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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

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Richard A. Kaplan

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 29, 2010 → Jun 10, 2020

3deals (issuers)
$9.43Mreported sold
79investors
21Form D filings
2010–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard A. Kaplan is listed as an executive officer and director on 21 SEC Form D filings by 3 issuers between Nov 2009 and Jun 2020: CurAegis Technologies, Inc. (Rochester, NY — industry reported as "Other" — 2010–2020; $6.5M reported sold to 52 investors), Vnomics Corp. (Pittsford, NY — other technology — 2009–2013; $2.5M reported sold to 23 investors) and Viggi Kids Corp. (Fairport, NY — manufacturing — 2016; $426K reported sold to 4 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $9.43M sold in total.

Listed alongside David Chauncey (10 shared filings), Gary Siconolfi (10 shared filings), Geoffrey Rosenberger (10 shared filings), James Watters (10 shared filings), Keith E. Gleasman (10 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for Richard A. Kaplan and found 13 differences, 1 worth asking the sponsor about: Form D filed 127 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard A. Kaplan has not run yet — it is joining a line of 3,530 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard A. Kaplan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 1 open, 9 closed (disposition not in docket feed)

Richard A Kaplan open
United States Bankruptcy Court, D. Massachusetts · No. 26-30628 · Filed Sep 25, 2026
Role of Richard A Kaplan: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Richard Kaplan closed
United States Bankruptcy Court, D. New Jersey · No. 13-33203 · Filed Oct 23, 2013 · Closed Jan 28, 2014
Role of Richard Kaplan: Debtor · Outcome: Case closed 2014-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Richard A. Kaplan closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 4:13-bk-00004 · Filed Jan 2, 2013 · Closed Apr 12, 2013
Role of Richard A. Kaplan: Debtor · Outcome: Case closed 2013-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Richard S Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 10-10436 · Filed Jan 25, 2010 · Closed Dec 9, 2016
Role of Richard S Kaplan: Debtor · Outcome: Case closed 2016-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Richard B Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 1-09-50960 · Filed Dec 12, 2009 · Closed Mar 24, 2010
Role of Richard B Kaplan: Debtor · Outcome: Case closed 2010-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Richard Kaplan and Danna Kaplan closed
United States Bankruptcy Court, E.D. New York · No. 8-09-78825 · Filed Nov 16, 2009 · Closed Feb 17, 2010
Role of Richard Kaplan and Danna Kaplan: Debtor · Outcome: Case closed 2010-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Richard A. Kaplan and Minerva O. Kaplan closed
United States Bankruptcy Court, W.D. Texas · No. 05-52043 · Filed Apr 11, 2005 · Closed Jul 3, 2008
Role of Richard A. Kaplan and Minerva O. Kaplan: Debtor · Outcome: Case closed 2008-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Richard D. Kaplan and Barbara A. Kaplan closed
United States Bankruptcy Court, S.D. New York · No. 00-37377 · Filed Nov 2, 2000 · Closed Feb 27, 2001
Role of Richard D. Kaplan and Barbara A. Kaplan: Debtor · Outcome: Case closed 2001-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
RICHARD A KAPLAN closed
United States Bankruptcy Court, D. Minnesota · No. 99-34531 · Filed Sep 9, 1999 · Closed Jan 7, 2000
Role of RICHARD A KAPLAN: Debtor · Outcome: Case closed 2000-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Richard Kaplan closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-80380 · Filed Jan 21, 1992 · Closed Apr 15, 1993
Role of Richard Kaplan: Debtor · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Richard A. Kaplan — 1 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · May 31, 2017 – Oct 5, 2017

Form D filed 127 days after the first sale — CurAegis Technologies, Inc.

The filing says the first sale was May 31, 2017. The Form D was filed Oct 5, 2017 — 127 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 112 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 5, 2017 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jul 25, 2019 – Jun 10, 2020

Richard A. Kaplan's role changed at CurAegis Technologies, Inc.: executive officer, director → director

The Jul 25, 2019 filing lists Richard A. Kaplan as executive officer, director; the Jun 10, 2020 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 25, 2019 ↗Form D/A · Jun 10, 2020 ↗Richard A. Kaplan — PartnerFacts page ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Oct 5, 2017 – May 31, 2018

Offering amount changed between filings — CurAegis Technologies, Inc.

The Oct 5, 2017 filing says $3,000,000 offered; the May 31, 2018 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2017 ↗Form D/A (later) · May 31, 2018 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Aug 7, 2012 – Apr 12, 2013

Offering amount changed between filings — Vnomics Corp.

The Aug 7, 2012 filing says $2,500,000 offered; the Apr 12, 2013 Form D/A says $6,520,103.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Aug 7, 2012 ↗Form D/A (later) · Apr 12, 2013 ↗Vnomics Corp. — PartnerFacts page ↗
Sources
Note · Jun 28, 2012 – Aug 7, 2012

Offering amount changed between filings — Vnomics Corp.

The Jun 28, 2012 filing says $2,000,000 offered; the Aug 7, 2012 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 28, 2012 ↗Form D/A (later) · Aug 7, 2012 ↗Vnomics Corp. — PartnerFacts page ↗
Sources
Note · Jun 28, 2010 – Jun 10, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Jun 10, 2020) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Jul 25, 2019) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing May 31, 2018) · No amendment in the last 12 months on an offering that may still be open — CurAegis Technologies, Inc. (latest filing Sep 8, 2016) · No amendment in the last 12 months on an offering that may still be open — Viggi Kids Corp. (latest filing Jul 27, 2016) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 10, 2020 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗Form D · Jul 25, 2019 ↗Form D/A · May 31, 2018 ↗
Sources
Note · Nov 6, 2009 – Jun 29, 2010

Richard A. Kaplan is written 2 different ways on the filings

listed as "Richard Kaplan" on 10 filings (from Nov 6, 2009), and "Richard A. Kaplan" on 11 filings (from Jun 29, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 6, 2009 ↗Form D · Jun 29, 2010 ↗Richard A. Kaplan — PartnerFacts page ↗
Sources
Note · Jun 1, 2009 – Apr 22, 2026

Same name, different state: "Richard Kaplan" (IL) is a separate record

This page covers filings where the address state is NY. A separate record, "Richard Kaplan" with address state IL, is listed on 105 filings — most recently by SE NG (GILBERT), DST (Aug 20, 2026). Both records have filings in the same period (Jun 29, 2010 to Jun 10, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Kaplan (IL) — PartnerFacts page ↗Form D · Aug 20, 2026 ↗SE NG (GILBERT), DST — PartnerFacts page ↗Richard A. Kaplan (NY) — this page ↗
Sources
Note · Jul 9, 2013

Same name, different state: "Richard Kaplan" (UT) is a separate record

This page covers filings where the address state is NY. A separate record, "Richard Kaplan" with address state UT, is listed on 1 filing — most recently by BOBO SALES, INC. (Jul 9, 2013). Both records have filings in the same period (Jul 9, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Kaplan (UT) — PartnerFacts page ↗Form D · Jul 9, 2013 ↗BOBO SALES, INC. — PartnerFacts page ↗Richard A. Kaplan (NY) — this page ↗
Sources
Note · Oct 6, 2010 – Apr 2, 2014

Reported revenue range changed between filings — CurAegis Technologies, Inc.

"No Revenues" (Oct 6, 2010); then "Decline to Disclose" (Apr 2, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 6, 2010 ↗Form D · Apr 2, 2014 ↗CurAegis Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Nov 6, 2009 – Apr 12, 2013

Reported revenue range changed between filings — Vnomics Corp.

"$1 - $1,000,000" (Nov 6, 2009); then "$1,000,001 - $5,000,000" (Jun 28, 2012); then "$5,000,001 - $25,000,000" (Apr 12, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 6, 2009 ↗Form D · Jun 28, 2012 ↗Form D · Apr 12, 2013 ↗Vnomics Corp. — PartnerFacts page ↗
Sources
Note · Aug 7, 2012 – Apr 12, 2013

Minimum investment changed between filings — Vnomics Corp.

The Aug 7, 2012 filing lists a minimum of $18,500; the Apr 12, 2013 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 7, 2012 ↗Form D/A (later) · Apr 12, 2013 ↗Vnomics Corp. — PartnerFacts page ↗
Sources
Note · Jun 28, 2012 – Aug 7, 2012

Minimum investment changed between filings — Vnomics Corp.

The Jun 28, 2012 filing lists a minimum of $100,000; the Aug 7, 2012 Form D/A lists $18,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 28, 2012 ↗Form D/A (later) · Aug 7, 2012 ↗Vnomics Corp. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 17 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $800,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 10, 2020 D/A
CurAegis Technologies, Inc.
File 021-341662
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 25, 2019 D
CurAegis Technologies, Inc.
File 021-345037
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 31, 2018 D/A
CurAegis Technologies, Inc.
File 021-296055
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 8, 2016 D
CurAegis Technologies, Inc.
File 021-270260
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 27, 2016 D
Viggi Kids Corp.
File 021-267818
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2016 D
CurAegis Technologies, Inc.
File 021-254733
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 2, 2014 D
CurAegis Technologies, Inc.
File 021-214746
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 12, 2013 D/A
Vnomics Corp.
File 021-180476
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2013 D
Vnomics Corp.
File 021-194969
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2011 D
CurAegis Technologies, Inc.
File 021-166509
$0$0$750,000 (est.)None listed on this filingEDGAR ↗
Jul 15, 2011 D
Vnomics Corp.
File 021-162944
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2010 D
Vnomics Corp.
File 021-150486
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2010 D
CurAegis Technologies, Inc.
File 021-148641
$0$0$50,000
This portion of the proceeds will be utilized to pay the annual salary of the Company's CEO.
None listed on this filingEDGAR ↗
Sep 21, 2010 D
Vnomics Corp.
File 021-148020
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2010 D
Vnomics Corp.
File 021-147342
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2010 D
Vnomics Corp.
File 021-144127
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2009 D
Vnomics Corp.
File 021-135931
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Richard A. Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CT
Other

CurAegis Technologies, Inc.

Rochester, NY · Oct 6, 2010 → Jun 10, 2020 · 10 filings
  • Jun 10, 2020 · D/A · $1,375,000 sold of $2,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2019 · D · $100,000 sold of $2,175,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 11, 2019 · D · $200,000 sold of $2,500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 31, 2018 · D/A · $4,270,500 sold of $5,000,000 · 52 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 5, 2017 · D · $1,625,000 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 8, 2016 · D · $995,000 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 7, 2016 · D · $65,000 sold of $2,500,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 2, 2014 · D · $5,000,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 28, 2011 · D · $6,500,000 sold of $6,500,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 6, 2010 · D · $0 sold of $1,600,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.5M from 52 investors (100% of the $2.5M target) as of the latest filing. Richard is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VK
Manufacturing

Viggi Kids Corp.

Fairport, NY · Jul 27, 2016
  • Jul 27, 2016 · D · $426,294 sold of $1,027,216 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $426K from 4 investors (41% of the $1.03M target) as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VC
Other Technology

Vnomics Corp.

Pittsford, NY · Nov 6, 2009 → Apr 12, 2013 · 10 filings
  • Apr 12, 2013 · D · $0 sold of $750,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 12, 2013 · D/A · $2,499,999 sold of $6,520,103 · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 7, 2012 · D/A · $1,646,410 sold of $2,500,000 · 18 investors · min. $18,500 · role: Director EDGAR ↗
  • Jun 28, 2012 · D · $0 sold of $2,000,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 15, 2011 · D · $0 sold of $3,500,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 15, 2010 · D · $0 sold of $400,000 · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 21, 2010 · D · $0 sold of $2,200,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 7, 2010 · D · $0 sold of $300,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $0 sold of $500,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 6, 2009 · D · $0 sold of $1,000,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $2.5M from 23 investors (100% of the $750K target) as of the latest filing. Richard is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Richard Kaplan — IL, 101 issuers, Jun 1, 2009 → Apr 22, 2026 · no shared issuer
  • Richard Kaplan — UT, 1 issuer, Jul 9, 2013 → Jul 9, 2013 · no shared issuer

People around Richard 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Watters

Director · 10 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Lyn Kelly

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Zarrella

Director · 10 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Chauncey

Executive Officer, Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Rosenberger

Director · 10 shared filings (1 issuer) · also on 4 other issuers

Geoffrey Rosenberger is on 5 issuers in total — a repeat sponsor. Their page lists every one.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

Nabil Nasr

Director · 10 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Siconolfi

Director · 10 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Keith E. Gleasman

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

E. Philip Saunders

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William W. Destler

Director · 9 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. Bonadio

Director · 9 shared filings (1 issuer) · also on 5 other issuers

Thomas F. Bonadio is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John W. Heinricy

Director · 8 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles N. Mills

Director · 8 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Asher J. Flaum

Director · 7 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Labus

Director · 7 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen A. Browne

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Mullen

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bela Musits

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Bela Musits is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lance Drummond

Director · 3 shared filings (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph B. Rizzo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel R. Bickel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Herbert H. Dobbs

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

Wesley K. Clark

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Newman

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Turner

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christalyn Duff

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Walter A.L. Johnson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Donnelly

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard A. Kaplan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard A. Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard A. Kaplan is listed on: none on file. No website or social profile named in Viggi Kids Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #285,230 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fairport, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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