Richard C. Marcus is listed as a director on 5 SEC Form D filings by 2 issuers between Sep 2010 and Mar 2014: MWD Marketing, Inc. (Napa, CA — industry reported as "Other" — 2010–2011; $6.79M reported sold to 31 investors) and WineSimple, Inc. (San Francisco, CA — other technology — 2012–2014; $168K reported sold to 20 investors).
What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $6.95M sold in total.
Listed alongside Robert Miller (4 shared filings), Richard Wollack (3 shared filings), Charles Baxter (2 shared filings), David Cremin (2 shared filings), JOHN C BACKUS JR (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 SEC release, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Richard C. Marcus and found 7 differences, 1 worth asking the sponsor about: Form D filed 107 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.