Sponsor Check › Person
Related person on Form D filings · address states as listed: LA, NH, FL · listed May 28, 2009 → Mar 6, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 17 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $750,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 6, 2024 D File 021-506773 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2024 D File 021-503812 | $0 (est.) | $0 (est.) | $0 The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing |
| EDGAR ↗ | Aug 15, 2023 D File 021-489755 | $0 | $0 | $0 N/A | None listed on this filing |
| EDGAR ↗ | Jul 18, 2023 D/A File 021-316855 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 31, 2022 D File 021-439742 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2021 D File 021-392245 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 23, 2017 D File 021-287309 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 20, 2016 D File 021-276701 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 4, 2016 D File 021-260552 | $0 | $0 | $0 Proceeds will be used for general corporate purposes, which may include the payment of executive salaries. | None listed on this filing |
| EDGAR ↗ | Mar 9, 2016 D File 021-258935 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2015 D File 021-246147 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 14, 2015 D File 021-243708 | $0 | $0 | $0 Proceeds will be used for general corporate purposes, which may include the payment of executive salaries. | None listed on this filing |
| EDGAR ↗ | Jun 26, 2015 D File 021-242617 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 1, 2012 D File 021-186384 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 23, 2012 D File 021-181607 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 26, 2011 D File 021-165031 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 17, 2010 D File 021-131530 | $0 | $0 | $750,000 (est.) Offering proceeds will fund Issuer's ongoing operations, including salaries (Burst, Treuting) and invoices for consulting services (Boalt) payable to Related Persons listed in item 3. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Inline Capital Partners LLC | Executive Officer Mr. Rees is the managing member of the issuer's manager. | Mar 6, 2024 | D | $750,000 similar: $763,000–$10,000,000 | $750,000 | 38 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | LongueVue Capital Partners Sidecar I, L.P. group: Longuevue | Executive Officer Managing Member of the General Partner | Jan 29, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $94,000,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Inline Capital Partners LLC | Executive Officer Mr. Rees is the managing member of the issuer's manager. | Aug 15, 2023 | D | $1,500,000 similar: $763,000–$10,000,000 | $1,500,000 | 38 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a Manager of Focus Automated Equities, LLC. | Jul 18, 2023 | D/A | $5,341,389 similar: $1,100,015–$10,001,163 | $5,341,389 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | LongueVue Capital Partners IV, L.P. group: Longuevue | Executive Officer Managing Member of the General Partner | Mar 31, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $154,950,000 | 61 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a Manager of Focus Automated Equities, LLC. | Mar 15, 2021 | D | Indefinite similar: $1,100,015–$10,001,163 | $4,178,215 | 14 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a Manager of Focus Automated Equities, LLC. | Jul 13, 2018 | D | $5,341,356 similar: $1,100,015–$10,001,163 | $5,341,356 | 17 similar: 2–14 | $6,944 similar: $5,000–$50,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a manager of Focus Automated Equities, LLC. | May 23, 2017 | D | $50,000 similar: $1,100,015–$10,001,163 | $50,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | LongueVue Capital Partners III, L.P. group: Longuevue | Executive Officer, Director, Promoter Managing Member of general partner of Issuer | Dec 20, 2016 | D | $102,000,000 similar: $155,000–$5,250,000 | $96,150,000 | 39 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Cooper Human Systems LLC | Director | Apr 4, 2016 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $290,926 | 3 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a manager of Focus Automated Equities, LLC. | Mar 9, 2016 | D | $500,000 similar: $1,100,015–$10,001,163 | $234,000 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a manager of Focus Automated Equities, LLC. | Aug 20, 2015 | D | $1,000,000 similar: $1,100,015–$10,001,163 | $500,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Cooper Human Systems LLC | Director | Jul 14, 2015 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $1,214,530 | 11 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Focus Automated Equities, LLC | Director Mr. Rees is a manager of Focus Automated Equities, LLC | Jun 26, 2015 | D | $10,000,000 similar: $1,100,015–$10,001,163 | $5,000,000 | 20 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | JACKSON OFFSHORE HOLDINGS, LLC | Director | Nov 1, 2012 | D | $9,000,000 | $9,000,000 | 19 | No minimum reported |
| EDGAR ↗ | Cooper Human Systems LLC | Director | Jul 23, 2012 | D | $2,300,000 | $200,000 | 3 | No minimum reported |
| EDGAR ↗ | LongueVue Capital Partners II, L.P. group: Longuevue | Executive Officer, Director "Mr. Rees is a managing member and principal of LongueVue GP II, LLC, the Issuer's general partner (the ""General Partner"") and serves on its investment committee. He is also a managing partner of LongueVue Capital, LLC (""LVC"")." | Aug 26, 2011 | D | $75,000,000 | $56,350,000 | 44 | No minimum reported |
| EDGAR ↗ | Dukky, LLC group: Lemuel | Director LLC Manager | Feb 17, 2010 | D | $1,000,000 | $1,000,000 | 3 | $50,000 |
| EDGAR ↗ | Dukky, LLC group: Lemuel | Director LLC Manager | May 28, 2009 | D | $8,000,000 | $8,000,000 | 8 | $100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Rick Rees. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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