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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

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Richard E. Douglas

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), IL, TX · Feb 23, 2009 → Aug 22, 2016

35deals (issuers)
$42.14Breported sold
4,956investors
141Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard E. Douglas is listed as an executive officer and director on 141 SEC Form D filings by 35 issuers between Feb 2009 and Sep 2020. Largest by amount reported sold: Magnetar Constellation Fund, Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2013; $8.6B reported sold to 199 investors), Magnetar Capital Fund, Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2012; $6.71B reported sold to 378 investors), DOUBLE BLACK DIAMOND LTD. (Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2020; $6.49B reported sold to 443 investors), Eton Park Overseas Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2016; $4.92B reported sold to 462 investors), Magnetar Capital Fund II Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2012; $2.83B reported sold to 110 investors) and 30 more (all listed below).

What this means That is a lot of deals — 35 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $42.14B sold in total.

Listed alongside Clint D. Carlson (68 shared filings), Nancy P. Carlson (68 shared filings), Jane Buchan (67 shared filings), William E.J. Walmsley (62 shared filings), Louis-Frederic de Pfyffer (59 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

The issuers belong to 4 sponsor groups: A And Q Metric Spc (130 issuers, $29.56B reported sold, 2009–2026), Black Diamond (21 issuers, $13.27B reported sold, 2009–2025), Magnetar (84 issuers, $42.46B reported sold, 2009–2026) and Magnetar (2 issuers, $6.78B reported sold, 2009–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 141 public filings for Richard E. Douglas and found 16 differences, 6 worth asking the sponsor about: 5 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard E. Douglas has not run yet — it is joining a line of 51,024 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard E. Douglas..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 1 open, 8 closed (disposition not in docket feed)

Richard Douglas, Jr. open
United States Bankruptcy Court, S.D. New York · No. 26-10384 · Filed Feb 25, 2026
Role of Richard Douglas, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Richard Douglas closed
United States Bankruptcy Court, N.D. Illinois · No. 09-05110 · Filed Feb 18, 2009 · Closed Jun 4, 2009
Role of Richard Douglas: Debtor · Outcome: Case closed 2009-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Richard M Douglas closed
United States Bankruptcy Court, N.D. Illinois · No. 05-28974 · Filed Jul 22, 2005 · Closed Oct 4, 2006
Role of Richard M Douglas: Debtor · Outcome: Case closed 2006-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Richard W. Douglas closed
United States Bankruptcy Court, N.D. New York · No. 05-12337 · Filed Apr 7, 2005 · Closed Aug 11, 2005
Role of Richard W. Douglas: Debtor · Outcome: Case closed 2005-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Candace Douglas and Richard Douglas closed
United States Bankruptcy Court, S.D. New York · No. 03-23867 · Filed Nov 11, 2003 · Closed Aug 23, 2004
Role of Richard Douglas: Debtor · Outcome: Case closed 2004-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Candace Douglas and Richard Douglas closed
United States Bankruptcy Court, S.D. New York · No. 03-22687 · Filed Apr 23, 2003 · Closed Apr 16, 2004
Role of Richard Douglas: Debtor · Outcome: Case closed 2004-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Richard E Douglas closed
United States Bankruptcy Court, N.D. Illinois · No. 03-14258 · Filed Mar 31, 2003 · Closed Dec 19, 2003
Role of Richard E Douglas: Debtor · Outcome: Case closed 2003-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)
Richard A Douglas closed
United States Bankruptcy Court, S.D. Texas · No. 00-23643 · Filed Dec 1, 2000 · Closed Jul 27, 2001
Role of Richard A Douglas: Debtor · Outcome: Case closed 2001-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Richard Douglas and Voncile Douglas closed
United States Bankruptcy Court, N.D. Texas · No. 98-37230 · Filed Aug 21, 1998 · Closed Apr 22, 1999
Role of Richard Douglas and Voncile Douglas: Debtor · Outcome: Case closed 1999-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 123 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Richard E. Douglas — 6 worth asking about (compared the newest 50 of 141 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 10, 2017 – Mar 16, 2018

5 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — DOUBLE BLACK DIAMOND LTD. · Amount sold went down between filings — BLACK DIAMOND RELATIVE VALUE LTD. · Amount sold went down between filings — Black Diamond Ltd. · Amount sold went down between filings — BLACK DIAMOND ARBITRAGE LTD. · Amount sold went down between filings — Black Diamond Thematic Ltd.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 16, 2017 ↗Form D/A (later) · Mar 16, 2018 ↗DOUBLE BLACK DIAMOND LTD. — PartnerFacts page ↗Form D/A (earlier) · Mar 16, 2017 ↗
Sources
Worth asking · Mar 10, 2017 – Mar 9, 2018

Investor count went down between filings — Black Diamond Thematic Ltd.

The Mar 10, 2017 filing reports 28 investors; the Mar 9, 2018 Form D/A reports 27 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 10, 2017 ↗Form D/A (later) · Mar 9, 2018 ↗Black Diamond Thematic Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 13, 2015 – Mar 16, 2017

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Ajax Limited — Black Diamond Ltd. · Paid seller listed without a CRD number: Ajax Limited — DOUBLE BLACK DIAMOND LTD. · Paid seller listed without a CRD number: Ajax Limited — BLACK DIAMOND ARBITRAGE LTD. · Paid seller listed without a CRD number: Ajax Limited — Black Diamond Thematic Ltd. · Paid seller listed without a CRD number: Ajax Limited — Black Diamond Energy L/S Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 16, 2017 ↗BrokerCheck search: Ajax Limited ↗Black Diamond Ltd. — PartnerFacts page ↗Form D/A · Mar 16, 2017 ↗
Sources
Note · Feb 2, 2015 – Feb 19, 2015

Form D filed 17 days after the first sale — Black Diamond Energy L/S Ltd.

The filing says the first sale was Feb 2, 2015. The Form D was filed Feb 19, 2015 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 19, 2015 ↗Black Diamond Energy L/S Ltd. — PartnerFacts page ↗
Sources
Note · Aug 1, 1999 – Sep 29, 2020

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BLACK DIAMOND RELATIVE VALUE LTD. (latest filing Sep 29, 2020) · No amendment in the last 12 months on an offering that may still be open — Black Diamond Thematic Ltd. (latest filing Oct 1, 2019) · No amendment in the last 12 months on an offering that may still be open — Black Diamond Energy L/S Ltd. (latest filing Feb 17, 2017) · No amendment in the last 12 months on an offering that may still be open — Eton Park Overseas Fund, Ltd. (latest filing Aug 22, 2016) · No amendment in the last 12 months on an offering that may still be open — Black Diamond SRI Ltd. (latest filing Aug 16, 2016)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 29, 2020 ↗BLACK DIAMOND RELATIVE VALUE LTD. — PartnerFacts page ↗Form D/A · Oct 1, 2019 ↗Black Diamond Thematic Ltd. — PartnerFacts page ↗
Sources
Worth asking · Sep 29, 2020 – Sep 29, 2021

Richard E. Douglas is no longer listed on the Sep 29, 2021 amendment — DOUBLE BLACK DIAMOND LTD.

Richard E. Douglas appears on the Sep 29, 2020 Form D/A (director) but not on the Sep 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 29, 2020 ↗Form D/A · Sep 29, 2021 ↗Richard E. Douglas — PartnerFacts page ↗DOUBLE BLACK DIAMOND LTD. — PartnerFacts page ↗
Sources
Worth asking · Sep 29, 2020 – Sep 29, 2021

Richard E. Douglas is no longer listed on the Sep 29, 2021 amendment — Black Diamond Ltd.

Richard E. Douglas appears on the Sep 29, 2020 Form D/A (director) but not on the Sep 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 29, 2020 ↗Form D/A · Sep 29, 2021 ↗Richard E. Douglas — PartnerFacts page ↗Black Diamond Ltd. — PartnerFacts page ↗
Sources
Worth asking · Sep 29, 2020 – Sep 29, 2021

Richard E. Douglas is no longer listed on the Sep 29, 2021 amendment — BLACK DIAMOND ARBITRAGE LTD.

Richard E. Douglas appears on the Sep 29, 2020 Form D/A (director) but not on the Sep 29, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 29, 2020 ↗Form D/A · Sep 29, 2021 ↗Richard E. Douglas — PartnerFacts page ↗BLACK DIAMOND ARBITRAGE LTD. — PartnerFacts page ↗
Sources
Note · Mar 15, 2019 – Oct 1, 2019

Minimum investment changed between filings — BLACK DIAMOND RELATIVE VALUE LTD.

The Mar 15, 2019 filing lists a minimum of $100,000; the Oct 1, 2019 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 15, 2019 ↗Form D/A (later) · Oct 1, 2019 ↗BLACK DIAMOND RELATIVE VALUE LTD. — PartnerFacts page ↗
Sources
Note · Aug 18, 2015 – Aug 16, 2016

Minimum investment changed between filings — Black Diamond SRI Ltd.

The Aug 18, 2015 filing lists a minimum of $5,000,000; the Aug 16, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 18, 2015 ↗Form D/A (later) · Aug 16, 2016 ↗Black Diamond SRI Ltd. — PartnerFacts page ↗
Sources
Note · Mar 16, 2015 – Mar 16, 2016

Minimum investment changed between filings — BLACK DIAMOND RELATIVE VALUE LTD.

The Mar 16, 2015 filing lists a minimum of $50,000; the Mar 16, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 16, 2015 ↗Form D/A (later) · Mar 16, 2016 ↗BLACK DIAMOND RELATIVE VALUE LTD. — PartnerFacts page ↗
Sources
Note · Mar 13, 2015 – Mar 11, 2016

Minimum investment changed between filings — Black Diamond Thematic Ltd.

The Mar 13, 2015 filing lists a minimum of $1,000,000; the Mar 11, 2016 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 13, 2015 ↗Form D/A (later) · Mar 11, 2016 ↗Black Diamond Thematic Ltd. — PartnerFacts page ↗
Sources
Note · Sep 14, 2009 – Mar 12, 2010

Richard E. Douglas is written 2 different ways on the filings

listed as "Richard E. Douglas" on 11 filings (from Sep 14, 2009), and "Richard Douglas" on 62 filings (from Mar 12, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Sep 14, 2009 ↗Form D/A · Mar 12, 2010 ↗Richard E. Douglas — PartnerFacts page ↗
Sources
Note · Feb 11, 2019

Same name, different state: "Richard Douglas" (MA) is a separate record

This page covers filings where the address state is E9 or IL or TX. A separate record, "Richard Douglas" with address state MA, is listed on 1 filing — most recently by Aldeyra Therapeutics, Inc. (Feb 11, 2019). The two records do not overlap in time: this page runs Feb 23, 2009 to Aug 22, 2016; the other has one filing dated Feb 11, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Richard Douglas (MA) — PartnerFacts page ↗Form D · Feb 11, 2019 ↗Aldeyra Therapeutics, Inc. — PartnerFacts page ↗Richard E. Douglas (E9,IL,TX) — this page ↗
Sources
Note · Mar 15, 2011 – Mar 15, 2012

Address moved from Georgetown, Cayman Islands (as filed: E9) to Dallas, TX — Black Diamond Ltd.

The people listed on the Mar 15, 2011 filing give Georgetown, Cayman Islands (as filed: E9); on the Mar 15, 2012 filing they give Dallas, TX. The address now on file (C/O Citco Fund Services (Cayman) Limited, 89 Nexus Way, P.O. Box 31106, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 15, 2011 ↗Form D/A · Mar 15, 2012 ↗Black Diamond Ltd. — PartnerFacts page ↗
Sources
Note · Sep 14, 2009 – Sep 29, 2020

Richard E. Douglas is listed with 2 different address states: E9, TX

Cayman Islands (as filed: E9) on 34 filings (Sep 14, 2009 to Aug 22, 2016); TX on 39 filings (Feb 19, 2015 to Sep 29, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Sep 14, 2009 ↗Form D · Feb 19, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 141 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

9 of 36 offerings report sales commissions totalling $9,215,086; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 29, 2020 D/A
BLACK DIAMOND RELATIVE VALUE LTD.
File 021-129796
$319,889$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Sendero Securities, LLC BrokerCheck CRD 146627 ↗		EDGAR ↗
Sep 29, 2020 D/A
DOUBLE BLACK DIAMOND LTD.
File 021-129915
$5,238,884$0$0
The Investment Manager and affiliates receive fees calculated as a percentage of net assets and annual net profits.
Sendero Securities, LLC BrokerCheck CRD 146627 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Sep 29, 2020 D/A
BLACK DIAMOND ARBITRAGE LTD.
File 021-129805
$165,103$0$0CAIS Capital LLC BrokerCheck CRD 154512 ↗EDGAR ↗
Sep 29, 2020 D/A
Black Diamond Ltd.
File 021-129809
$1,002,514$0$0Sendero Securities, LLC BrokerCheck CRD 146627 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Oct 1, 2019 D/A
Black Diamond Thematic Ltd.
File 021-174174
$259,411$0$0
The Investment Manager and affiliates receive fees calculated as a percentage of net assets and annual net profits.
Sendero Securities, LLC BrokerCheck CRD 146627 ↗EDGAR ↗
Feb 17, 2017 D/A
Black Diamond Energy L/S Ltd.
File 021-234320
$225,806$0$0
The Investment Advisor receives fees and other compensation calculated as a percentage of net assets and annual net profits.
Sendero Securities, LLC BrokerCheck CRD 146627 ↗
Ajax Limited no CRD number reported		EDGAR ↗
Aug 22, 2016 D/A
Eton Park Overseas Fund, Ltd.
File 021-71091
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Aug 16, 2016 D/A
Black Diamond SRI Ltd.
File 021-201391
$0$0$0
The Investment Advisor and its affiliates receive fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Mar 11, 2013 D/A
Magnetar Constellation Fund, Ltd
File 021-107257
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2012 D/A
Magnetar Global Event Driven Fund Ltd
File 021-147995
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2012 D
O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio
File 021-182433
$0$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Mar 28, 2012 D/A
UBS GLOBAL ALPHA STRATEGIES LTD
File 021-47322
$1,465,468 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS AG New York Branch no CRD number reported
UBS AG no CRD number reported
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Global Asset Management (UK) Ltd no CRD number reported
UBS Global Asset Management (Singapore) Ltd no CRD number reported
UBS AG London Branch no CRD number reported
UBS AG Jersey Branch no CRD number reported		EDGAR ↗
Mar 28, 2012 D/A
UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
File 021-114865
$167,705 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS Global Asset Management (Americas) Inc. no CRD number reportedEDGAR ↗
Mar 20, 2012 D/A
A&Q Neutral Alpha Strategies Ltd
File 021-62119
$370,306 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS AG London Branch no CRD number reported
UBS AG Tokyo Branch no CRD number reported
UBS AG New York Branch no CRD number reported		EDGAR ↗
Mar 15, 2012 D/A
BLACK DIAMOND OC OFFSHORE FUND LTD.
File 021-123209
$0$0$0 (est.)
The Investment Manager and affiliates receive fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Mar 9, 2012 D/A
Hipparchus Fund Ltd
File 021-138581
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2012 D/A
Magnetar Capital Fund II Ltd
File 021-138588
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2012 D/A
Magnetar Capital Fund, Ltd
File 021-122790
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2012 D/A
Magnetar Equity Opportunities Fund Ltd
File 021-155943
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2011 D
Magnetar GRF Fund (Cayman), Ltd.
File 021-164669
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2011 D/A
Magnetar STARS Fund Ltd
File 021-143225
$0$0$0None listed on this filingEDGAR ↗
May 6, 2011 D/A
U.S. Equity Markets Segregated Portfolio of O'Connor Market Opportunities SPC
File 021-139150
$0$0$0None listed on this filingEDGAR ↗
May 5, 2011 D/A
Basic Material Equities & Crude Oil Segregated Portfolio of O'Connor Market Opportunities SPC
File 021-139149
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
O'Connor Global Multi-Strategy Alpha LLC
File 021-62136
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
O'Connor Global Multi-Strategy Alpha Ltd
File 021-104873
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
O'Connor Global Convertible Arbitrage II LLC
File 021-104966
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
O'Connor Global Multi-Strategy Alpha WM LLC
File 021-104875
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
Nineteen77 Global Fundamental Market Neutral Long Short LLC
File 021-128271
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
O'Connor Global Convertible Arbitrage II Ltd
File 021-80719
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 11, 2011 D/A
Nineteen77 Global Fundamental Market Neutral Long/Short Ltd
File 021-104874
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 16, 2010 D/A
Magnetar GRF Fund (Cayman), Ltd.
File 021-133109
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2010 D/A
O'Connor Long/Short Focused Research Ltd
File 021-130301
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2010 D/A
O'Connor Fundamental Long/Short Equity LLC
File 021-114203
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 12, 2010 D/A
O'Connor Currency & Rates Portfolio II LLC
File 021-128270
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Feb 9, 2010 D
Segregated Portfolio C, a segregated portfolio of Magnetar SPC
File 021-138572
$0$0$0n/a no CRD number reportedEDGAR ↗
Feb 9, 2010 D
Segregated Portfolio L, a segregated portfolio of Magnetar SPC
File 021-138577
$0$0$0n/a no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 35

Every issuer that named Richard E. Douglas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DB
Pooled Investment Fund · group: Black Diamond

DOUBLE BLACK DIAMOND LTD.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Sep 29, 2020 · 12 filings
  • Sep 29, 2020 · D/A · $2,913,315,538 sold of Indefinite · 442 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 1, 2019 · D/A · $2,913,315,538 sold of Indefinite · 442 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D/A · $2,911,815,538 sold of Indefinite · 441 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2018 · D/A · $2,871,190,243 sold of Indefinite · 432 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $6,487,200,983 sold of Indefinite · 265 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2016 · D/A · $6,382,323,174 sold of Indefinite · 248 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $6,305,262,277 sold of Indefinite · 222 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $6,045,807,218 sold of Indefinite · 190 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $5,866,976,906 sold of Indefinite · 176 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $5,670,626,456 sold of Indefinite · 179 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $5,513,886,453 sold of Indefinite · 252 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $5,051,703,252 sold of Indefinite · 220 investors · min. $50,000 · role: Director EDGAR ↗

Raised $6.49B from 443 investors as of the latest filing. Richard is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

BLACK DIAMOND RELATIVE VALUE LTD.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Sep 29, 2020 · 12 filings
  • Sep 29, 2020 · D/A · $937,100,580 sold of Indefinite · 56 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 1, 2019 · D/A · $937,100,580 sold of Indefinite · 56 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D/A · $937,100,580 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2018 · D/A · $937,100,580 sold of Indefinite · 56 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $1,594,593,718 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2016 · D/A · $1,594,593,718 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $1,590,793,718 sold of Indefinite · 23 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $1,509,643,718 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $1,343,643,718 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $1,297,643,718 sold of Indefinite · 26 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $1,191,143,718 sold of Indefinite · 56 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $1,020,847,639 sold of Indefinite · 60 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.59B from 60 investors as of the latest filing. Richard is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

Black Diamond Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Sep 29, 2020 · 13 filings
  • Sep 29, 2020 · D/A · $379,730,767 sold of Indefinite · 79 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 1, 2019 · D/A · $379,730,767 sold of Indefinite · 79 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D/A · $379,730,767 sold of Indefinite · 79 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2018 · D/A · $379,730,767 sold of Indefinite · 79 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2017 · D/A · $808,887,159 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2016 · D/A · $797,387,159 sold of Indefinite · 9 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $797,387,159 sold of Indefinite · 9 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $788,516,747 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $781,516,747 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $781,516,747 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $781,516,747 sold of Indefinite · 8 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $781,516,747 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $760,841,747 sold of Indefinite · 16 investors · min. $50,000 · role: Director EDGAR ↗

Raised $808.9M from 79 investors as of the latest filing. Richard is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

BLACK DIAMOND ARBITRAGE LTD.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Sep 29, 2020 · 12 filings
  • Sep 29, 2020 · D/A · $286,950,727 sold of Indefinite · 192 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 30, 2019 · D/A · $268,720,727 sold of Indefinite · 141 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 8, 2019 · D/A · $233,489,727 sold of Indefinite · 88 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 9, 2018 · D/A · $125,861,777 sold of Indefinite · 22 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2017 · D/A · $419,441,062 sold of Indefinite · 3 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 11, 2016 · D/A · $416,241,062 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2015 · D/A · $416,241,062 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $416,241,062 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $416,241,062 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D/A · $416,241,062 sold of Indefinite · 2 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $416,241,062 sold of Indefinite · 6 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $416,191,062 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗

Raised $419.4M from 252 investors as of the latest filing. Richard is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

Black Diamond Thematic Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 1, 2012 → Oct 1, 2019 · 9 filings
  • Oct 1, 2019 · D/A · $99,383,639 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 8, 2019 · D/A · $99,383,639 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2018 · D/A · $92,886,740 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2017 · D/A · $143,286,740 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 11, 2016 · D/A · $129,286,740 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 13, 2015 · D/A · $126,784,500 sold of Indefinite · 26 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2014 · D/A · $69,400,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 14, 2013 · D/A · $29,550,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 1, 2012 · D · $13,800,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $143.3M from 28 investors as of the latest filing. Richard is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

Black Diamond Energy L/S Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Feb 19, 2015 → Feb 17, 2017 · 3 filings
  • Feb 17, 2017 · D/A · $62,550,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 19, 2016 · D/A · $38,600,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 19, 2015 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $62.5M from 13 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund

Eton Park Overseas Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 14, 2009 → Aug 22, 2016 · 8 filings
  • Aug 22, 2016 · D/A · $4,915,907,519 sold of Indefinite · 462 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 21, 2015 · D/A · $4,702,642,341 sold of Indefinite · 352 investors · min. $50,000 · role: Director EDGAR ↗
  • Aug 21, 2014 · D/A · $4,591,442,341 sold of Indefinite · 308 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 13, 2013 · D/A · $4,457,882,232 sold of Indefinite · 292 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 13, 2012 · D/A · $4,433,430,857 sold of Indefinite · 288 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 14, 2011 · D/A · $4,355,584,607 sold of Indefinite · 283 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 14, 2010 · D/A · $3,951,899,147 sold of Indefinite · 252 investors · min. $50,000 · role: Director EDGAR ↗
  • Sep 14, 2009 · D/A · $3,652,285,762 sold of Indefinite · 225 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.92B from 462 investors as of the latest filing. Richard is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund · group: Black Diamond

Black Diamond SRI Ltd.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Aug 15, 2013 → Aug 16, 2016 · 4 filings
  • Aug 16, 2016 · D/A · $15,700,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 18, 2015 · D/A · $15,700,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Aug 15, 2014 · D/A · $10,200,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Aug 15, 2013 · D · $10,200,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $15.7M from 4 investors as of the latest filing. Richard is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Magnetar

Magnetar Constellation Fund, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2009 → Mar 11, 2013 · 5 filings
  • Mar 11, 2013 · D/A · $3,926,110,464 sold of Indefinite · 140 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2012 · D/A · $2,172,415,728 sold of Indefinite · 108 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $2,114,898,421 sold of Indefinite · 80 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2010 · D/A · $1,313,421,882 sold of Indefinite · 64 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2009 · D/A · $1,050,776,497 sold of Indefinite · 56 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.6B from 199 investors as of the latest filing. Richard is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MG
Pooled Investment Fund · group: Magnetar

Magnetar Global Event Driven Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 21, 2010 → Sep 11, 2012 · 3 filings
  • Sep 11, 2012 · D/A · $535,084,145 sold of Indefinite · 60 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 12, 2011 · D/A · $394,733,626 sold of Indefinite · 41 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 21, 2010 · D · $30,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $1.22B from 80 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio

Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2012
  • Aug 9, 2012 · D · $9,565,000 sold of Indefinite · 21 investors · min. $100,000 · role: Director EDGAR ↗

Raised $26.7M from 23 investors as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UN
Pooled Investment Fund · group: A And Q Metric Spc

UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 28, 2012 · 3 filings
  • Mar 28, 2012 · D/A · $60,741,136 sold of Indefinite · 2 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 11, 2011 · D/A · $17,700,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $17,700,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $60.7M from 2 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UG
Pooled Investment Fund · group: A And Q Metric Spc

UBS GLOBAL ALPHA STRATEGIES LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 28, 2012 · 3 filings
  • Mar 28, 2012 · D/A · $17,001,444 sold of Indefinite · 13 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 11, 2011 · D/A · $16,561,942 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $16,561,942 sold of Indefinite · 12 investors · min. $50,000 · role: Director EDGAR ↗

Raised $17M from 13 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AQ
Pooled Investment Fund · group: A And Q Metric Spc

A&Q Neutral Alpha Strategies Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 20, 2012 · 4 filings
  • Mar 20, 2012 · D/A · $31,669,870 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $31,669,870 sold of Indefinite · 4 investors · min. $500,000 · role: Director EDGAR ↗
  • Mar 11, 2011 · D/A · $31,669,871 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $31,669,871 sold of Indefinite · 4 investors · min. $50,000 · role: Director EDGAR ↗

Raised $110.7M from 7 investors as of the latest filing. Richard is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BD
Pooled Investment Fund · group: Black

BLACK DIAMOND OC OFFSHORE FUND LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 15, 2012 · 3 filings
  • Mar 15, 2012 · D/A · $314,270,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 15, 2011 · D/A · $237,980,000 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $134,050,000 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗

Raised $384.7M from 23 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Magnetar

Magnetar Capital Fund II Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 9, 2010 → Mar 9, 2012 · 3 filings
  • Mar 9, 2012 · D/A · $743,359,093 sold of Indefinite · 60 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $650,910,093 sold of Indefinite · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2010 · D · $624,840,772 sold of Indefinite · 48 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.83B from 110 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HF
Pooled Investment Fund · group: Magnetar

Hipparchus Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 9, 2010 → Mar 9, 2012 · 3 filings
  • Mar 9, 2012 · D/A · $384,494,792 sold of Indefinite · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2011 · D/A · $359,178,017 sold of Indefinite · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2010 · D · $328,978,017 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.18B from 35 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Magnetar

Magnetar Capital Fund, Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 23, 2009 → Feb 28, 2012 · 4 filings
  • Feb 28, 2012 · D/A · $5,292,196,346 sold of Indefinite · 225 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 28, 2011 · D/A · $4,959,835,522 sold of Indefinite · 225 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 22, 2010 · D/A · $4,959,835,522 sold of Indefinite · 225 investors · min. $50,000 · role: Director EDGAR ↗
  • Feb 23, 2009 · D/A · $4,914,835,522 sold of Indefinite · 224 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.71B from 378 investors as of the latest filing. Richard is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Pooled Investment Fund · group: Magnetar

Magnetar Equity Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Feb 28, 2011 → Feb 28, 2012 · 2 filings
  • Feb 28, 2012 · D/A · $43,442,145 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 28, 2011 · D · $43,242,145 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗

Raised $70.7M from 31 investors as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MG
Pooled Investment Fund · group: Magnetar

Magnetar GRF Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 27, 2009 → Aug 18, 2011 · 3 filings
  • Aug 18, 2011 · D · $110,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 16, 2010 · D/A · $110,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2009 · D · $38,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $110.5M from 3 investors as of the latest filing. Richard is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Pooled Investment Fund · group: Magnetar

Magnetar STARS Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 9, 2010 → Jun 15, 2011 · 2 filings
  • Jun 15, 2011 · D/A · $64,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 9, 2010 · D · $50,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $64M from 3 investors as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

US
Pooled Investment Fund · group: A And Q Metric Spc

U.S. Equity Markets Segregated Portfolio of O'Connor Market Opportunities SPC

Grand Cayman, Cayman Islands (as filed: E9) · Mar 2, 2010 → May 6, 2011 · 5 filings
  • May 6, 2011 · D/A · $51,016,000 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • May 5, 2011 · D/A · $51,016,000 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 19, 2010 · D/A · $49,661,000 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 2, 2010 · D/A · $49,661,000 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 2, 2010 · D · $27,281,000 sold of Indefinite · 27 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $51M from 30 investors as of the latest filing. Richard is listed as director, executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BM
Pooled Investment Fund · group: A And Q Metric Spc

Basic Material Equities & Crude Oil Segregated Portfolio of O'Connor Market Opportunities SPC

Grand Cayman, Cayman Islands (as filed: E9) · Mar 2, 2010 → May 5, 2011 · 4 filings
  • May 5, 2011 · D/A · $18,370,844 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 19, 2010 · D/A · $18,370,844 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 2, 2010 · D/A · $18,370,844 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 2, 2010 · D · $14,800,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $18.4M from 2 investors as of the latest filing. Richard is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $443,943,235 sold of Indefinite · 134 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $268,893,607 sold of Indefinite · 61 investors · min. $50,000 · role: Director EDGAR ↗

Raised $684.1M from 343 investors as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Convertible Arbitrage II Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $36,489,881 sold of Indefinite · 15 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $31,889,881 sold of Indefinite · 14 investors · min. $50,000 · role: Director EDGAR ↗

Raised $36.5M from 15 investors as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Convertible Arbitrage II LLC

Chicago, IL · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $11,216,206 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗
  • Mar 12, 2010 · D/A · $11,216,205 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $11.2M from 5 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha LLC

New York, NY · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $458,231,908 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗
  • Mar 12, 2010 · D/A · $1,402,480,566 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $1.4B from 59 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long Short LLC

Chicago, IL · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $614,140,048 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗
  • Mar 12, 2010 · D/A · $374,758,458 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $638M from 49 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha WM LLC

New York, NY · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $292,280,528 sold of Indefinite · 460 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗
  • Mar 12, 2010 · D/A · $173,810,522 sold of Indefinite · 266 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $1.37B from 1,974 investors as of the latest filing. Richard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long/Short Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010 → Mar 11, 2011 · 2 filings
  • Mar 11, 2011 · D/A · $964,847,701 sold of Indefinite · 60 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2010 · D/A · $603,566,142 sold of Indefinite · 37 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.16B from 65 investors as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Long/Short Focused Research Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 16, 2009 → Apr 16, 2010 · 2 filings
  • Apr 16, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 16, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Richard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Currency & Rates Portfolio II LLC

Chicago, IL · Mar 12, 2010
  • Mar 12, 2010 · D/A · $6,693,193 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $20.7M from 46 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Fundamental Long/Short Equity LLC

Grand Cayman, Cayman Islands (as filed: E9) · Mar 12, 2010
  • Mar 12, 2010 · D/A · $506,262 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $506K from 4 investors as of the latest filing. Richard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund · group: A And Q Metric Spc

Segregated Portfolio L, a segregated portfolio of Magnetar SPC

Grand Cayman, Cayman Islands (as filed: E9) · Feb 9, 2010
  • Feb 9, 2010 · D · $790,419,062 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $790.4M from 107 investors as of the latest filing. Richard is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Pooled Investment Fund · group: A And Q Metric Spc

Segregated Portfolio C, a segregated portfolio of Magnetar SPC

Grand Cayman, Cayman Islands (as filed: E9) · Feb 9, 2010
  • Feb 9, 2010 · D · $126,805,479 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $126.8M from 9 investors as of the latest filing. Richard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Richard Douglas — MA, 1 issuer, Feb 11, 2019 → Feb 11, 2019 · no shared issuer

People around Richard 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MF
Management entity

Magnetar Financial LLC

Promoter, Executive Officer · 27 shared filings (10 issuers) · also on 80 other issuers

Magnetar Financial LLC is on 90 issuers in total — a repeat sponsor. Their page lists every one.

UO
Management entity

UBS O'Connor LLC

Promoter · 12 shared filings (4 issuers) · also on 23 other issuers

UBS O'Connor LLC is on 27 issuers in total — a repeat sponsor. Their page lists every one.

CC
Management entity

Carlson Capital, L.P.

Executive Officer · 9 shared filings (5 issuers) · also on 10 other issuers

Carlson Capital, L.P. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

EJ
Management entity

E.J. Newport Sequoia Fund LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

BC
Management entity

B Carlson Capital, L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Clint D. Carlson

Director · 68 shared filings (8 issuers) · also on 15 other issuers

Clint D. Carlson is on 23 issuers in total — a repeat sponsor. Their page lists every one.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy P. Carlson

Director · 68 shared filings (8 issuers) · also on 8 other issuers

Nancy P. Carlson is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jane Buchan

Director · 67 shared filings (8 issuers) · also on 1 other issuer

Jane Buchan is on 9 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E.J. Walmsley

Director, Executive Officer · 62 shared filings (25 issuers) · also on 90 other issuers

William E.J. Walmsley is on 115 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis-Frederic de Pfyffer

Director · 59 shared filings (7 issuers) · also on 7 other issuers

Louis-Frederic de Pfyffer is on 14 issuers in total — a repeat sponsor. Their page lists every one.

HK
No photo found yet (own website and image search run after this page is viewed)
Person

Harlan Korenvaes

Director · 51 shared filings (7 issuers) · also on 3 other issuers

Harlan Korenvaes is on 10 issuers in total — a repeat sponsor. Their page lists every one.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Anderson

Director · 38 shared filings (7 issuers)

Keith Anderson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Laser

Executive Officer · 24 shared filings (9 issuers) · also on 85 other issuers

Ross Laser is on 94 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Alec N. Litowitz

Executive Officer · 24 shared filings (9 issuers) · also on 66 other issuers

Alec N. Litowitz is on 75 issuers in total — a repeat sponsor. Their page lists every one.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William J. Ferri

Director, Executive Officer · 21 shared filings (10 issuers) · also on 26 other issuers

William J. Ferri is on 36 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Milgate

Director · 14 shared filings (5 issuers) · also on 32 other issuers

Alan Milgate is on 37 issuers in total — a repeat sponsor. Their page lists every one.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Williams

Director, Executive Officer · 14 shared filings (5 issuers) · also on 89 other issuers

Kevin Williams is on 94 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

S. Alan Milgate

Director · 13 shared filings (6 issuers) · also on 18 other issuers

S. Alan Milgate is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Turro

Executive Officer · 12 shared filings (5 issuers) · also on 70 other issuers

Michael Turro is on 75 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Turro

Executive Officer · 12 shared filings (7 issuers) · also on 10 other issuers

Mike Turro is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis-Frederic de Pyffer

Director · 9 shared filings (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William Keunen

Director · 8 shared filings (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Marcy Engel

Director · 8 shared filings (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kipp Schrage

Promoter, Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Watters

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn Fitzpatrick

Promoter, Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

Nick Nocerino

Executive Officer, Promoter · 6 shared filings (2 issuers)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Leanne Golding

Director · 4 shared filings (4 issuers)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E.J. Wallmsley

Director · 2 shared filings (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E.J. Wal

Director · 1 shared filing (1 issuer)

Listed on the same filings as Richard E. Douglas. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Henry Smith

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Paul Henry Smith is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AA
Sponsor group

A And Q Metric Spc

130 issuers · 701 filings · $29.56B reported sold · 2009–2026

One team, 130 deal companies. Richard E. Douglas is listed on 18 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Douglas.

BD
Sponsor group

Black Diamond

21 issuers · 177 filings · $13.27B reported sold · 2009–2025

One team, 21 deal companies. Richard E. Douglas is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Douglas.

M
Sponsor group

Magnetar

84 issuers · 401 filings · $42.46B reported sold · 2009–2026

One team, 84 deal companies. Richard E. Douglas is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Douglas.

M
Sponsor group

Magnetar

2 issuers · 27 filings · $6.78B reported sold · 2009–2022

One team, 2 deal companies. Richard E. Douglas is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Douglas.

B
Sponsor group

Black

2 issuers · 5 filings · $396.7M reported sold · 2010–2021

One team, 2 deal companies. Richard E. Douglas is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard E. Douglas.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 20 of the 35 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): O'Connor Global Multi-Strategy Alpha WM LLC, O'Connor Global Multi-Strategy Alpha Ltd, O'Connor Global Multi-Strategy Alpha LLC, A&Q Neutral Alpha Strategies Ltd, Magnetar Constellation Fund, Ltd, DOUBLE BLACK DIAMOND LTD., BLACK DIAMOND ARBITRAGE LTD., Magnetar Equity Opportunities Fund Ltd, Black Diamond Ltd., Magnetar Capital Fund II Ltd, Magnetar Capital Fund, Ltd, BLACK DIAMOND RELATIVE VALUE LTD., Black Diamond Thematic Ltd., Hipparchus Fund Ltd, Eton Park Overseas Fund, Ltd., Magnetar Global Event Driven Fund Ltd, Magnetar GRF Fund (Cayman), Ltd., Magnetar STARS Fund Ltd, Segregated Portfolio L, a segregated portfolio of Magnetar SPC, Segregated Portfolio C, a segregated portfolio of Magnetar SPC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard E. Douglas by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 35 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard E. Douglas is listed on: none on file. No website or social profile named in DOUBLE BLACK DIAMOND LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #59,104 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Camana Bay, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Texas re:SearchTX court records ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Texas Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

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