Rick Barrows is listed as a director on 19 SEC Form D filings by 3 issuers between Jul 2010 and Oct 2021: NanoMech, Inc. (Springdale, AR — other technology — 2010–2014; $7.1M reported sold to 48 investors), Core Brewing & Distilling Company, LLC (Springdale, AR — industry reported as "Other" — 2013–2021; $4.18M reported sold to 26 investors) and BioBotic Solutions Inc. (Fayetteville, AR — other technology — 2016; $329K reported sold to 5 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 11 years. Across those companies the filings report $11.6M sold in total.
Listed alongside Ajay P Malshe (9 shared filings), Anthony Piscopio (9 shared filings), Jesse Core (9 shared filings), Ruth H Whitney (9 shared filings), John Steuri (8 shared filings) and 31 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 19 public filings for Rick Barrows and found 8 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Form D filed 676 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.