PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:44 AM ET

Sponsor Check › Person

Richard Brown

Related person on Form D filings · address state/country as listed: United Kingdom (as filed: X0) · listed Jun 12, 2014 → Jun 17, 2021

1issuer
3Form D filings
2014–2021years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 17, 2021 D
File 021-403366
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2020 D
File 021-384832
$0$0$0None listed on this filing
EDGAR ↗Jun 12, 2014 D
File 021-219065
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗GABRIEL RESOURCES LTDExecutive OfficerJun 17, 2021D$3,895,876
similar: $500,000–$7,000,000
$3,895,87614
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗GABRIEL RESOURCES LTDExecutive OfficerDec 30, 2020D$4,621,618
similar: $500,000–$7,000,000
$2,640,92814
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗GABRIEL RESOURCES LTDExecutive OfficerJun 12, 2014D$53,665,980
similar: $500,000–$7,000,000
$32,207,60117
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Richard H Brown — address state OH, 6 issuers, Aug 24, 2023 → Nov 6, 2024 · no shared issuer found
  • Richard J. Brown — address state NY, 2 issuers, Jul 3, 2019 → Oct 12, 2023 · no shared issuer found
  • Richard Brown — address state MI, 2 issuers, Jun 1, 2012 → Mar 28, 2013 · no shared issuer found
  • Richard W. Brown — address state MD, 2 issuers, Jan 29, 2013 → Jan 29, 2013 · no shared issuer found
  • Richard Brown — address state CA, 2 issuers, Mar 29, 2016 → Aug 4, 2022 · no shared issuer found
  • Richard Brown — address state Cayman Islands (as filed: E9), 2 issuers, Jun 18, 2025 → Sep 14, 2026 · no shared issuer found
  • Richard H. Brown — address state NJ, 2 issuers, Feb 22, 2021 → Feb 22, 2021 · no shared issuer found
  • Richard Brown — address state MS, 1 issuer, Oct 17, 2011 → Oct 17, 2011 · no shared issuer found
  • Richard B. Brown — address state UT, 1 issuer, Jan 9, 2014 → May 16, 2016 · no shared issuer found
  • Richard K Brown — address state MA, 1 issuer, Jan 6, 2014 → Jan 6, 2014 · no shared issuer found
  • Richard Brown — address state ME, 1 issuer, Aug 11, 2015 → Aug 11, 2015 · no shared issuer found
  • Richard Brown — address state WI, 1 issuer, Oct 3, 2019 → Oct 3, 2019 · no shared issuer found
  • Richard Brown — address state British Columbia, Canada (as filed: A1), 1 issuer, Feb 24, 2021 → Feb 24, 2021 · no shared issuer found
  • Richard Lee Brown — address state OH, 1 issuer, Jun 5, 2013 → Jun 5, 2013 · no shared issuer found
  • Richard H Brown — address state UT, 1 issuer, Mar 11, 2015 → Mar 11, 2015 · no shared issuer found
  • Richard B. Brown — address state CA, 1 issuer, Nov 21, 2016 → Nov 21, 2016 · no shared issuer found
  • Richard Allen Brown — address state MS, 1 issuer, Nov 9, 2022 → Nov 9, 2022 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 16 names on the same filings (0 management entities, 16 people)

People and management entities the issuers listed as related persons on the same Form D filings as Richard Brown. Source: the EDGAR rows in the table above.

  • Dag Cramer — 3 shared filings (1 issuer) · role as listed: Director
  • Ali Erfan — 2 shared filings (1 issuer) · role as listed: Director
  • Dragos Tanase — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Daniel Kochav — 2 shared filings (1 issuer) · role as listed: Director
  • Simon Lusty — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Max Vaughan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Alfred Gusenbauer — 1 shared filing (1 issuer) · role as listed: Director
  • David Peat — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Jonathan Henry — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Igor Levental — 1 shared filing (1 issuer) · role as listed: Director
  • Wayne Kirk — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Walter Segsworth — 1 shared filing (1 issuer) · role as listed: Director
  • Keith R. Hulley — 1 shared filing (1 issuer) · role as listed: Director
  • James Lieber — 1 shared filing (1 issuer) · role as listed: Director
  • Jeffrey Crouch — 1 shared filing (1 issuer) · role as listed: Director
  • Anna El-Erian — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Change history

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