Sponsor Check › Person
Related person on Form D filings · address state as listed: LA · listed May 3, 2010 → Dec 17, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 9 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $1,379,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 17, 2025 D/A File 021-567200 | $0 | $0 | $540,000 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 7, 2024 D File 021-507011 | $0 | $0 | $144,000 (est.) $144,000 will go towards compensating the President and Chief Executive Officer. | None listed on this filing |
| EDGAR ↗ | Nov 17, 2022 D File 021-465049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 22, 2021 D File 021-414267 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 1, 2016 D File 021-273576 | $0 | $0 | $320,000 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 26, 2016 D File 021-273252 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 31, 2015 D File 021-246689 | $0 | $0 | $375,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 9, 2011 D File 021-160997 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 3, 2010 D/A File 021-124766 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Cura OS, Inc. | Executive Officer | Dec 17, 2025 | D/A | $5,273,000 similar: $1,100,015–$10,001,163 | $5,273,000 | 27 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Cura OS, Inc. | Executive Officer | Dec 17, 2025 | D | $5,273,000 similar: $1,100,015–$10,001,163 | $5,273,000 | 27 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CALOSYN PHARMA, INC. | Executive Officer, Director Treasurer | Mar 7, 2024 | D | $2,000,000 similar: $2,000,000–$19,999,994 | $750,000 | 7 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Cura OS, Inc. | Executive Officer, Director | Nov 17, 2022 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $490,000 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Omnidek Inc. | Director | Sep 22, 2021 | D | Indefinite similar: $1,100,015–$10,001,163 | $500,000 | 15 similar: 2–14 | $30,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Servato Corp. | Director | Nov 1, 2016 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $1,500,000 | 16 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | NO/LA Angel Fund I, LLC | Director Executive Committee Member | Oct 26, 2016 | D | Indefinite similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Servato Corp. | Director | Aug 31, 2015 | D | $3,900,000 similar: $1,100,015–$10,001,163 | $3,860,000 | 54 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Esperance Pharmaceuticals, Inc | Executive Officer | Jun 9, 2011 | D | $7,500,000 similar: $2,000,000–$19,999,994 | $5,733,626 | 10 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Esperance Pharmaceuticals, Inc | Executive Officer | May 3, 2010 | D/A | $9,000,000 similar: $2,000,000–$19,999,994 | $9,000,000 | 3 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Esperance Pharmaceuticals, Inc | Executive Officer | May 3, 2010 | D/A | $5,750,001 similar: $2,000,000–$19,999,994 | $3,700,245 | 5 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Biotechnology / 506(b) (3,253 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Richard Babb. Source: the EDGAR rows in the table above.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Mar 2, 2026 File 020-36429 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Feb 27, 2026 | CALOSYN PHARMA, INC. SHREVEPORT, LA | $20,000 target · $1,235,000 maximum via StartEngine Primary, LLC | Not reported on this form | signer name on this filing (Richard Babb) + listed as a related person on Form D filings of the same issuer (CIK 1429819) · 85% |
| EDGAR ↗ | Dec 19, 2025 File 020-36429 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Feb 27, 2026 | Calosyn Pharma, Inc. Shreveport, LA | $20,000 target · $1,235,000 maximum via StartEngine Primary, LLC | Not reported on this form | signer name on this filing (Richard Babb) + listed as a related person on Form D filings of the same issuer (CIK 1429819) · 85% |
| EDGAR ↗ | Sep 30, 2025 File 020-36429 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Dec 29, 2025 | Calosyn Pharma, Inc. Shreveport, LA | $20,000 target · $1,235,000 maximum via StartEngine Primary, LLC | Not reported on this form | signer name on this filing (Richard Babb) + listed as a related person on Form D filings of the same issuer (CIK 1429819) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Richard Babb appears on a new Form D, or when a court case or SEC action is matched to them. See plans →