Rick Bartle is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2010: Aerial Surveillance, Security & Intelligence Systems Technologies-U.S., LLC (Franconia, NH — industry reported as "Other" — 2010; $150K reported sold to 1 investors).
What this means One deal on file with the SEC, filed Jun 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruce A. Seibert (1 shared filing), Carolyn Abbott (1 shared filing), Gerald E. Kobelski (1 shared filing) and William D. Bedor (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Rick Bartle and found 4 differences, 1 worth asking the sponsor about: Form D filed 64 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.