Rick Pauls is listed as a director on 8 SEC Form D filings by 1 issuer between Jul 2010 and Feb 2017: LED MEDICAL DIAGNOSTICS INC (Vancouver, British Columbia, Canada (as filed: A1) — other technology — 2010–2017; $1.07M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Selley (8 shared filings), Rodger Tourigny (8 shared filings), Peter Whitehead (6 shared filings), Darryl Yea (5 shared filings), David Pierson (4 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Rick Pauls and found 12 differences, 2 worth asking the sponsor about: Regulator action naming a team member: David Gane, Jeffrey D. Welsh, Southern Financial Services, Inc., Southern Waste, Inc., DBA Strategic Investors Group, Charles T. Tamburello, and Capital Research Group (Mar 3, 2005); Regulator action naming a team member: David Gane, Jeffrey D. Welsh, Southern Financial Services, Inc., Southern Waste, Inc., DBA Strategic Investors Group, Charles T. Tamburello, and Capital Research Group, Inc. (Jan 31, 2005); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.