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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

RD

Rick Dunn

Named as an officer, director or promoter on SEC Form D filings · NC · Jun 26, 2018 → Jun 26, 2018

1deal (issuers)
$35.1Mreported sold
35investors
1Form D filing
2018year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: not yet

The short version

Rick Dunn is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2018: PowerTeam Services Holdco, LLC (New York, NY — other energy — 2018; $35.1M reported sold to 35 investors).

What this means One deal on file with the SEC, filed Jun 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dennis Klumb (1 shared filing), Forrest Compton (1 shared filing), Forrest Wylie (1 shared filing), Henry Mannix III (1 shared filing), James J. Connors, II (1 shared filing) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.

The issuer belongs to the sponsor group Kelso (71 issuers, $10.1B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Kelso has 71 companies on file and $10.1B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Kristi R. Dunn and Rick D. Dunn closed
United States Bankruptcy Court, D. New Mexico · No. 10-10187 · Filed Jan 20, 2010 · Closed Jul 30, 2014
Role of Rick D. Dunn: Debtor · Outcome: Case closed 2014-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in NM (not a filing state)
Rick Dunn closed
United States Bankruptcy Court, W.D. Arkansas · No. 6:09-bk-74832 · Filed Sep 25, 2009 · Closed Jan 27, 2010
Role of Rick Dunn: Debtor · Outcome: Case closed 2010-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Rick Dunn closed
United States Bankruptcy Court, S.D. Florida. · No. 02-18162 · Filed Aug 8, 2002 · Closed Nov 20, 2002
Role of Rick Dunn: Debtor · Outcome: Case closed 2002-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Rick A. Dunn and Judy E. Dunn closed
United States Bankruptcy Court, E.D. Texas · No. 01-42183 · Filed Jun 5, 2001 · Closed Nov 8, 2001
Role of Rick A. Dunn and Judy E. Dunn: Debtor · Outcome: Case closed 2001-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Rick Dunn and Lezlie Dunn closed
United States Bankruptcy Court, D. Idaho · No. 98-41357 · Filed Nov 9, 1998 · Closed Jul 26, 2000
Role of Rick Dunn and Lezlie Dunn: Debtor · Outcome: Case closed 2000-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state)
Rick Dunn closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:98-bk-44212 · Filed Sep 1, 1998 · Closed Oct 1, 2002
Role of Rick Dunn: Debtor · Outcome: Case closed 2002-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Rick A. Dunn and Lori A. Dunn closed
United States Bankruptcy Court, S.D. Iowa · No. 97-05258 · Filed Nov 19, 1997 · Closed Feb 23, 1998
Role of Rick A. Dunn and Lori A. Dunn: Debtor · Outcome: Case closed 1998-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 26, 2018 D/A
PowerTeam Services Holdco, LLC
File 021-189342
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Rick Dunn on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PS
Other Energy · group: Kelso

PowerTeam Services Holdco, LLC

New York, NY · Jun 26, 2018
  • Jun 26, 2018 · D/A · $35,105,723 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $35.1M from 35 investors as of the latest filing. Rick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • RICK AYERS DUNN — Virgin Islands, British (as filed: D8), 1 issuer, May 7, 2021 → May 7, 2021 · no shared issuer

People around Rick 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PB
Person

Philip E. Berney

Director · 1 shared filing (1 issuer) · also on 46 other issuers

Philip E. Berney is on 47 issuers in total — a repeat sponsor. Their page lists every one.

JC
Person

James J. Connors, II

Executive Officer · 1 shared filing (1 issuer) · also on 52 other issuers

James J. Connors, II is on 53 issuers in total — a repeat sponsor. Their page lists every one.

FW
Person

Forrest Wylie

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Rick Dunn. Their page shows their other deals.

HM
Person

Henry Mannix III

Executive Officer, Director · 1 shared filing (1 issuer) · also on 44 other issuers

Henry Mannix III is on 45 issuers in total — a repeat sponsor. Their page lists every one.

RR
Person

Ronald R. Ridout

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Rick Dunn. Their page shows their other deals.

RC
Person

Roy Campbell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Dunn. Their page shows their other deals.

WN
Person

W. Thomas Newell

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Rick Dunn. Their page shows their other deals.

DK
Person

Dennis Klumb

Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Dunn. Their page shows their other deals.

FC
Person

Forrest Compton

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Forrest Compton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RB
Person

Roxanne R. Bowman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Rick Dunn. Their page shows their other deals.

The team behind the deals

K
Sponsor group

Kelso

71 issuers · 153 filings · $10.1B reported sold · 2010–2026

One team, 71 deal companies. Rick Dunn is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Rick Dunn.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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