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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:57 AM ET

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RK
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Rick Krouse

Named as an officer, director or promoter on SEC Form D filings · IN · Jun 18, 2020 → Jun 18, 2020

1deal (issuers)
$6.5Mreported sold
10investors
1Form D filing
2020year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:46 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Krouse is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2020: OWEN FINANCIAL CORP (Spencer, IN — other banking and financial services — 2020; $6.5M reported sold to 10 investors).

What this means One deal on file with the SEC, filed Jun 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Becky Brown (1 shared filing), Danielle Conner (1 shared filing), Ed Hines (1 shared filing), George Allison (1 shared filing), Gordon Wells (1 shared filing) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

What the community is saying

Community search for Rick Krouse has not run yet — it is joining a line of 2,623 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:46 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Krouse..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:46 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Rick Krouse (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $130,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 18, 2020 D
OWEN FINANCIAL CORP
File 021-369262
$130,000$0$0Performance Trust Capital Partners, LLC BrokerCheck CRD 36155 ↗
via Performance Trust Capital Partners, LLC (CRD 36155 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rick Krouse on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services

OWEN FINANCIAL CORP

Spencer, IN · Jun 18, 2020
  • Jun 18, 2020 · D · $6,500,000 sold of $6,500,000 · 10 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $6.5M from 10 investors (100% of the $6.5M target) as of the latest filing. Rick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Rick 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Wells

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Hays

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Vest

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

George Allison

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Becky Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rink

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Danielle Conner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Knipstein

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Hines

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mike King

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Pedigo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Parker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E Taylor

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Krouse. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Krouse by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Krouse is listed on: none on file. No website or social profile named in OWEN FINANCIAL CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #214,697 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Spencer, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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