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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

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Rick Pederson

Named as an officer, director or promoter on SEC Form D filings · CO · Mar 30, 2012 → Apr 30, 2020

16deals (issuers)
$350.4Mreported sold
318investors
16Form D filings
2012–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Pederson is listed as an executive officer and director on 16 SEC Form D filings by 16 issuers between Mar 2012 and Apr 2020. Largest by amount reported sold: Bow River Capital 2017-QP Fund, L.P. (Denver, CO — pooled investment fund — 2017; $137.7M reported sold to 138 investors), Bow River Capital 2011-QP Fund, LP (Denver, CO — pooled investment fund — 2012; $68.9M reported sold to 66 investors), Bow River Capital Evergreen Private Equity Fund LP (Denver, CO — pooled investment fund — 2020; $50M reported sold to 2 investors), Bow River Capital 2011-TE Fund, LP (Denver, CO — pooled investment fund — 2012; $14M reported sold to 4 investors), Bow River Capital 2011 Cayman Fund, LP (Denver, CO — pooled investment fund — 2012; $13.5M reported sold to 6 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $350.4M sold in total.

Listed alongside Eric Wolf (15 shared filings), Blair E. Richardson (9 shared filings), Jill Smith (8 shared filings), Bo Sutton (6 shared filings), Eric Hankinson (6 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

14 of the issuers belong to the sponsor group Bow River (60 issuers, $1.87B reported sold, 2012–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Bow River has 60 companies on file and $1.87B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 16 public filings for Rick Pederson and found 5 differences, 2 worth asking the sponsor about: Rick Pederson appears on 6 deals that stopped filing before reaching their target; 10 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Pederson has not run yet — it is joining a line of 48,049 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Pederson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Rick Pederson — 2 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Feb 7, 2013 – Oct 10, 2013

Bankruptcy case: Utzinger v. Citywide Banks of Colorado, Inc. — filed Feb 7, 2013

United States Bankruptcy Court, D. Colorado docket "Utzinger v. Citywide Banks of Colorado, Inc." filed Feb 7, 2013, closed Oct 10, 2013. Citywide Banks of Colorado (related issuer) is listed as Defendant ("Citywide Banks of Colorado, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗Citywide Banks of Colorado — PartnerFacts page ↗
Sources
Note · Sep 23, 2004 – Jan 20, 2006

Bankruptcy case: Jagow v. Citywide Banks of Colorado, Inc. — filed Sep 23, 2004

United States Bankruptcy Court, D. Colorado docket "Jagow v. Citywide Banks of Colorado, Inc." filed Sep 23, 2004, closed Jan 20, 2006. Citywide Banks of Colorado (related issuer) is listed as Defendant ("Citywide Banks of Colorado, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗Citywide Banks of Colorado — PartnerFacts page ↗
Sources
Worth asking · Mar 30, 2012 – Apr 11, 2017

Rick Pederson appears on 6 deals that stopped filing before reaching their target

Bow River Capital 2017 Fund, L.P. (last filing Apr 11, 2017; $3,050,000 sold of $200,000,000); Bow River General Partners 2017 L.P. (last filing Apr 11, 2017; $6,300,000 sold of $200,000,000); Bow River Capital 2011-QP Fund, LP (last filing Mar 30, 2012; $68,900,000 sold of $200,000,000); Bow River Capital 2011 Fund, LP (last filing Mar 30, 2012; $4,350,000 sold of $200,000,000); Bow River Capital 2011-TE Fund, LP (last filing Mar 30, 2012; $14,000,000 sold of $200,000,000); Bow River Capital 2011 Cayman Fund, LP (last filing Mar 30, 2012; $13,500,000 sold of $200,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Bow River Capital 2017 Fund, L.P. — PartnerFacts page ↗Bow River General Partners 2017 L.P. — PartnerFacts page ↗Bow River Capital 2011-QP Fund, LP — PartnerFacts page ↗Bow River Capital 2011 Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Oct 31, 2011 – Feb 5, 2018

10 Form Ds were filed more than 15 days after the first sale

Form D filed 151 days after the first sale — Bow River General Partners 2011, LP · Form D filed 151 days after the first sale — Bow River Capital 2011 Cayman Fund, LP · Form D filed 151 days after the first sale — Bow River Capital 2011-TE Fund, LP · Form D filed 151 days after the first sale — Bow River Capital 2011 Fund, LP · Form D filed 151 days after the first sale — Bow River Capital 2011-QP Fund, LP · and 5 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 30, 2012 ↗Bow River General Partners 2011, LP — PartnerFacts page ↗Form D · Mar 30, 2012 ↗Bow River Capital 2011 Cayman Fund, LP — PartnerFacts page ↗
Sources
Note · Oct 31, 2011 – Apr 30, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Bow River Capital Evergreen Private Equity Fund LP (latest filing Apr 30, 2020) · No amendment in the last 12 months on an offering that may still be open — Bow River Capital 2017-QP Fund, L.P. (latest filing Apr 11, 2017) · No amendment in the last 12 months on an offering that may still be open — Bow River General Partners 2017 L.P. (latest filing Apr 11, 2017) · No amendment in the last 12 months on an offering that may still be open — Bow River Capital 2017 Fund, L.P. (latest filing Apr 11, 2017) · No amendment in the last 12 months on an offering that may still be open — Citywide Banks of Colorado (latest filing Nov 12, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 30, 2020 ↗Bow River Capital Evergreen Private Equity Fund LP — PartnerFacts page ↗Form D · Apr 11, 2017 ↗Bow River Capital 2017-QP Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 30, 2020 D
Bow River Capital Evergreen Private Equity Fund LP
File 021-366083
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
RailPros, Inc.
File 021-304807
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
RailPros Field Services, Inc.
File 021-304808
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
RailPros Inspection Services, LLC
File 021-304809
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
Roadway Worker Training, LLC
File 021-304804
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2018 D
RWT Investors, LLC
File 021-304803
$0$0$0None listed on this filingEDGAR ↗
Jul 6, 2017 D
RailPros Holdings, LLC
File 021-290129
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2017 D
Bow River Capital 2017 Fund, L.P.
File 021-284496
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2017 D
Bow River General Partners 2017 L.P.
File 021-284504
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2017 D
Bow River Capital 2017-QP Fund, L.P.
File 021-284507
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2015 D
Citywide Banks of Colorado
File 021-251140
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2012 D
Bow River Capital 2011-QP Fund, LP
File 021-175977
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2012 D
Bow River Capital 2011 Fund, LP
File 021-175978
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2012 D
Bow River Capital 2011-TE Fund, LP
File 021-175979
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2012 D
Bow River Capital 2011 Cayman Fund, LP
File 021-175980
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2012 D
Bow River General Partners 2011, LP
File 021-175981
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Rick Pederson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital Evergreen Private Equity Fund LP

Denver, CO · Apr 30, 2020
  • Apr 30, 2020 · D · $50,000,000 sold of $100,000,000 · 2 investors · min. $500,000 · role: Executive Officer (Chief Strategy Officer) EDGAR ↗

Raised $50M from 2 investors (50% of the $100M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Business Services · group: Bow River

RailPros Inspection Services, LLC

Grapevine, TX · Feb 5, 2018
  • Feb 5, 2018 · D · $7,700,000 sold of $7,700,000 · 2 investors · min. No minimum reported · role: Director (Member of board of directors, together acting as manager of sole member of issuer.) EDGAR ↗

Raised $7.7M from 2 investors (100% of the $7.7M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RF
Business Services · group: Bow River

RailPros Field Services, Inc.

Grapevine, TX · Feb 5, 2018
  • Feb 5, 2018 · D · $7,700,000 sold of $7,700,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.7M from 2 investors (100% of the $7.7M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Business Services · group: Bow River

RailPros, Inc.

Irvine, CA · Feb 5, 2018
  • Feb 5, 2018 · D · $7,700,000 sold of $7,700,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.7M from 2 investors (100% of the $7.7M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RW
Business Services

Roadway Worker Training, LLC

St. Augustine, FL · Feb 5, 2018
  • Feb 5, 2018 · D · $7,700,000 sold of $7,700,000 · 2 investors · min. No minimum reported · role: Director (Member of board of directors, together acting as manager of sole member of sole member of issuer.) EDGAR ↗

Raised $7.7M from 2 investors (100% of the $7.7M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Business Services · group: Bow River

RWT Investors, LLC

Denver, CO · Feb 5, 2018
  • Feb 5, 2018 · D · $7,700,000 sold of $7,700,000 · 2 investors · min. No minimum reported · role: Director (Member of board of directors, together acting as manager of sole member of Issuer.) EDGAR ↗

Raised $7.7M from 2 investors (100% of the $7.7M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Business Services · group: Bow River

RailPros Holdings, LLC

Denver, CO · Jul 6, 2017
  • Jul 6, 2017 · D · $437,500 sold of $437,500 · 6 investors · min. $100 · role: Director EDGAR ↗

Raised $438K from 6 investors (100% of the $438K target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2017-QP Fund, L.P.

Denver, CO · Apr 11, 2017
  • Apr 11, 2017 · D · $137,650,000 sold of $200,000,000 · 138 investors · min. $500,000 · role: Executive Officer (Partner of Bow River Asset Management Corporation dba Bow River Capital Partners, the Issuer's Investment Manager.) EDGAR ↗

Raised $137.7M from 138 investors (69% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Bow River

Bow River General Partners 2017 L.P.

Denver, CO · Apr 11, 2017
  • Apr 11, 2017 · D · $6,300,000 sold of $200,000,000 · 4 investors · min. $500,000 · role: Executive Officer (Partner of Bow River Asset Management Corporation dba Bow River Capital Partners, the Issuer's Investment Manager.) EDGAR ↗

Raised $6.3M from 4 investors (3% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2017 Fund, L.P.

Denver, CO · Apr 11, 2017
  • Apr 11, 2017 · D · $3,050,000 sold of $200,000,000 · 10 investors · min. $500,000 · role: Executive Officer (Partner of Bow River Asset Management Corporation dba Bow River Capital Partners, the Issuer's Investment Manager.) EDGAR ↗

Raised $3.05M from 10 investors (2% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Other Banking and Financial Services

Citywide Banks of Colorado

Denver, CO · Nov 12, 2015
  • Nov 12, 2015 · D · $7,050,250 sold of $12,000,250 · 33 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.14M from 37 investors (76% of the $12M target) as of the latest filing. Rick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Bow River

Bow River General Partners 2011, LP

Denver, CO · Mar 30, 2012
  • Mar 30, 2012 · D · $4,575,000 sold of $5,000,000 · 6 investors · min. $25,000 · role: Executive Officer (Mr. Pederson is a partner of BERI Management LLC (dba Bow River Capital Partners), the Issuer's Investment Manager.) EDGAR ↗

Raised $4.58M from 6 investors (92% of the $5M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2011 Cayman Fund, LP

Denver, CO · Mar 30, 2012
  • Mar 30, 2012 · D · $13,500,000 sold of $200,000,000 · 6 investors · min. $500,000 · role: Executive Officer (Mr. Pederson is a partner of BERI Management LLC (dba Bow River Capital Partners), the Issuer's Investment Manager.) EDGAR ↗

Raised $13.5M from 6 investors (7% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2011-TE Fund, LP

Denver, CO · Mar 30, 2012
  • Mar 30, 2012 · D · $14,000,000 sold of $200,000,000 · 4 investors · min. $1,000,000 · role: Executive Officer (Mr. Pederson is a partner of BERI Management LLC (dba Bow River Capital Partners), the Issuer's Investment Manager.) EDGAR ↗

Raised $14M from 4 investors (7% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2011 Fund, LP

Denver, CO · Mar 30, 2012
  • Mar 30, 2012 · D · $4,350,000 sold of $200,000,000 · 29 investors · min. $100,000 · role: Executive Officer (Mr. Pederson is a partner of BERI Management LLC (dba Bow River Capital Partners), the Issuer's Investment Manager.) EDGAR ↗

Raised $4.35M from 29 investors (2% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BR
Pooled Investment Fund · group: Bow River

Bow River Capital 2011-QP Fund, LP

Denver, CO · Mar 30, 2012
  • Mar 30, 2012 · D · $68,900,000 sold of $200,000,000 · 66 investors · min. $250,000 · role: Executive Officer (Mr. Pederson is a partner of BERI Management LLC (dba Bow River Capital Partners), the Issuer's Investment Manager.) EDGAR ↗

Raised $68.9M from 66 investors (34% of the $200M target) as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Rick 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BR
Management entity

Bow River Capital Partners IV, LLC

Promoter · 3 shared filings (3 issuers) · also on 2 other issuers

Bow River Capital Partners IV, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Wolf

Executive Officer, Director · 15 shared filings (15 issuers) · also on 1 other issuer

Eric Wolf is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Blair E. Richardson

Executive Officer, Director, Promoter · 9 shared filings (9 issuers) · also on 38 other issuers

Blair E. Richardson is on 47 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Smith

Executive Officer · 8 shared filings (8 issuers)

Jill Smith is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Johnny Johnson

Director, Executive Officer · 6 shared filings (6 issuers)

Johnny Johnson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Hankinson

Director, Executive Officer · 6 shared filings (6 issuers)

Eric Hankinson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bo Sutton

Director, Executive Officer · 6 shared filings (6 issuers) · also on 2 other issuers

Bo Sutton is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Darre

Executive Officer · 5 shared filings (5 issuers) · also on 3 other issuers

Bernard Darre is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Hall

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Schmitz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Schmitz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Hunter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marty Schmitz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Beeble

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Pederson. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Garcia Berry

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Farber

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Murphy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

KQ
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Quinn

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Zoellner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tamara Door

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Rich Wham

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Catherina Nally

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Regina Watson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Held

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jamison Davis

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Rick Pederson. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Trihy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Pederson. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

David Ettenger

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Pederson. Their page shows their other deals.

The team behind the deals

BR
Sponsor group

Bow River

60 issuers · 95 filings · $1.87B reported sold · 2012–2026

One team, 60 deal companies. Rick Pederson is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Pederson.

Same business address

46 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 16 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Rick Pederson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — 1 issuer has property records: RailPros Field Services, Inc. (1).

Public profiles and social

Websites and social links of the issuers Rick Pederson is listed on: none on file. No website or social profile named in Bow River Capital 2017-QP Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #272,934 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Texas re:SearchTX court records ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗California Secretary of State business search ↗Texas Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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