PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

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Razvan Rone

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 26, 2021 → Feb 28, 2022

2deals (issuers)
$879.3Mreported sold
109investors
4Form D filings
2021–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Razvan Rone is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Feb 2021 and Feb 2022: AO Technology Fund, Ltd. (New York, NY — pooled investment fund — 2021–2022; $568.2M reported sold to 54 investors) and AO Technology Fund, LP (New York, NY — pooled investment fund — 2021–2022; $311.1M reported sold to 55 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $879.3M sold in total.

Listed alongside AO Asset Management GP, LLC (4 shared filings, management entity), AO Asset Management, LLC (4 shared filings, management entity), Michael Neiberg (4 shared filings) and Nicholas Romano (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Razvan. Each name links to their own page.

All 2 issuers belong to the sponsor group Ao Technology (3 issuers, $879.3M reported sold, 2013–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Ao Technology has 3 companies on file and $879.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 11 court cases matching the name, 2 state regulator orders, 14 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Razvan Rone and found 4 differences, 2 worth asking the sponsor about: AZ securities regulator order naming Razvan Rone (Mar 24, 2022); AZ securities regulator action filed / order (listed on both acc tabs) naming Razvan Rone (Dec 20, 2021); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Razvan Rone has not run yet — it is joining a line of 62,054 names; searches run around the clock at the hosts' allowed rate. Searched so far: 727 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 2 open, 2 closed (disposition not in docket feed), 5 dismissed, 2 judgment

RONE v. HUDSON INSURANCE COMPANY open
District Court, D. New Jersey · No. 1:26-cv-09359 · Filed Jul 24, 2026
Role of RONE: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in NJ (not a filing state)
Rone Engineering Services Ltd v. SRM Corporation open
District Court, N.D. Texas · No. 3:24-cv-00225 · Filed Jan 29, 2024 · Nature of suit: Contract: Other Contract · Cause: 28:1332 Diversity-Breach of Contract
Role of Rone Engineering Services Ltd: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Nationwide Judgment Recovery Inc v. Rone closed
District Court, N.D. Texas · No. 3:21-mc-00296 · Filed Sep 21, 2021 · Closed Sep 21, 2021
Role of Rone: Defendant · Outcome: Terminated 2021-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone v. SN Servicing Corporation dismissed
District Court, N.D. Texas · No. 3:17-cv-03444 · Filed Dec 19, 2017 · Closed May 9, 2018 · Nature of suit: 480 Consumer credit
Role of Rone: Plaintiff · Outcome: Terminated 2018-05-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone v. Pfizer Inc judgment
District Court, D. South Carolina · No. 2:15-cv-03930 · Filed Sep 24, 2015 · Closed Jan 3, 2017 · Nature of suit: 367 Health care / pharm
Role of Rone: Plaintiff · Outcome: Terminated 2017-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in SC (not a filing state)
Deltek, Inc. v. Rone Engineering Services, LTD closed
District Court, E.D. Virginia · No. 1:15-mc-00019 · Filed Aug 11, 2015 · Closed Oct 1, 2015
Role of Rone Engineering Services, LTD: Defendant · Outcome: Terminated 2015-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in VA (not a filing state)
Rone v. HS Property Owner LLC dismissed
District Court, N.D. Texas · No. 3:15-cv-02566 · Filed Aug 4, 2015 · Closed Dec 22, 2015 · Nature of suit: 371 Truth in lending
Role of Rone: Plaintiff · Outcome: Terminated 2015-12-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone v. Pfizer Inc judgment
District Court, D. South Carolina · No. 2:14-cv-02240 · Filed Jun 9, 2014 · Closed Jan 3, 2017 · Nature of suit: 367 Health care / pharm
Role of Rone: Plaintiff · Outcome: Terminated 2017-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in SC (not a filing state)
ZUFFA, LLC D/B/A ULTIMATE FIGH v. RONE, ET AL dismissed
District Court, S.D. Texas · No. · Filed Nov 21, 2011 · Closed Dec 22, 2011 · Nature of suit: 490 Cable/Satellite TV
Role of RONE: Defendant · Outcome: Terminated 2011-12-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone v. Union Planters Bank dismissed
District Court, S.D. Alabama · No. 1:02-cv-00040 · Filed Jan 16, 2002 · Closed Feb 25, 2002 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Rone: Plaintiff · Outcome: Terminated 2002-02-25 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in AL (not a filing state)
Rone v. Covad Communications dismissed
District Court, S.D. New York · No. 1:01-cv-06601 · Filed Jul 19, 2001 · Closed Sep 5, 2001 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Rone: Plaintiff · Outcome: Terminated 2001-09-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Mar 24, 2022 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 78502 · Parties (regulator's caption): D2D Financial, L.L.C.; Rone Milton Dolph (CRD #3186460); Susan Dolph; Susan Jean Arcadia; Chad Arcadia; Super Commercial Loans, L.L.C.; Anthony Bellassai (a.k.a Tony Bellassai)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; regulator in AZ (not a filing state)
Action filed / Order (listed on both ACC tabs) AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Dec 20, 2021 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 26179 ↗ · Parties (regulator's caption): D2D Financial, L.L.C.; Rone Milton Dolph (CRD #3186460); Susan Dolph; and Susan Jean Arcadia; Chad Arcadia; Super Commercial Loans L.L.C.; Anthony Bellassai a.k.a. Tony Bellassai
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; regulator in AZ (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Razvan Rone..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Rone Funeral Services, Inc. v. Salpietra closed
United States Bankruptcy Court, D. New Jersey · No. 11-02074 · Filed Jun 30, 2011 · Closed Nov 5, 2012
Role of Rone Funeral Services, Inc.: Plaintiff · Outcome: Case closed 2012-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in NJ (not a filing state)
Moser v. Rone Engineering Services, Ltd closed
United States Bankruptcy Court, E.D. Texas · No. 10-04274 · Filed Dec 29, 2010 · Closed Jun 21, 2012
Role of Rone Engineering Services, Ltd: Defendant · Outcome: Case closed 2012-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone Jared Brown and Kathryn May Brown closed
United States Bankruptcy Court, E.D. Michigan · No. 10-65986 · Filed Aug 18, 2010 · Closed Dec 2, 2010
Role of Rone Jared Brown and Kathryn May Brown: Debtor · Outcome: Case closed 2010-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in MI (not a filing state)
Rone v. DFS Services, LLC closed
United States Bankruptcy Court, W.D. Tennessee · No. 09-00465 · Filed Sep 18, 2009 · Closed Jan 25, 2010
Role of Rone: Plaintiff · Outcome: Case closed 2010-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TN (not a filing state)
James Stuart Evans and Rone' Marie Evans closed
United States Bankruptcy Court, M.D. Florida · No. 8:07-bk-02735 · Filed Apr 6, 2007 · Closed Jun 30, 2009
Role of James Stuart Evans and Rone' Marie Evans: Debtor · Outcome: Case closed 2009-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in FL (not a filing state)
Rone Rone & Zolman Interests Inc closed
United States Bankruptcy Court, S.D. Texas · No. 00-36847 · Filed Jul 27, 2000 · Closed Feb 8, 2001
Role of Rone Rone & Zolman Interests Inc: Debtor · Outcome: Case closed 2001-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in TX (not a filing state)
Rone v. Household Finance Corporation closed
United States Bankruptcy Court, W.D. Washington · No. 00-35420 · Filed Jul 3, 2000 · Closed Jul 11, 2001
Role of Rone: Plaintiff · Outcome: Case closed 2001-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in WA (not a filing state)
American Express Trs Company Inc v. Rone Jr closed
United States Bankruptcy Court, N.D. Illinois · No. 98-02117 · Filed Dec 28, 1998 · Closed Mar 15, 1999
Role of Rone Jr: Defendant · Outcome: Case closed 1999-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in IL (not a filing state)
Mercantile Bank, N.A. v. Rone closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:98-ap-03046 · Filed Oct 6, 1998 · Closed Mar 16, 1999
Role of Rone: Defendant · Outcome: Case closed 1999-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in AR (not a filing state)
Rone v. Regions Bank closed
United States Bankruptcy Court, S.D. Alabama · No. 98-01125 · Filed Jun 24, 1998 · Closed Sep 10, 1999
Role of Rone: Plaintiff · Outcome: Case closed 1999-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in AL (not a filing state)
Rone Trucking, Inc. closed
United States Bankruptcy Court, W.D. Kentucky · No. 95-40035 · Filed Jan 17, 1995 · Closed May 5, 1995
Role of Rone Trucking, Inc.: Debtor · Outcome: Case closed 1995-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in KY (not a filing state)
Barnett Card Services Corporation v. Rone closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-ap-00332 · Filed Dec 7, 1992 · Closed Aug 24, 1993
Role of Rone: Defendant · Outcome: Case closed 1993-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in FL (not a filing state)
Rone Brown and Mary Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 92-01427 · Filed Jan 22, 1992 · Closed Sep 15, 1992
Role of Rone Brown and Mary Brown: Debtor · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in IL (not a filing state)
James S. Evans and Rone M. Evans closed
United States Bankruptcy Court, M.D. Florida · No. 8:87-bk-05572 · Filed Oct 15, 1987 · Closed Mar 14, 1988
Role of James S. Evans and Rone M. Evans: Debtor · Outcome: Case closed 1988-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 87 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Razvan Rone — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Mar 24, 2022

AZ securities regulator order naming Razvan Rone (Mar 24, 2022)

Arizona Corporation Commission, Securities Division (ACC) issued a Order dated Mar 24, 2022. Respondents as listed: D2D Financial, L.L.C.; Rone Milton Dolph (CRD #3186460); Susan Dolph; Susan Jean Arcadia; Chad Arcadia; Super Commercial Loans, L.L.C.; Anthony Bellassai (a.k.a Tony Bellassai). Matched to Razvan Rone. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Dec 20, 2021

AZ securities regulator action filed / order (listed on both acc tabs) naming Razvan Rone (Dec 20, 2021)

Arizona Corporation Commission, Securities Division (ACC) issued a Action filed / Order (listed on both ACC tabs) dated Dec 20, 2021. Respondents as listed: D2D Financial, L.L.C.; Rone Milton Dolph (CRD #3186460); Susan Dolph; and Susan Jean Arcadia; Chad Arcadia; Super Commercial Loans L.L.C.; Anthony Bellassai a.k.a. Tony Bellassai. Matched to Razvan Rone. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · Jan 2, 2014 – Feb 28, 2022

No amendment in the last 12 months on an offering that may still be open — AO Technology Fund, Ltd. (latest filing Feb 28, 2022)

The latest filing for this offering is dated Feb 28, 2022 (first sale Jan 2, 2014). It reports $568,179,500 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 2, 2014 – Feb 28, 2022

No amendment in the last 12 months on an offering that may still be open — AO Technology Fund, LP (latest filing Feb 28, 2022)

The latest filing for this offering is dated Feb 28, 2022 (first sale Jan 2, 2014). It reports $311,108,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 28, 2022 D/A
AO Technology Fund, LP
File 021-258349
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager may receive a quarterly fee based upon each Limited Partner's capital contribution and the General Partner may receive an Incentive Allocation based upon net gains as more fully set forth in the offering materials.
None listed on this filingEDGAR ↗
Feb 28, 2022 D/A
AO Technology Fund, Ltd.
File 021-258351
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager may receive a quarterly fee paid at the Master Fund level, based on net gain and the General Partner of the Master Fund may receive an Incentive Allocation as more fully set forth in the offering materials.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Razvan Rone on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Ao Technology

AO Technology Fund, Ltd.

New York, NY · Feb 26, 2021 → Feb 28, 2022 · 2 filings
  • Feb 28, 2022 · D/A · $568,179,500 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2021 · D/A · $568,179,500 sold of Indefinite · 54 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $568.2M from 54 investors as of the latest filing. Razvan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ao Technology

AO Technology Fund, LP

New York, NY · Feb 26, 2021 → Feb 28, 2022 · 2 filings
  • Feb 28, 2022 · D/A · $311,108,000 sold of Indefinite · 55 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 26, 2021 · D/A · $311,108,000 sold of Indefinite · 55 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $311.1M from 55 investors as of the latest filing. Razvan is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Razvan 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

AO Asset Management GP, LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Razvan Rone. Their page shows their other deals.

Management entity

AO Asset Management, LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Razvan Rone. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Romano

Executive Officer, Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Razvan Rone. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Neiberg

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Razvan Rone. Their page shows their other deals.

The team behind the deals

Sponsor group

Ao Technology

3 issuers · 21 filings · $879.3M reported sold · 2013–2022

One team, 3 deal companies. Razvan Rone is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Razvan Rone.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Razvan Rone by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Razvan Rone is listed on: none on file. No website or social profile named in AO Technology Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #163,706 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Change history

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