Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, CO, C3 · listed Dec 13, 2010 → Sep 3, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 23 offerings report sales commissions; 1 reports finder's fees totalling $110,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 20, 2026 D File 021-574113 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 3, 2024 D/A File 021-509796 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2024 D/A File 021-502813 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 21, 2022 D File 021-449776 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 14, 2021 D File 021-399382 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2018 D File 021-302127 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2017 D File 021-283244 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 25, 2016 D File 021-263806 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 4, 2016 D File 021-262559 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2015 D File 021-253035 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 29, 2015 D/A File 021-225009 | $0 | $110,000 (est.) | $0 | Olaf Neubert BrokerCheck CRD 5121437 ↗ via Top Capital Advisors, Inc. (CRD 166881 ↗) |
| EDGAR ↗ | Oct 6, 2015 D File 021-248832 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2014 D File 021-227254 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2014 D File 021-219352 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2014 D File 021-214295 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 11, 2014 D File 021-211718 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 5, 2013 D File 021-202375 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2013 D File 021-195184 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 19, 2013 D File 021-193517 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 9, 2012 D File 021-174664 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 28, 2012 D File 021-174037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 20, 2011 D File 021-158666 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 13, 2010 D File 021-151757 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Darwinium Holdings, Inc. | Director | Feb 20, 2026 | D | $8,499,945 similar: $1,100,015–$10,001,163 | $6,999,946 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ViaLase, Inc. | Executive Officer | Sep 3, 2024 | D/A | $45,181,755 similar: $829,831–$9,999,998 | $45,181,755 | 15 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ViaLase, Inc. | Executive Officer | Apr 5, 2024 | D | $41,031,754 similar: $829,831–$9,999,998 | $38,157,812 | 6 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ViaLase, Inc. | Executive Officer | Mar 8, 2024 | D/A | $3,500,000 similar: $829,831–$9,999,998 | $3,500,000 | 3 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ViaLase, Inc. | Executive Officer | Jan 18, 2024 | D | $2,300,000 similar: $829,831–$9,999,998 | $2,300,000 | 3 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TaskHuman, Inc. | Director | Jun 21, 2022 | D | $20,000,000 similar: $1,100,015–$10,001,163 | $19,271,244 | 23 similar: 2–14 | $1 similar: $5,000–$50,000 |
| EDGAR ↗ | TaskHuman, Inc. | Director | May 14, 2021 | D | $14,293,731 similar: $1,100,015–$10,001,163 | $14,293,731 | 21 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Happy Returns, Inc. | Director | Jan 2, 2018 | D | $8,000,000 similar: $500,000–$7,000,000 | $8,000,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Hotel Tonight, Inc. | Director | Mar 24, 2017 | D | $37,081,538 similar: $1,010,000–$10,000,000 | $37,030,705 | 30 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | ScoreBig, Inc. | Director | May 25, 2016 | D | $8,830,865 similar: $500,000–$7,000,000 | $6,500,000 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Wayin, Inc. | Director | May 4, 2016 | D | $753,404 similar: $1,100,015–$10,001,163 | $753,404 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ScoreBig, Inc. | Director | Dec 14, 2015 | D | $9,307,073 similar: $500,000–$7,000,000 | $6,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | U.S. Venture Partners XI, L.P. group: U S Venture | Executive Officer Managing Member of the General Partner | Oct 29, 2015 | D/A | $281,275,000 similar: $155,000–$5,250,000 | $281,275,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Wayin, Inc. | Director | Oct 6, 2015 | D | $19,999,977 similar: $1,100,015–$10,001,163 | $15,367,681 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ScoreBig, Inc. | Director | Oct 28, 2014 | D | $18,300,000 similar: $500,000–$7,000,000 | $16,970,892 | 24 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | U.S. Venture Partners XI, L.P. group: U S Venture | Executive Officer Managing Member of the General Partner | Sep 19, 2014 | D/A | $275,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | U.S. Venture Partners XI, L.P. group: U S Venture | Executive Officer Managing Member of the General Partner | Sep 19, 2014 | D | $275,000,000 similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Wayin, Inc. | Director | Jun 17, 2014 | D | $13,115,275 similar: $1,100,015–$10,001,163 | $12,115,277 | 28 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | THREATMETRIX INC | Director | Mar 26, 2014 | D | $19,999,998 similar: $1,100,015–$10,001,163 | $19,999,998 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ScoreBig, Inc. | Director | Feb 11, 2014 | D | $27,000,000 similar: $500,000–$7,000,000 | $2,500,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Hotel Tonight, Inc. | Director | Sep 5, 2013 | D | $45,000,000 similar: $1,010,000–$10,000,000 | $44,999,758 | 11 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | ScoreBig, Inc. | Director | Apr 18, 2013 | D | $20,000,000 similar: $1,100,015–$10,001,163 | $10,000,003 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ScoreBig, Inc. | Director | Mar 19, 2013 | D | $5,495,997 similar: $1,100,015–$10,001,163 | $1,150,478 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | YAMMER INC | Director | Mar 9, 2012 | D | $85,000,000 similar: $500,000–$7,000,000 | $85,000,000 | 29 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Wayin, Inc. | Director | Feb 28, 2012 | D | $14,000,520 similar: $1,100,015–$10,001,163 | $14,000,520 | 21 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ScoreBig, Inc. | Director | Apr 20, 2011 | D | $19,999,997 similar: $1,100,015–$10,001,163 | $14,116,381 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Victrio, Inc. | Director | Dec 13, 2010 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $4,984,993 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Rick Lewis. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Rick Lewis appears on a new Form D, or when a court case or SEC action is matched to them. See plans →