Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · LA, NH, FL · May 28, 2009 → Mar 6, 2024
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Rick Rees is listed as an executive officer, director, and promoter on 19 SEC Form D filings by 9 issuers between May 2009 and Mar 2024. Largest by amount reported sold: LongueVue Capital Partners IV, L.P. (Metaine, LA — pooled investment fund — 2022; $154.9M reported sold to 61 investors), LongueVue Capital Partners III, L.P. (Metairie, LA — pooled investment fund — 2016; $96.2M reported sold to 39 investors), LongueVue Capital Partners Sidecar I, L.P. (Metairie, LA — pooled investment fund — 2024; $94M reported sold to 6 investors), LongueVue Capital Partners II, L.P. (Metairie, LA — pooled investment fund — 2011; $56.4M reported sold to 44 investors), JACKSON OFFSHORE HOLDINGS, LLC (Houston, TX — industry reported as "Other" — 2012; $9M reported sold to 19 investors) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $426.5M sold in total.
Listed alongside Frank Friedler, III (9 shared filings), Hugh Britton Sanderford, Jr. (7 shared filings), John C. McNamara, II (4 shared filings), Edward B. Roberts (3 shared filings), Rayford L. Etherton, Jr. (3 shared filings) and 25 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.
The issuers belong to 2 sponsor groups: Longuevue (4 issuers, $401.4M reported sold, 2011–2024) and Lemuel (49 issuers, $121.3M reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 19 public filings for Rick Rees and found 17 differences, 4 worth asking the sponsor about: Bankruptcy case: RICK A REES and PAMELA J REES; Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Rick Rees has not run yet — it is #9,981 of 27,448 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Rees..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
17 differences found between the filings for Rick Rees — 4 worth asking about (compared 19 filings on Oct 24, 2026)
United States Bankruptcy Court, E.D. Washington docket "RICK A REES and PAMELA J REES" filed Mar 9, 1992, closed Jul 23, 1992. Rick Rees is listed as Debtor ("RICK A REES and PAMELA J REES"). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The May 28, 2009 filing says $8,000,000 sold; the Feb 17, 2010 Form D says $1,000,000 sold — $7,000,000 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 28, 2009 filing reports 8 investors; the Feb 17, 2010 Form D reports 3 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The Feb 17, 2010 Form D reports $1,000,000 sold and $750,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Offering proceeds will fund Issuer's ongoing operations, including salaries (Burst, Treuting) and invoices for consulting services (Boalt) payable to Related Persons listed in item 3.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Cooper Human Systems LLC (last filing Apr 4, 2016; $1,214,530 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Mar 18, 2016. The Form D was filed Apr 4, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Jul 6, 2012. The Form D was filed Jul 23, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — LongueVue Capital Partners Sidecar I, L.P. (latest filing Jan 29, 2024) · No amendment in the last 12 months on an offering that may still be open — LongueVue Capital Partners IV, L.P. (latest filing Mar 31, 2022) · No amendment in the last 12 months on an offering that may still be open — Focus Automated Equities, LLC (latest filing Mar 15, 2021) · No amendment in the last 12 months on an offering that may still be open — LongueVue Capital Partners III, L.P. (latest filing Dec 20, 2016) · No amendment in the last 12 months on an offering that may still be open — Cooper Human Systems LLC (latest filing Apr 4, 2016) · and 6 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jul 13, 2018 filing says $5,341,356 offered; the Jul 18, 2023 Form D/A says $5,341,389.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The May 28, 2009 filing says $8,000,000 offered; the Feb 17, 2010 Form D says $1,000,000.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
The Jul 13, 2018 filing lists a minimum of $6,944; the Jul 18, 2023 Form D/A lists $0.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The May 28, 2009 filing lists a minimum of $100,000; the Feb 17, 2010 Form D lists $50,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Rick Rees" on 14 filings (from May 28, 2009), and "Rick S. Rees" on 5 filings (from Aug 26, 2011).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"No Revenues" (Jun 26, 2015); then "$1 - $1,000,000" (Jul 13, 2018); then "Decline to Disclose" (Mar 15, 2021).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The people listed on the Jul 14, 2015 filing give Nashua, NH; on the Apr 4, 2016 filing they give Orlando, FL.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Jul 23, 2012 filing give Milford, NH; on the Jul 14, 2015 filing they give Nashua, NH.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
LA on 17 filings (May 28, 2009 to Mar 6, 2024); NH on 1 filing (Jul 14, 2015); FL on 1 filing (Apr 4, 2016).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 17 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $750,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 6, 2024 D Inline Capital Partners LLC File 021-506773 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 29, 2024 D LongueVue Capital Partners Sidecar I, L.P. File 021-503812 | $0 (est.) | $0 (est.) | $0 The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing | EDGAR ↗ |
| Aug 15, 2023 D Inline Capital Partners LLC File 021-489755 | $0 | $0 | $0 N/A | None listed on this filing | EDGAR ↗ |
| Jul 18, 2023 D/A Focus Automated Equities, LLC File 021-316855 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 31, 2022 D LongueVue Capital Partners IV, L.P. File 021-439742 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2021 D Focus Automated Equities, LLC File 021-392245 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 23, 2017 D Focus Automated Equities, LLC File 021-287309 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 20, 2016 D LongueVue Capital Partners III, L.P. File 021-276701 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 4, 2016 D Cooper Human Systems LLC File 021-260552 | $0 | $0 | $0 Proceeds will be used for general corporate purposes, which may include the payment of executive salaries. | None listed on this filing | EDGAR ↗ |
| Mar 9, 2016 D Focus Automated Equities, LLC File 021-258935 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 20, 2015 D Focus Automated Equities, LLC File 021-246147 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 14, 2015 D Cooper Human Systems LLC File 021-243708 | $0 | $0 | $0 Proceeds will be used for general corporate purposes, which may include the payment of executive salaries. | None listed on this filing | EDGAR ↗ |
| Jun 26, 2015 D Focus Automated Equities, LLC File 021-242617 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 1, 2012 D JACKSON OFFSHORE HOLDINGS, LLC File 021-186384 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 23, 2012 D Cooper Human Systems LLC File 021-181607 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 26, 2011 D LongueVue Capital Partners II, L.P. File 021-165031 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 17, 2010 D Dukky, LLC File 021-131530 | $0 | $0 | $750,000 (est.) Offering proceeds will fund Issuer's ongoing operations, including salaries (Burst, Treuting) and invoices for consulting services (Boalt) payable to Related Persons listed in item 3. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Rick Rees on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $1.5M from 38 investors (100% of the $750K target) as of the latest filing. Rick is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $94M from 6 investors as of the latest filing. Rick is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.34M from 20 investors (100% of the $5.34M target) as of the latest filing. Rick is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $154.9M from 61 investors as of the latest filing. Rick is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $96.2M from 39 investors (94% of the $102M target) as of the latest filing. Rick is listed as executive officer, director, promoter.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.21M from 11 investors (24% of the $5M target) as of the latest filing. Rick is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9M from 19 investors (100% of the $9M target) as of the latest filing. Rick is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $56.4M from 44 investors (75% of the $75M target) as of the latest filing. Rick is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $8M from 8 investors (100% of the $1M target) as of the latest filing. Rick is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Frank Friedler, III is on 50 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
Listed on the same filings as Rick Rees. Their page shows their other deals.
One team, 4 deal companies. Rick Rees is listed on 4 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Rees.
One team, 49 deal companies. Rick Rees is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Rees.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
A person is never an adviser firm. 2 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): LongueVue Capital Partners Sidecar I, L.P., LongueVue Capital Partners IV, L.P..
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Rick Rees by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Rick Rees is listed on: none on file. No website or social profile named in LongueVue Capital Partners IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #159,807 of 374,652 in line (1,334 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Metaine, LA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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