Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:42 AM ET

Sponsor Check › Person

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Richard Roy

Named as an officer, director or promoter on SEC Form D filings · NH · Apr 12, 2019 → Nov 20, 2019

1deal (issuers)

$2Mreported sold

28investors

3Form D filings

2019year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Roy is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Apr 2019 and Nov 2019: NOCA Beverages Inc. (Newmarket, NH — industry reported as "Other" — 2019; $2M reported sold to 28 investors).

What this means One deal on file with the SEC, filed Nov 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alex Febonio (3 shared filings) and Galen Hand (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 72 bankruptcy cases matching the name listed in Key records below.

What this means 72 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Richard Roy and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Roy has not run yet — it is joining a line of 59,323 names; searches run around the clock at the hosts' allowed rate. Searched so far: 672 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Roy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

72 cases: 72 closed (disposition not in docket feed)

Richard S Roy closed

United States Bankruptcy Court, M.D. Alabama · No. 21-30670 · Filed Apr 13, 2021 · Closed Aug 4, 2021

Role of Richard S Roy: Debtor · Outcome: Case closed 2021-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in AL (not a filing state)

Richard Roy and Mila Kim Roy closed

United States Bankruptcy Court, E.D. Texas · No. 16-41520 · Filed Aug 26, 2016 · Closed Dec 12, 2016

Role of Richard Roy and Mila Kim Roy: Debtor · Outcome: Case closed 2016-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in TX (not a filing state)

Richard E. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 13-11478 · Filed Jun 6, 2013 · Closed Sep 11, 2013

Role of Richard E. Roy: Debtor · Outcome: Case closed 2013-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard C. Roy, Jr. closed

United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-08606 · Filed May 31, 2012 · Closed Sep 27, 2012

Role of Richard C. Roy, Jr.: Debtor · Outcome: Case closed 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in FL (not a filing state)

Richard T Roy closed

United States Bankruptcy Court, N.D. Illinois · No. 12-18276 · Filed May 3, 2012 · Closed Sep 17, 2012

Role of Richard T Roy: Debtor · Outcome: Case closed 2012-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in IL (not a filing state)

Richard L. Roy closed

United States Bankruptcy Court, D. Idaho · No. 11-21270 · Filed Sep 30, 2011 · Closed Jul 18, 2012

Role of Richard L. Roy: Debtor · Outcome: Case closed 2012-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in ID (not a filing state)

Richard A. Roy and Kerry ED Roy closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 11-15020 · Filed Jun 25, 2011 · Closed Oct 17, 2011

Role of Richard A. Roy and Kerry ED Roy: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in PA (not a filing state)

Richard B. Roy and Mabel M. Roy closed

United States Bankruptcy Court, W.D. Michigan · No. 11-90034 · Filed Jan 22, 2011 · Closed Jun 13, 2011

Role of Richard B. Roy and Mabel M. Roy: Debtor · Outcome: Case closed 2011-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MI (not a filing state)

Richard E. Roy and Annemarie E. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 11-10118 · Filed Jan 17, 2011 · Closed Feb 23, 2012

Role of Richard E. Roy and Annemarie E. Roy: Debtor · Outcome: Case closed 2012-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard A Roy closed

United States Bankruptcy Court, D. New Jersey · No. 10-48554 · Filed Dec 14, 2010 · Closed Apr 14, 2011

Role of Richard A Roy: Debtor · Outcome: Case closed 2011-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard Roy and Stephanie Roy closed

United States Bankruptcy Court, N.D. Mississippi · No. 10-12100 · Filed Apr 27, 2010 · Closed Aug 24, 2010

Role of Richard Roy and Stephanie Roy: Debtor · Outcome: Case closed 2010-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MS (not a filing state)

Richard P. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 10-50840 · Filed Apr 15, 2010 · Closed Aug 10, 2010

Role of Richard P. Roy: Debtor · Outcome: Case closed 2010-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard R. Roy and Kathleen M. Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 10-40996 · Filed Mar 5, 2010 · Closed Aug 4, 2010

Role of Richard R. Roy and Kathleen M. Roy: Debtor · Outcome: Case closed 2010-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard P Roy and Norma J Roy closed

United States Bankruptcy Court, S.D. California · No. 09-07968 · Filed Jun 5, 2009 · Closed Sep 14, 2009

Role of Richard P Roy and Norma J Roy: Debtor · Outcome: Case closed 2009-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CA (not a filing state)

Richard J. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 08-12499 · Filed Aug 30, 2008 · Closed Feb 4, 2009

Role of Richard J. Roy: Debtor · Outcome: Case closed 2009-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard R. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 07-12553 · Filed Nov 14, 2007 · Closed Mar 12, 2008

Role of Richard R. Roy: Debtor · Outcome: Case closed 2008-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard M Roy and Jennifer L. Roy closed

United States Bankruptcy Court, D. Maine · No. 07-20170 · Filed Mar 14, 2007 · Closed Feb 11, 2008

Role of Richard M Roy and Jennifer L. Roy: Debtor · Outcome: Case closed 2008-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in ME (not a filing state)

Richard Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 05-21915 · Filed Oct 13, 2005 · Closed Mar 23, 2006

Role of Richard Roy: Debtor · Outcome: Case closed 2006-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard Roy closed

United States Bankruptcy Court, W.D. Louisiana · No. 05-82024 · Filed Sep 22, 2005 · Closed Feb 13, 2006

Role of Richard Roy: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in LA (not a filing state)

Richard J. Roy closed

United States Bankruptcy Court, E.D. Michigan · No. 05-51355 · Filed Apr 11, 2005 · Closed Aug 14, 2006

Role of Richard J. Roy: Debtor · Outcome: Case closed 2006-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MI (not a filing state)

Richard S. Roy and Elizabeth C. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 05-11423 · Filed Apr 11, 2005 · Closed Jan 19, 2006

Role of Richard S. Roy and Elizabeth C. Roy: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

RICHARD D ROY closed

United States Bankruptcy Court, D. Minnesota · No. 05-41402 · Filed Mar 10, 2005 · Closed Jun 24, 2005

Role of RICHARD D ROY: Debtor · Outcome: Case closed 2005-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MN (not a filing state)

Richard A. Roy and Martha L. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 05-20626 · Filed Mar 8, 2005 · Closed Sep 4, 2008

Role of Richard A. Roy and Martha L. Roy: Debtor · Outcome: Case closed 2008-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard B. Roy and Kathleen M. Roy closed

United States Bankruptcy Court, D. New Jersey · No. 04-46603 · Filed Nov 18, 2004 · Closed Mar 14, 2005

Role of Richard B. Roy and Kathleen M. Roy: Debtor · Outcome: Case closed 2005-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard P. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 03-23702 · Filed Nov 25, 2003 · Closed Mar 9, 2004

Role of Richard P. Roy: Debtor · Outcome: Case closed 2004-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

RICHARD R ROY closed

United States Bankruptcy Court, E.D. Washington · No. 03-09396 · Filed Nov 18, 2003 · Closed Mar 31, 2004

Role of RICHARD R ROY: Debtor · Outcome: Case closed 2004-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in WA (not a filing state)

Richard A Roy, III closed

United States Bankruptcy Court, E.D. New York · No. 8-03-82799 · Filed Apr 24, 2003 · Closed Sep 3, 2003

Role of Richard A Roy, III: Debtor · Outcome: Case closed 2003-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NY (not a filing state)

Richard P. Roy closed

United States Bankruptcy Court, W.D. Texas · No. 02-31594 · Filed Jul 9, 2002 · Closed Oct 31, 2002

Role of Richard P. Roy: Debtor · Outcome: Case closed 2002-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in TX (not a filing state)

Richard Roy and Sheryl A Roy closed

United States Bankruptcy Court, D. New Jersey · No. 02-57297 · Filed Jun 27, 2002 · Closed Jan 2, 2003

Role of Richard Roy and Sheryl A Roy: Debtor · Outcome: Case closed 2003-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard Roy, Jr. closed

United States Bankruptcy Court, D. Maryland · No. 02-15988 · Filed May 16, 2002 · Closed Nov 12, 2002

Role of Richard Roy, Jr.: Debtor · Outcome: Case closed 2002-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MD (not a filing state)

Richard H. Roy and Donna M. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 02-21183 · Filed Apr 19, 2002 · Closed Aug 21, 2002

Role of Richard H. Roy and Donna M. Roy: Debtor · Outcome: Case closed 2002-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard R Roy and Sharon M Roy closed

United States Bankruptcy Court, N.D. Illinois · No. 01-38813 · Filed Nov 5, 2001 · Closed Feb 22, 2002

Role of Richard R Roy and Sharon M Roy: Debtor · Outcome: Case closed 2002-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in IL (not a filing state)

Richard A Roy closed

United States Bankruptcy Court, S.D. California · No. 01-05403 · Filed May 19, 2001 · Closed Aug 29, 2001

Role of Richard A Roy: Debtor · Outcome: Case closed 2001-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CA (not a filing state)

Richard S. Roy and Perla G. Roy closed

United States Bankruptcy Court, D. Utah · No. 01-25558 · Filed Apr 17, 2001 · Closed May 23, 2005

Role of Richard S. Roy and Perla G. Roy: Debtor · Outcome: Case closed 2005-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in UT (not a filing state)

Richard P. Roy and Elizabeth A. Roy closed

United States Bankruptcy Court, N.D. California · No. 01-10823 · Filed Apr 5, 2001 · Closed Jul 19, 2001

Role of Richard P. Roy and Elizabeth A. Roy: Debtor · Outcome: Case closed 2001-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CA (not a filing state)

Betty A Roy and Richard A Roy closed

United States Bankruptcy Court, W.D. Washington · No. 01-40236 · Filed Jan 10, 2001 · Closed Apr 20, 2001

Role of Richard A Roy: Debtor · Outcome: Case closed 2001-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in WA (not a filing state)

Richard R. Van Roy and Amy Evett Van Roy closed

United States Bankruptcy Court, N.D. Texas · No. 99-38107 · Filed Nov 22, 1999 · Closed Apr 5, 2000

Role of Richard R. Van Roy and Amy Evett Van Roy: Debtor · Outcome: Case closed 2000-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in TX (not a filing state)

RICHARD J. ROY and CHRISTINE A. ROY closed

United States Bankruptcy Court, D. Arizona · No. 2:99-bk-08731 · Filed Jul 22, 1999 · Closed Mar 30, 2000

Role of RICHARD J. ROY and CHRISTINE A. ROY: Debtor · Outcome: Case closed 2000-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in AR (not a filing state)

Richard R. Roy and Cheryl A. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 99-11895 · Filed Jun 8, 1999 · Closed Sep 23, 1999

Role of Richard R. Roy and Cheryl A. Roy: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 99-14670 · Filed Jun 2, 1999 · Closed Sep 28, 1999

Role of Richard Roy: Debtor · Outcome: Case closed 1999-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard F Roy closed

United States Bankruptcy Court, D. Idaho · No. 98-20845 · Filed Sep 21, 1998 · Closed Jan 22, 1999

Role of Richard F Roy: Debtor · Outcome: Case closed 1999-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in ID (not a filing state)

Richard J. Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 97-48067 · Filed Nov 18, 1997 · Closed Mar 25, 1998

Role of Richard J. Roy: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard D Roy and Cindy L Roy closed

United States Bankruptcy Court, C.D. California · No. 8:97-bk-24909 · Filed Sep 17, 1997 · Closed Jan 16, 1998

Role of Richard D Roy and Cindy L Roy: Debtor · Outcome: Case closed 1998-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CA (not a filing state)

Richard S. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 97-13455 · Filed Sep 17, 1997 · Closed Feb 10, 1998

Role of Richard S. Roy: Debtor · Outcome: Case closed 1998-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard P. Roy and Deborah S. Roy closed

United States Bankruptcy Court, M.D. Georgia · No. 97-54082 · Filed Sep 8, 1997 · Closed Dec 28, 1998

Role of Richard P. Roy and Deborah S. Roy: Debtor · Outcome: Case closed 1998-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in GA (not a filing state)

Richard L. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 97-13163 · Filed Aug 27, 1997 · Closed Feb 10, 1998

Role of Richard L. Roy: Debtor · Outcome: Case closed 1998-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard R. Roy, Jr. closed

United States Bankruptcy Court, S.D. Florida. · No. 97-16201 · Filed Jul 30, 1997 · Closed Mar 12, 1998

Role of Richard R. Roy, Jr.: Debtor · Outcome: Case closed 1998-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in FL (not a filing state)

Richard C Roy closed

United States Bankruptcy Court, N.D. Illinois · No. 97-21108 · Filed Jul 10, 1997 · Closed Nov 5, 1997

Role of Richard C Roy: Debtor · Outcome: Case closed 1997-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in IL (not a filing state)

Richard M. Roy and Debra J. Roy closed

United States Bankruptcy Court, W.D. New York · No. 1-97-11954 · Filed Apr 2, 1997 · Closed Aug 20, 1997

Role of Richard M. Roy and Debra J. Roy: Debtor · Outcome: Case closed 1997-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NY (not a filing state)

Richard E. Roy and Dorothy D. Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 96-45687 · Filed Oct 15, 1996 · Closed Feb 10, 1997

Role of Richard E. Roy and Dorothy D. Roy: Debtor · Outcome: Case closed 1997-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard C. Le Roy closed

United States Bankruptcy Court, E.D. Wisconsin · No. 96-27516 · Filed Sep 13, 1996 · Closed Dec 31, 1996

Role of Richard C. Le Roy: Debtor · Outcome: Case closed 1996-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in WI (not a filing state)

Richard R. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 95-20350 · Filed Jan 31, 1995 · Closed May 25, 1995

Role of Richard R. Roy: Debtor · Outcome: Case closed 1995-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

RICHARD R. ROY and JILL C. ROY closed

United States Bankruptcy Court, N.D. Florida · No. 94-00208 · Filed Aug 8, 1994 · Closed Nov 23, 1994

Role of RICHARD R. ROY and JILL C. ROY: Debtor · Outcome: Case closed 1994-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in FL (not a filing state)

Richard M. Roy and Carolyn Z. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 94-11556 · Filed Jun 27, 1994 · Closed Nov 20, 2001

Role of Richard M. Roy and Carolyn Z. Roy: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard D. Roy and Loretta Barrett Roy closed

United States Bankruptcy Court, W.D. Kentucky · No. 93-10794 · Filed Nov 5, 1993 · Closed Feb 3, 1994

Role of Richard D. Roy and Loretta Barrett Roy: Debtor · Outcome: Case closed 1994-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in KY (not a filing state)

Richard P. Roy and Deborah A. Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 93-42745 · Filed Oct 7, 1993 · Closed Feb 7, 1994

Role of Richard P. Roy and Deborah A. Roy: Debtor · Outcome: Case closed 1994-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard G. Roy and Deborah S. Roy closed

United States Bankruptcy Court, E.D. Virginia · No. 93-33819 · Filed Sep 16, 1993 · Closed Jan 13, 1994

Role of Richard G. Roy and Deborah S. Roy: Debtor · Outcome: Case closed 1994-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in VA (not a filing state)

Richard F. Roy and Sandra J. Roy closed

United States Bankruptcy Court, D. Rhode Island · No. 1:93-bk-11556 · Filed Jun 9, 1993 · Closed May 23, 1994

Role of Richard F. Roy and Sandra J. Roy: Debtor · Outcome: Case closed 1994-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in RI (not a filing state)

Richard D. Roy and Michele A. Roy closed

United States Bankruptcy Court, M.D. Florida · No. 3:93-bk-00515 · Filed Feb 4, 1993 · Closed Jun 14, 1993

Role of Richard D. Roy and Michele A. Roy: Debtor · Outcome: Case closed 1993-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in FL (not a filing state)

Richard A Roy and Josephine A Roy closed

United States Bankruptcy Court, D. New Jersey · No. 92-33533 · Filed Jun 2, 1992 · Closed Feb 9, 1993

Role of Richard A Roy and Josephine A Roy: Debtor · Outcome: Case closed 1993-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard A. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 92-11620 · Filed May 21, 1992 · Closed Nov 30, 1992

Role of Richard A. Roy: Debtor · Outcome: Case closed 1992-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard E. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 92-21759 · Filed May 1, 1992 · Closed Feb 28, 1994

Role of Richard E. Roy: Debtor · Outcome: Case closed 1994-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard A Roy and Josephine A Roy closed

United States Bankruptcy Court, D. New Jersey · No. 91-37242 · Filed Dec 23, 1991 · Closed Aug 6, 1992

Role of Richard A Roy and Josephine A Roy: Debtor · Outcome: Case closed 1992-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard M. Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 91-18322 · Filed Oct 3, 1991 · Closed Jan 21, 1992

Role of Richard M. Roy: Debtor · Outcome: Case closed 1992-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard Roy and Kathleen G. Roy closed

United States Bankruptcy Court, D. New Jersey · No. 91-33231 · Filed Jun 6, 1991 · Closed Apr 28, 1992

Role of Richard Roy and Kathleen G. Roy: Debtor · Outcome: Case closed 1992-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in NJ (not a filing state)

Richard R. Roy, Jr. and Sandra Roy closed

United States Bankruptcy Court, D. Massachusetts · No. 91-10212 · Filed Jan 9, 1991 · Closed Jan 14, 1992

Role of Richard R. Roy, Jr.: Debtor · Outcome: Case closed 1992-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in MA (not a filing state)

Richard A. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 90-20111 · Filed Jan 19, 1990 · Closed Jun 26, 1990

Role of Richard A. Roy: Debtor · Outcome: Case closed 1990-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard L. Roy and Mirta S. Roy closed

United States Bankruptcy Court, D. Vermont · No. 89-00233 · Filed Aug 28, 1989 · Closed Dec 17, 1993

Role of Richard L. Roy and Mirta S. Roy: Debtor · Outcome: Case closed 1993-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in VT (not a filing state)

Richard H. Roy and Donna M. Roy closed

United States Bankruptcy Court, D. Connecticut · No. 89-20896 · Filed Jul 12, 1989 · Closed Nov 16, 1989

Role of Richard H. Roy and Donna M. Roy: Debtor · Outcome: Case closed 1989-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

Richard D. Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 88-00573 · Filed Sep 13, 1988 · Closed Dec 29, 1988

Role of Richard D. Roy: Debtor · Outcome: Case closed 1988-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard R. Roy and Sophia Roy closed

United States Bankruptcy Court, D. New Hampshire · No. 87-00406 · Filed Sep 2, 1987 · Closed Mar 30, 1988

Role of Richard R. Roy and Sophia Roy: Debtor · Outcome: Case closed 1988-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in the person's filing state (NH)

Richard Roy and Ethel Erickson Roy closed

United States Bankruptcy Court, D. Connecticut · No. 86-20855 · Filed Aug 25, 1986 · Closed Dec 30, 1986

Role of Richard Roy and Ethel Erickson Roy: Debtor · Outcome: Case closed 1986-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 113 federal dockets); court in CT (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Richard Roy (compared 3 filings on Oct 24, 2026)

Note · Apr 5, 2019 – Apr 12, 2019

No amendment in the last 12 months on an offering that may still be open — NOCA Beverages Inc. (latest filing Apr 12, 2019)

The latest filing for this offering is dated Apr 12, 2019 (first sale Apr 5, 2019). It reports $165,000 sold of $500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 12, 2019 ↗NOCA Beverages Inc. — PartnerFacts page ↗

Sources

Form D · Apr 12, 2019 ↗ (Apr 12, 2019)
NOCA Beverages Inc. — PartnerFacts page ↗ (Dec 6, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 20, 2019 D NOCA Beverages Inc. File 021-353842	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 20, 2019 D NOCA Beverages Inc. File 021-353852	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 12, 2019 D NOCA Beverages Inc. File 021-337161	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Richard Roy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

NOCA Beverages Inc.

Newmarket, NH · Apr 12, 2019 → Nov 20, 2019 · 3 filings

Nov 20, 2019 · D · $1,518,586 sold of $1,518,586 · 28 investors · min. No minimum reported · role: Executive Officer, Director (Treasurer and Assistant Secretary) EDGAR ↗
Nov 20, 2019 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Treasurer and Assistant Secretary) EDGAR ↗
Apr 12, 2019 · D · $165,000 sold of $500,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director (Treasurer and Assistant Secretary) EDGAR ↗

Raised $2M from 28 investors (100% of the $1.52M target) as of the latest filing. Richard is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Richard 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Alex Febonio

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Roy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Galen Hand

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard Roy. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Roy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Roy is listed on: none on file. No website or social profile named in NOCA Beverages Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #172,948 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newmarket, NH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Richard Roy

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — NOCA Beverages Inc. (latest filing Apr 12, 2019)

5. Money to insiders

Deals 1

NOCA Beverages Inc.

People around Richard 2

Alex Febonio

Galen Hand

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person