PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:29 AM ET

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RM
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Ramon Marks

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 19, 2013 → Oct 17, 2013

1deal (issuers)
$2.56Mreported sold
43investors
2Form D filings
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Ramon Marks is listed as a director on 2 SEC Form D filings by 1 issuer between Jun 2013 and Oct 2013: Union League Club (New York, NY — industry reported as "Other" — 2013; $2.56M reported sold to 43 investors).

What this means One deal on file with the SEC, filed Oct 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Basil E Walter (2 shared filings), Christopher Jaskiewicz (2 shared filings), David L Mathus (2 shared filings), Donald Smith, L.P. (2 shared filings, management entity), Gloria P Thomas (2 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ramon. Each name links to their own page.

The issuer belongs to the sponsor group Donald Smith (4 issuers, $367.8M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Donald Smith has 4 companies on file and $367.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Ramon Marks and found 4 differences: 12 bankruptcy cases name the subject or team members; Ramon Marks appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Ramon Marks has not run yet — it is joining a line of 22,483 names; searches run around the clock at the hosts' allowed rate. Searched so far: 635 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Ramon Marks..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Ramon Marks (compared 2 filings on Oct 24, 2026)

Note · May 24, 1990 – Jul 6, 2006

12 bankruptcy cases name the subject or team members

Bankruptcy case: Donald Smith and Madeline T. Smith — filed Mar 2, 2005 · Bankruptcy case: Donald Smith — filed Jan 17, 2006 · Bankruptcy case: Dennis Donald Smith — filed May 11, 1998 · Bankruptcy case: Donald Smith and Rayness Smith — filed Dec 6, 2000 · Bankruptcy case: Joseph Donald Smith — filed Nov 13, 2000 · and 7 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Donald Smith, L.P. — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, W.D. New York ↗
Sources
Note · Oct 17, 2013

Ramon Marks appears on 1 deal that stopped filing before reaching its target

Union League Club (last filing Oct 17, 2013; $2,560,000 sold of $11,200,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Union League Club — PartnerFacts page ↗
Sources
Note · Jun 3, 2013 – Jun 19, 2013

Form D filed 16 days after the first sale — Union League Club

The filing says the first sale was Jun 3, 2013. The Form D was filed Jun 19, 2013 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 19, 2013 ↗Union League Club — PartnerFacts page ↗
Sources
Note · Jun 3, 2013 – Oct 17, 2013

No amendment in the last 12 months on an offering that may still be open — Union League Club (latest filing Oct 17, 2013)

The latest filing for this offering is dated Oct 17, 2013 (first sale Jun 3, 2013). It reports $2,560,000 sold of $3,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 17, 2013 ↗Union League Club — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 17, 2013 D/A
Union League Club
File 021-198231
$0$0$0N/A no CRD number reported
via N/A
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Ramon Marks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UL
Other · group: Donald Smith

Union League Club

New York, NY · Jun 19, 2013 → Oct 17, 2013 · 2 filings
  • Oct 17, 2013 · D/A · $2,560,000 sold of $3,500,000 · 43 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 19, 2013 · D · $1,195,000 sold of $3,500,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗

Raised $2.56M from 43 investors (73% of the $3.5M target) as of the latest filing. Ramon is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Ramon 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DS
Management entity

Donald Smith, L.P.

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John A Ward III

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Ramon Marks. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David L Mathus

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mario Mauro Kranjac

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Ramon Marks. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen M McAllister

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John T Lutz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Walter H Lion

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard E Parke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Gloria P Thomas

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Basil E Walter

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John R Langeler

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey C Wlerichs

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jack H Jacobs

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Jaskiewicz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D Sullivan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory P Richter

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John A Ross

Director · 2 shared filings (1 issuer)

Listed on the same filings as Ramon Marks. Their page shows their other deals.

The team behind the deals

DS
Sponsor group

Donald Smith

4 issuers · 48 filings · $367.8M reported sold · 2009–2026

One team, 4 deal companies. Ramon Marks is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Ramon Marks.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Union League Club.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Ramon Marks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Ramon Marks is listed on: none on file. No website or social profile named in Union League Club's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #325,274 of 374,652 in line (1,111 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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