PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

Sponsor Check › Person

RS
No photo found yet (own website and image search run after this page is viewed)

Richard Simis

Named as an officer, director or promoter on SEC Form D filings · NY, CA, WY · Sep 22, 2015 → Oct 3, 2023

8deals (issuers)
$19.5Mreported sold
160investors
11Form D filings
2015–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Simis is listed as an executive officer and director on 11 SEC Form D filings by 8 issuers between Jan 2015 and Oct 2023. Largest by amount reported sold: Voltaire 24, LP (San Diego, CA — other real estate — 2017; $4.9M reported sold to 45 investors), Fourth & Laurel, LP (San Diego, CA — other real estate — 2018; $4.76M reported sold to 45 investors), Jarvis 15, LLC (San Diego, CA — other real estate — 2017; $3.5M reported sold to 37 investors), La Jolla Blvd Townhomes, LLC (Buffalo, NY — other real estate — 2017; $2.63M reported sold to 14 investors), Patio Village Apartments, LLC (Buffalo, NY — other real estate — 2015–2017; $2.6M reported sold to 9 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $19.5M sold in total.

Listed alongside Rudy Medina (11 shared filings), Anthony Nanula (6 shared filings), Nicholas Sinatra (6 shared filings), Christopher Pohle (2 shared filings), Justin Brennan (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

All 8 issuers belong to the sponsor group Group linked by Nicholas Sinatra (32 issuers, $101.8M reported sold, 2014–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Nicholas Sinatra has 32 companies on file and $101.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Richard Simis and found 3 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Simis has not run yet — it is joining a line of 12,143 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Israel Discount Bank of New York v. Simis, Inc. closed
District Court, N.D. California · No. 4:10-cv-05047 · Filed Nov 8, 2010 · Closed Jan 14, 2013 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Simis, Inc.: Defendant · Outcome: Terminated 2013-01-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 4 federal dockets); different first name (inc); court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Simis..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Richard Simis open
United States Bankruptcy Court, S.D. California · No. 26-03205 · Filed Jul 28, 2026
Role of Richard Simis: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 4 federal dockets); first name matches; court in the person's filing state (CA)
Simis, Inc. closed
United States Bankruptcy Court, N.D. California · No. 11-31373 · Filed Apr 11, 2011 · Closed Nov 28, 2012
Role of Simis, Inc.: Debtor · Outcome: Case closed 2012-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 4 federal dockets); different first name (inc); court in the person's filing state (CA)
Simis Labs, Inc. closed
United States Bankruptcy Court, W.D. New York · No. 1-99-11147 · Filed Mar 5, 1999 · Closed Oct 15, 1999
Role of Simis Labs, Inc.: Debtor · Outcome: Case closed 1999-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 4 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Richard Simis — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Nov 17, 2014 – Apr 13, 2018

6 Form Ds were filed more than 15 days after the first sale

Form D filed 130 days after the first sale — Fourth & Laurel, LP · Form D filed 693 days after the first sale — La Jolla Blvd Townhomes, LLC · Form D filed 108 days after the first sale — Jarvis 15, LLC · Form D filed 96 days after the first sale — SNM Hillcrest, LLC · Form D filed 46 days after the first sale — Voltaire 24, LP · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 13, 2018 ↗Fourth & Laurel, LP — PartnerFacts page ↗Form D · Nov 14, 2017 ↗La Jolla Blvd Townhomes, LLC — PartnerFacts page ↗
Sources
Note · Oct 8, 2015 – Apr 13, 2018

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Fourth & Laurel, LP (latest filing Apr 13, 2018) · No amendment in the last 12 months on an offering that may still be open — SNM Hillcrest, LLC (latest filing Oct 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Voltaire 24, LP (latest filing Apr 7, 2017) · No amendment in the last 12 months on an offering that may still be open — Jarvis 15, LLC (latest filing Mar 9, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 13, 2018 ↗Fourth & Laurel, LP — PartnerFacts page ↗Form D/A · Oct 13, 2017 ↗SNM Hillcrest, LLC — PartnerFacts page ↗
Sources
Note · Jan 16, 2015 – Oct 3, 2023

Richard Simis is listed with 3 different address states: NY, CA, WY

NY on 1 filing (Jan 16, 2015); CA on 9 filings (Sep 22, 2015 to Oct 3, 2023); WY on 1 filing (Oct 18, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 16, 2015 ↗Form D · Sep 22, 2015 ↗Form D · Oct 18, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $1,099,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 3, 2023 D
NOLA SKY PHASE ONE, LLC
File 021-493679
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2021 D
CHANTLECOVETX L.L.C.
File 021-417363
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 13, 2018 D
Fourth & Laurel, LP
File 021-310121
$0$0$815,000None listed on this filingEDGAR ↗
Nov 14, 2017 D
La Jolla Blvd Townhomes, LLC
File 021-298673
$0$0$100,000None listed on this filingEDGAR ↗
Oct 13, 2017 D/A
Patio Village Apartments, LLC
File 021-247993
$0$0$84,000None listed on this filingEDGAR ↗
Oct 13, 2017 D/A
SNM Hillcrest, LLC
File 021-254992
$0$0$100,000None listed on this filingEDGAR ↗
Apr 7, 2017 D
Voltaire 24, LP
File 021-284303
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2017 D
Jarvis 15, LLC
File 021-282162
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2015 D
Patio Village Apartments, LLC
File 021-232457
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Richard Simis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NS
Other Real Estate · group: Group linked by Nicholas Sinatra

NOLA SKY PHASE ONE, LLC

San Diego, CA · Oct 3, 2023
  • Oct 3, 2023 · D · $0 sold of $13,000,000 · 0 investors · min. $75,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
Commercial · group: Group linked by Nicholas Sinatra

CHANTLECOVETX L.L.C.

Cheyenne, WY · Oct 18, 2021
  • Oct 18, 2021 · D · $0 sold of $3,400,000 · 0 investors · min. $50,000 · role: Director (Principal of PBS Real Estate Investments LLC, Co-Manager of the Company) EDGAR ↗

No sales reported yet as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FL
Other Real Estate · group: Group linked by Nicholas Sinatra

Fourth & Laurel, LP

San Diego, CA · Apr 13, 2018
  • Apr 13, 2018 · D · $4,765,000 sold of $5,200,000 · 45 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $4.76M from 45 investors (92% of the $5.2M target) as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LJ
Other Real Estate · group: Group linked by Nicholas Sinatra

La Jolla Blvd Townhomes, LLC

Buffalo, NY · Nov 14, 2017
  • Nov 14, 2017 · D · $2,629,000 sold of $2,629,000 · 14 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $2.63M from 14 investors (100% of the $2.63M target) as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other Real Estate · group: Group linked by Nicholas Sinatra

SNM Hillcrest, LLC

Buffalo, NY · Jan 12, 2016 → Oct 13, 2017 · 2 filings
  • Oct 13, 2017 · D/A · $1,075,000 sold of $1,145,000 · 10 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Jan 12, 2016 · D · $1,075,000 sold of $1,145,000 · 10 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1.07M from 10 investors (94% of the $1.15M target) as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Other Real Estate · group: Group linked by Nicholas Sinatra

Patio Village Apartments, LLC

Buffalo, NY · Jan 16, 2015 → Oct 13, 2017 · 3 filings
  • Oct 13, 2017 · D/A · $900,000 sold of $900,000 · 9 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Sep 22, 2015 · D · $900,000 sold of $900,000 · 9 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Jan 16, 2015 · D · $2,600,000 sold of $2,600,000 · 9 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $2.6M from 9 investors (100% of the $900K target) as of the latest filing. Richard is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V2
Other Real Estate · group: Group linked by Nicholas Sinatra

Voltaire 24, LP

San Diego, CA · Apr 7, 2017
  • Apr 7, 2017 · D · $4,900,000 sold of $5,000,000 · 45 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $4.9M from 45 investors (98% of the $5M target) as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

J1
Other Real Estate · group: Group linked by Nicholas Sinatra

Jarvis 15, LLC

San Diego, CA · Mar 9, 2017
  • Mar 9, 2017 · D · $3,500,000 sold of $4,000,000 · 37 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $3.5M from 37 investors (88% of the $4M target) as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Richard 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rudy Medina

Executive Officer, Director · 11 shared filings (8 issuers) · also on 1 other issuer

Rudy Medina is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Nanula

Executive Officer · 6 shared filings (3 issuers) · also on 19 other issuers

Anthony Nanula is on 22 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Sinatra

Executive Officer · 6 shared filings (3 issuers) · also on 20 other issuers

Nicholas Sinatra is on 23 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Pohle

Director, Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Christopher Pohle is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Brennan

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Justin Brennan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lessnick

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Simis. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Randal Blanchard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard Simis. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Nicholas Sinatra

32 issuers · 47 filings · $101.8M reported sold · 2014–2026

One team, 32 deal companies. Richard Simis is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard Simis.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Simis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Simis is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

threechordbourbon.com ↗ found on NOLA SKY PHASE ONE, LLC (threechordbourbon.com — same registered sponsor family (group "Group linked by Nicholas Sinatra"); known from issuer CIK 1728721 (form-c))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗Wyoming state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗Wyoming Secretary of State business search ↗OpenCorporates ↗

Change history

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