PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

Sponsor Check › Person

RH
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Rick Havenstrite

Named as an officer, director or promoter on SEC Form D filings · NV · May 12, 2009 → Apr 23, 2024

1deal (issuers)
$12Mreported sold
6investors
19Form D filings
2009–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rick Havenstrite is listed as an executive officer and director on 19 SEC Form D filings by 1 issuer between May 2009 and Apr 2024: Desert Hawk Gold Corp. (Reno, NV — industry reported as "Other" — 2009–2024; $12M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside John P. Ryan (15 shared filings), Robert E. Jorgensen (11 shared filings), Howard Crosby (7 shared filings), Bill McAndrews (6 shared filings), David Levy (6 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for Rick Havenstrite and found 22 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rick Havenstrite has not run yet — it is joining a line of 27,380 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Havenstrite v. Hartford Life Insurance Co closed
District Court, N.D. Texas · No. 3:09-mc-00074 · Filed Jul 17, 2009 · Closed Aug 26, 2009
Role of Havenstrite: Plaintiff · Outcome: Terminated 2009-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 3 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rick Havenstrite..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

22 differences found between the filings for Rick Havenstrite — 5 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Apr 5, 2024 – Feb 4, 2025

Bankruptcy case: DESERT HAWK GOLD CORP. — filed Apr 5, 2024

United States Bankruptcy Court, D. Nevada docket "DESERT HAWK GOLD CORP." filed Apr 5, 2024, closed Feb 4, 2025. Desert Hawk Gold Corp. (related issuer) is listed as Debtor ("DESERT HAWK GOLD CORP."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Nevada ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Worth asking · Nov 30, 2009 – Jan 21, 2010

Amount sold went down between filings — Desert Hawk Gold Corp.

The Nov 30, 2009 filing says $600,000 sold; the Jan 21, 2010 Form D says $271,364 sold — $328,636 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 30, 2009 ↗Form D (later) · Jan 21, 2010 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Worth asking · May 12, 2009 – Sep 14, 2009

Amount sold went down between filings — Desert Hawk Gold Corp.

The May 12, 2009 filing says $10,500 sold; the Sep 14, 2009 Form D says $0 sold — $10,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 12, 2009 ↗Form D (later) · Sep 14, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2009 – Sep 17, 2009

Investor count went down between filings — Desert Hawk Gold Corp.

The Sep 14, 2009 filing reports 2 investors; the Sep 17, 2009 Form D reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Sep 14, 2009 ↗Form D (later) · Sep 17, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Worth asking · May 12, 2009

286% of the money raised went to insiders — Desert Hawk Gold Corp.

The May 12, 2009 Form D reports $10,500 sold and $30,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 12, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Worth asking · Jul 6, 2020 – Nov 20, 2020

Form D filed 137 days after the first sale — Desert Hawk Gold Corp.

The filing says the first sale was Jul 6, 2020. The Form D was filed Nov 20, 2020 — 137 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 122 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 20, 2020 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Dec 31, 2009 – Jan 21, 2010

Form D filed 21 days after the first sale — Desert Hawk Gold Corp.

The filing says the first sale was Dec 31, 2009. The Form D was filed Jan 21, 2010 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 21, 2010 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Aug 18, 2009 – Sep 14, 2009

Form D filed 27 days after the first sale — Desert Hawk Gold Corp.

The filing says the first sale was Aug 18, 2009. The Form D was filed Sep 14, 2009 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 14, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Jul 14, 2010 – Nov 20, 2020

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Desert Hawk Gold Corp. (latest filing Nov 20, 2020) · No amendment in the last 12 months on an offering that may still be open — Desert Hawk Gold Corp. (latest filing Apr 9, 2018) · No amendment in the last 12 months on an offering that may still be open — Desert Hawk Gold Corp. (latest filing Aug 25, 2017) · No amendment in the last 12 months on an offering that may still be open — Desert Hawk Gold Corp. (latest filing Sep 18, 2015) · No amendment in the last 12 months on an offering that may still be open — Desert Hawk Gold Corp. (latest filing Jul 18, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 20, 2020 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗Form D · Apr 9, 2018 ↗Form D · Aug 25, 2017 ↗
Sources
Note · Oct 18, 2016 – Aug 25, 2017

Rick Havenstrite's role changed at Desert Hawk Gold Corp.: director → executive officer, director

The Oct 18, 2016 filing lists Rick Havenstrite as director; the Aug 25, 2017 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 18, 2016 ↗Form D · Aug 25, 2017 ↗Rick Havenstrite — PartnerFacts page ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Sep 18, 2015 – Oct 18, 2016

Rick Havenstrite's role changed at Desert Hawk Gold Corp.: executive officer, director → director

The Sep 18, 2015 filing lists Rick Havenstrite as executive officer, director; the Oct 18, 2016 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 18, 2015 ↗Form D · Oct 18, 2016 ↗Rick Havenstrite — PartnerFacts page ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Sep 14, 2009

Rick Havenstrite's role changed at Desert Hawk Gold Corp.: executive officer → executive officer, director

The May 12, 2009 filing lists Rick Havenstrite as executive officer; the Sep 14, 2009 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 12, 2009 ↗Form D · Sep 14, 2009 ↗Rick Havenstrite — PartnerFacts page ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Dec 24, 2008 – Feb 20, 2014

6 offerings changed their target amount between filings

Offering amount changed between filings — Desert Hawk Gold Corp. · Offering amount lowered between filings — Desert Hawk Gold Corp. · Offering amount changed between filings — Desert Hawk Gold Corp. · Offering amount lowered between filings — Desert Hawk Gold Corp. · Offering amount lowered between filings — Desert Hawk Gold Corp. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · May 12, 2011 ↗Form D/A (later) · Feb 20, 2014 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗Form D (earlier) · Nov 30, 2009 ↗
Sources
Note · Jul 19, 2010 – Jul 28, 2010

Minimum investment changed between filings — Desert Hawk Gold Corp.

The Jul 19, 2010 filing lists a minimum of $1,139,547; the Jul 28, 2010 Form D/A lists $1,170,623.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 19, 2010 ↗Form D/A (later) · Jul 28, 2010 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Nov 30, 2009 – Jan 21, 2010

Minimum investment changed between filings — Desert Hawk Gold Corp.

The Nov 30, 2009 filing lists a minimum of $300,000; the Jan 21, 2010 Form D lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 30, 2009 ↗Form D (later) · Jan 21, 2010 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Sep 17, 2009 – Nov 30, 2009

Minimum investment changed between filings — Desert Hawk Gold Corp.

The Sep 17, 2009 filing lists a minimum of $1; the Nov 30, 2009 Form D lists $300,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 17, 2009 ↗Form D (later) · Nov 30, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Sep 14, 2009 – Sep 17, 2009

Minimum investment changed between filings — Desert Hawk Gold Corp.

The Sep 14, 2009 filing lists a minimum of $0; the Sep 17, 2009 Form D lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 14, 2009 ↗Form D (later) · Sep 17, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Sep 14, 2009

Minimum investment changed between filings — Desert Hawk Gold Corp.

The May 12, 2009 filing lists a minimum of $1; the Sep 14, 2009 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 12, 2009 ↗Form D (later) · Sep 14, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Dec 24, 2008 – May 12, 2009

Minimum investment changed between filings — Desert Hawk Gold Corp.

The Dec 24, 2008 filing lists a minimum of $0; the May 12, 2009 Form D lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 24, 2008 ↗Form D (later) · May 12, 2009 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Dec 24, 2008 – Apr 15, 2024

Reported revenue range changed between filings — Desert Hawk Gold Corp.

"No Revenues" (Dec 24, 2008); then "$1 - $1,000,000" (Jul 18, 2011); then "No Revenues" (Feb 20, 2014); then "$1 - $1,000,000" (Sep 18, 2015); then "No Revenues" (Oct 18, 2016); then "$1 - $1,000,000" (Aug 25, 2017); then "$1,000,001 - $5,000,000" (Apr 15, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 24, 2008 ↗Form D · Jul 18, 2011 ↗Form D/A · Feb 20, 2014 ↗Form D · Sep 18, 2015 ↗
Sources
Note · Sep 18, 2015 – Oct 18, 2016

Address moved from New York, NY to Reno, NV — Desert Hawk Gold Corp.

The people listed on the Sep 18, 2015 filing give New York, NY; on the Oct 18, 2016 filing they give Reno, NV.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 18, 2015 ↗Form D · Oct 18, 2016 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
Note · Feb 20, 2014 – Sep 18, 2015

Address moved from Spokane, WA to New York, NY — Desert Hawk Gold Corp.

The people listed on the Feb 20, 2014 filing give Spokane, WA; on the Sep 18, 2015 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 20, 2014 ↗Form D · Sep 18, 2015 ↗Desert Hawk Gold Corp. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 14 offerings report sales commissions totalling $690,000; 1 reports finder's fees totalling $40,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 23, 2024 D
Desert Hawk Gold Corp.
File 021-511400
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2024 D
Desert Hawk Gold Corp.
File 021-510598
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2020 D
Desert Hawk Gold Corp.
File 021-381136
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2018 D
Desert Hawk Gold Corp.
File 021-309628
$0$40,000$0Mann Mann Jensen Partners LP BrokerCheck CRD 137389 ↗EDGAR ↗
Mar 20, 2018 D
Desert Hawk Gold Corp.
File 021-308098
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2017 D
Desert Hawk Gold Corp.
File 021-293482
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2016 D
Desert Hawk Gold Corp.
File 021-272745
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2015 D
Desert Hawk Gold Corp.
File 021-247887
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2014 D/A
Desert Hawk Gold Corp.
File 021-159701
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2012 D
Desert Hawk Gold Corp.
File 021-185360
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2012 D
Desert Hawk Gold Corp.
File 021-174543
$230,000 (est.)$0$0None listed on this filingEDGAR ↗
Jul 18, 2011 D
Desert Hawk Gold Corp.
File 021-163042
$460,000 (est.)$0$0None listed on this filingEDGAR ↗
Jul 28, 2010 D/A
Desert Hawk Gold Corp.
File 021-145175
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2010 D
Desert Hawk Gold Corp.
File 021-40325
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rick Havenstrite on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DH
Other

Desert Hawk Gold Corp.

Reno, NV · May 12, 2009 → Apr 23, 2024 · 19 filings
  • Apr 23, 2024 · D · $28,740 sold of $28,740 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 15, 2024 · D · $147,500 sold of $147,500 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 20, 2020 · D · $200,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2018 · D · $500,000 sold of $1,600,000 · 1 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 20, 2018 · D · $625,000 sold of $625,000 · 2 investors · min. $312,500 · role: Executive Officer, Director EDGAR ↗
  • Aug 25, 2017 · D · $78,000 sold of $500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 18, 2016 · D · $250,000 sold of $250,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 18, 2015 · D · $0 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 20, 2014 · D/A · $11,989,492 sold of $11,989,492 · 1 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Oct 11, 2012 · D · $0 sold of $1,150,000 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2012 · D · $0 sold of $2,300,000 · 0 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 18, 2011 · D · $75,000 sold of $4,600,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • May 12, 2011 · D · $70,000 sold of $70,000 · 1 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2010 · D/A · $1,170,623 sold of $7,170,623 · 1 investors · min. $1,170,623 · role: Executive Officer, Director EDGAR ↗
  • Jul 19, 2010 · D · $1,170,623 sold of $7,170,623 · 1 investors · min. $1,139,547 · role: Executive Officer, Director EDGAR ↗
  • Jan 21, 2010 · D · $271,364 sold of $271,364 · 4 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Nov 30, 2009 · D · $600,000 sold of $600,000 · 2 investors · min. $300,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 14, 2009 · D · $0 sold of $375,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 12, 2009 · D · $10,500 sold of $700,000 · 1 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $12M from 6 investors (100% of the $29K target) as of the latest filing. Rick is listed as executive officer, director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Rick 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John P. Ryan

Director, Executive Officer · 15 shared filings (1 issuer) · also on 17 other issuers

John P. Ryan is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Jorgensen

Executive Officer, Director · 11 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Crosby

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Knecht

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Levy

Director · 6 shared filings (1 issuer) · also on 9 other issuers

David Levy is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bill McAndrews

Director · 6 shared filings (1 issuer)

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Moe

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Small

Director · 5 shared filings (1 issuer)

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zach Weiner

Director · 2 shared filings (1 issuer)

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Havenstrite Marianne

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Kurtanjek

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Rick Havenstrite. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John J. May

Director · 1 shared filing (1 issuer) · also on 5 other issuers

John J. May is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Rick Havenstrite by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Rick Havenstrite is listed on: none on file. No website or social profile named in Desert Hawk Gold Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #100,635 of 374,652 in line (1,331 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Reno, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

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