2025); NY on 9 filings (Dec 28, 2017 to May 4, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 13, 2009 ↗Form D · Dec 28, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 32 offerings report sales commissions totalling $5,886,086; 0 report finder's fees; 3 report proceeds to related persons totalling $1,329,798. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 4, 2025 D/A
Crosscut 6, L.P.
File 021-510999
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Dec 14, 2023 D/A
Loyal Foundry Holdings, Inc.
File 021-476257
$0$0$0None listed on this filingEDGAR ↗
May 4, 2023 D/A
270 Growth Fund I (Lux) SCSp-RAIF
File 021-445287
$2,980,650 (est.)$0$0N/A no CRD number reported
via "J.P. Morgan Securities LLC (""JPM"")" (CRD 79 ↗)
EDGAR ↗
May 4, 2023 D/A
270 Growth Fund I LP
File 021-445234
$2,406,623 (est.)$0$0N/A no CRD number reported
via "J.P. Morgan Securities LLC (""JPM"")" (CRD 79 ↗)
EDGAR ↗
Jul 6, 2022 D
Butterfly Technologies, Inc.
File 021-451274
$0$0$0None listed on this filingEDGAR ↗
May 26, 2022 D
SF Insuretech Inc.
File 021-447171
$0$0$0None listed on this filingEDGAR ↗
May 9, 2022 D
Loyal Foundry Holdings, Inc.
File 021-444905
$498,813$0$600,000 (est.)JMP Securities LLC BrokerCheck CRD 22208 ↗EDGAR ↗
Dec 14, 2021 D
Fuse Inventory Inc.
File 021-424949
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2021 D
SF Insuretech Inc.
File 021-413877
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2021 D
SF Insuretech Inc.
File 021-397175
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2021 D
Butterfly Technologies, Inc.
File 021-385965
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 14, 2020 D
SF Insuretech Inc.
File 021-370985
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2019 D
Crosscut 5, L.P.
File 021-348201
$0$0$0
The General Partner (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Jun 20, 2019 D
Butterfly Technologies, Inc.
File 021-342398
$0$0$250,000
Salary of $125,000 to each Guillaume Cohen-Skalli and Marina Tarasova.
None listed on this filingEDGAR ↗
Feb 6, 2018 D/A
Team Labs, Inc.
File 021-303036
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2017 D
Knowsy, Inc.
File 021-301812
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2017 D
Zingle, Inc.
File 021-300896
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2017 D
Zingle, Inc.
File 021-297780
$0$0$0None listed on this filingEDGAR ↗
May 31, 2017 D
CrossCut 4, L.P.
File 021-287709
$0$0$0None listed on this filingEDGAR ↗
May 2, 2017 D
Measurabl, Inc.
File 021-285875
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2016 D
Measurabl, Inc.
File 021-267995
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2016 D/A
Measurabl, Inc.
File 021-250562
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2015 D
Measurabl, Inc.
File 021-231584
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2014 D
CrossCut Ventures 3, L.P.
File 021-222028
$0$0$0
The General Partner (or an affiliate thereof) may be entitled to a management fee.
None listed on this filingEDGAR ↗
Feb 3, 2011 D
DEEM, INC.
File 021-154784
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2010 D
DEEM, INC.
File 021-150606
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2009 D
Affordit.com, Inc.
File 021-136972
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2009 D/A
DEEM, INC.
File 021-78897
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2009 D
ZADSPACE INC
File 021-121287
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2009 D
Allocade Inc
File 021-107731
$0$0$0None listed on this filingEDGAR ↗
May 13, 2009 D/A
CROSSCUT VENTURES I LP
File 021-122108
$0$0$479,798 (est.)None listed on this filingEDGAR ↗
May 13, 2009 D/A
CROSSCUT VENTURES I AFFILIATES FUND LP
File 021-122095
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named Rick Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C6
Pooled Investment Fund · group: Crosscut

Crosscut 6, L.P.

Santa Monica, CA · Apr 18, 2024 → Nov 4, 2025 · 2 filings
  • Nov 4, 2025 · D/A · $7,600,000 sold of $75,000,000 · 8 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Apr 18, 2024 · D · $0 sold of $75,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

Raised $7.6M from 8 investors (10% of the $75M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Other Technology

Loyal Foundry Holdings, Inc.

Cardjff-By-The-Sea, CA · May 9, 2022 → Dec 14, 2023 · 4 filings
  • Dec 14, 2023 · D/A · $5,098,791 sold of $6,874,000 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 4, 2023 · D/A · $4,998,791 sold of $4,999,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2023 · D · $4,075,792 sold of $4,500,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 9, 2022 · D · $11,397,170 sold of $12,122,283 · 53 investors · min. $10,000 · role: Director EDGAR ↗

Raised $11.4M from 53 investors (100% of the $6.87M target) as of the latest filing. Rick is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2G
Pooled Investment Fund · group: J P Morgan

270 Growth Fund I (Lux) SCSp-RAIF

Grand Duchy of Luxembourg, Luxembourg (as filed: N4) · May 11, 2022 → May 4, 2023 · 3 filings
  • May 4, 2023 · D/A · $413,800,000 sold of $413,800,000 · 66 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2023 · D/A · $413,800,000 sold of $413,800,000 · 66 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • May 11, 2022 · D · $295,000,000 sold of $1,000,000,000 · 38 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $413.8M from 66 investors (100% of the $413.8M target) as of the latest filing. Rick is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2G
Pooled Investment Fund · group: J P Morgan

270 Growth Fund I LP

New York, NY · May 11, 2022 → May 4, 2023 · 3 filings
  • May 4, 2023 · D/A · $454,700,000 sold of $454,700,000 · 162 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2023 · D/A · $454,700,000 sold of $454,700,000 · 162 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • May 11, 2022 · D · $377,900,000 sold of $1,000,000,000 · 96 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $454.7M from 162 investors (100% of the $454.7M target) as of the latest filing. Rick is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BT
Other Health Care

Butterfly Technologies, Inc.

New York, NY · Jun 20, 2019 → Jul 6, 2022 · 3 filings
  • Jul 6, 2022 · D · $2,664,000 sold of $13,664,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 12, 2021 · D · $850,000 sold of $2,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2019 · D · $2,499,993 sold of $2,500,000 · 17 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $2.66M from 17 investors (19% of the $13.7M target) as of the latest filing. Rick is listed as director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Insurance

SF Insuretech Inc.

Los Angeles, CA · Jul 14, 2020 → May 26, 2022 · 4 filings
  • May 26, 2022 · D · $4,186,264 sold of $5,086,265 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 20, 2021 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 26, 2021 · D · $3,000,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2020 · D · $4,810,934 sold of $5,733,185 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.8M from 9 investors (100% of the $5.09M target) as of the latest filing. Rick is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FI
Other Technology

Fuse Inventory Inc.

Palo Alto, CA · Dec 14, 2021
  • Dec 14, 2021 · D · $2,999,998 sold of $2,999,998 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 8 investors (100% of the $3M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C5
Pooled Investment Fund · group: Crosscut

Crosscut 5, L.P.

Santa Monica, CA · Sep 6, 2019
  • Sep 6, 2019 · D · $0 sold of $125,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TL
Other Technology

Team Labs, Inc.

New York, NY · Jan 11, 2018 → Feb 6, 2018 · 2 filings
  • Feb 6, 2018 · D/A · $2,966,036 sold of $3,066,036 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 11, 2018 · D · $2,838,359 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.44M from 14 investors (100% of the $3.07M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

K
Other Technology

Knowsy, Inc.

New York, NY · Dec 28, 2017
  • Dec 28, 2017 · D · $2,195,755 sold of $2,301,032 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.2M from 21 investors (95% of the $2.3M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Z
Other Technology

Zingle, Inc.

Carlsbad, CA · Oct 31, 2017 → Dec 15, 2017 · 2 filings
  • Dec 15, 2017 · D · $1,000,000 sold of $1,500,000 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Oct 31, 2017 · D · $500,000 sold of $1,000,000 · 4 investors · min. $1 · role: Director EDGAR ↗

Raised $3.01M from 6 investors (100% of the $1.5M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C4
Pooled Investment Fund · group: Crosscut

CrossCut 4, L.P.

Venice, CA · May 31, 2017
  • May 31, 2017 · D · $0 sold of $125,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Business Services

Measurabl, Inc.

San Diego, CA · Jan 7, 2015 → May 2, 2017 · 5 filings
  • May 2, 2017 · D · $2,266,390 sold of $2,766,393 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2016 · D · $150,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2016 · D/A · $525,000 sold of $525,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 3, 2015 · D · $225,000 sold of $500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 7, 2015 · D · $2,306,146 sold of $2,506,148 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $92.6M from 36 investors (100% of the $2.77M target) as of the latest filing. Rick is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Crosscut

CrossCut Ventures 3, L.P.

Venice, CA · Jul 30, 2014
  • Jul 30, 2014 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Other Technology

DEEM, INC.

San Francisco, CA · Dec 8, 2009 → Feb 3, 2011 · 4 filings
  • Feb 3, 2011 · D · $46,982,791 sold of $46,982,791 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2010 · D · $5,862,094 sold of $5,862,094 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 8, 2009 · D/A · $20,362,351 sold of $20,362,351 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 8, 2009 · D · $203,623,510 sold of $203,623,510 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $219.8M from 89 investors (100% of the $47M target) as of the latest filing. Rick is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AC
Other

Affordit.com, Inc.

Columbus, OH · Dec 16, 2009
  • Dec 16, 2009 · D · $600,000 sold of $600,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $600K from 5 investors (100% of the $600K target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Z
Other

ZADSPACE INC

Norwalk, CT · Jul 8, 2009 → Nov 20, 2009 · 2 filings
  • Nov 20, 2009 · D · $300,000 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2009 · D/A · $1,913,013 sold of $1,913,013 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.55M from 19 investors (100% of the $1M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

A
Other Technology

Allocade Inc

Menlo Park, CA · Aug 7, 2009
  • Aug 7, 2009 · D · $3,428,218 sold of $3,428,218 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.43M from 30 investors (100% of the $3.43M target) as of the latest filing. Rick is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Crosscut

CROSSCUT VENTURES I LP

Manhattan Beach, CA · May 13, 2009
  • May 13, 2009 · D/A · $4,750,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $4.75M from 12 investors as of the latest filing. Rick is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Crosscut

CROSSCUT VENTURES I AFFILIATES FUND LP

Manhattan Beach, CA · May 13, 2009
  • May 13, 2009 · D/A · $450,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $450K from 5 investors as of the latest filing. Rick is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Rick Smith — AZ, 2 issuers, Nov 25, 2014 → May 6, 2019 · no shared issuer
  • Rick Smith — GA, 1 issuer, Aug 6, 2012 → Aug 6, 2012 · no shared issuer
  • Rick Smith — DE, 1 issuer, Jun 1, 2015 → Jun 1, 2015 · no shared issuer
  • Rick Smith — IL, 1 issuer, Nov 28, 2017 → Nov 28, 2017 · no shared issuer

People around Rick 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JP
Management entity

J. P. Morgan Investment Management Inc.

Executive Officer · 6 shared filings (2 issuers) · also on 113 other issuers

J. P. Morgan Investment Management Inc. is on 115 issuers in total — a repeat sponsor. Their page lists every one.

JA
Management entity

JPMorgan Asset Management (Europe) S.a r.l.

Executive Officer · 3 shared filings (1 issuer) · also on 16 other issuers

JPMorgan Asset Management (Europe) S.a r.l. is on 17 issuers in total — a repeat sponsor. Their page lists every one.

2G
Management entity

270 Growth Fund GP LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

CF
Management entity

Crosscut Fund Manager 6, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

CF
Management entity

CrossCut Fund Manager 3, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

CF
Management entity

CrossCut Fund Manager 4, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

CF
Management entity

Crosscut Fund Manager 5, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Garrett

Director, Promoter · 7 shared filings (6 issuers) · also on 10 other issuers

Brian Garrett is on 16 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samantha Beattie

Executive Officer · 6 shared filings (2 issuers) · also on 17 other issuers

Samantha Beattie is on 19 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Brewer

Promoter, Director · 6 shared filings (6 issuers) · also on 3 other issuers

Brett Brewer is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Dawe

Executive Officer · 6 shared filings (2 issuers) · also on 4 other issuers

Christopher Dawe is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Luke Sikora

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Rick Smith. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick McGoldrick

Executive Officer · 6 shared filings (2 issuers) · also on 9 other issuers

Patrick McGoldrick is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Carlin

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Rick Smith. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Henretig

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Onken

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Ellis

Executive Officer, Director · 5 shared filings (1 issuer) · also on 26 other issuers

Matthew Ellis is on 27 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Pogue

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frederic W. Harman

Director · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Ebinger

Director · 4 shared filings (1 issuer) · also on 14 other issuers

Jonathan Ebinger is on 15 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Grady

Executive Officer, Director · 4 shared filings (1 issuer) · also on 4 other issuers

Patrick Grady is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Terrell Jones

Director · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Kenney

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Smith. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Wirta

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Smith. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hirsch

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Smith. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Allen Wolff

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Smith. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Kinley

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Rick Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Smithson

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Lyons

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Macdonald

Director · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

IW
No photo found yet (own website and image search run after this page is viewed)
Person

Ivo Welch

Director · 4 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Clinton Foy

Director · 3 shared filings (3 issuers) · also on 2 other issuers

Clinton Foy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Guillaume Cohen-Skalli

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Marina Tarasova

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Green

Director · 3 shared filings (1 issuer)

Listed on the same filings as Rick Smith. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Crosscut

8 issuers · 9 filings · $14.9M reported sold · 2009–2026

One team, 8 deal companies. Rick Smith is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Smith.

JP
Sponsor group

J P Morgan

681 issuers · 1990 filings · $310.46B reported sold · 2008–2026

One team, 681 deal companies. Rick Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 20 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): 270 Growth Fund I (Lux) SCSp-RAIF, 270 Growth Fund I LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Smith is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

loyalfoundry.com ↗ found on Loyal Foundry Holdings, Inc. (loyalfoundry.com — Form C 0001665160-22-000088 (issuer website as filed)) industry.com ↗ found on 270 Growth Fund I (Lux) SCSp-RAIF (industry.com — same registered sponsor family (group "J P Morgan"); known from issuer CIK 2126009 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗Connecticut Judicial Branch case look-up ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New York Secretary of State business search ↗Connecticut Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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