Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Sep 28, 2009 → Oct 20, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
51 of 55 offerings report sales commissions totalling $158,844,524; 0 report finder's fees; 49 report proceeds to related persons totalling $122,825,935. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 20, 2026 D File 021-601851 | $6,053,844 (est.) | $0 (est.) | $42,436,402 (est.) The Sponsor is entitled to Organization and Offering Expenses of $559,893 + Other Closing Costs of $13,627,808 + Loan Related Costs of $11,709,851. The Manager will receive an Acquisition Fee of $16,538,850. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jun 1, 2026 D File 021-585755 | $5,053,627 (est.) | $0 (est.) | $3,842,409 (est.) The Sponsor is entitled to Organization and Offering Expenses of $467,387 + Other Closing Costs of $2,070,769. The Manager will receive an Acquisition Fee of $1,304,253. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | May 19, 2026 D/A File 021-556433 | $6,143,032 (est.) | $0 (est.) | $4,537,682 (est.) The Sponsor is entitled to Organization and Offering Expenses of $568,142 + Other Closing Costs of $2,383,147. The Manager will receive an Acquisition Fee of $1,586,393. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Cary Street Partners BrokerCheck CRD 128089 ↗ World Equity Group, Inc. BrokerCheck CRD 29087 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ WealthForge Securities, LLC BrokerCheck CRD 152550 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ D.A. Davidson & Co. BrokerCheck CRD 199 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Realta Equities, Inc. BrokerCheck CRD 23769 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ World Investments, LLC BrokerCheck CRD 20626 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ APW Capital, Inc. BrokerCheck CRD 43814 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Metropolitan Capital Investment Banc, Inc. BrokerCheck CRD 148820 ↗ |
| EDGAR ↗ | Feb 10, 2026 D File 021-573118 | $5,194,419 (est.) | $0 (est.) | $4,523,060 (est.) The Sponsor is entitled to Organization and Offering Expenses of $480,409 + Other Closing Costs of $2,710,727. The Manager will receive an Acquisition Fee of $1,331,924. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jan 22, 2026 D File 021-570744 | $3,415,582 (est.) | $0 (est.) | $5,535,446 (est.) The Sponsor is entitled to Organization and Offering Expenses of $315,892 + Loan-Related Costs of $1,516,912 + Other Closing Costs of $2,037,642. The Manager will receive an Acquisition Fee of $1,665,000. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Oct 2, 2025 D File 021-559527 | $3,927,975 (est.) | $0 (est.) | $7,026,042 (est.) The Sponsor is entitled to Organization and Offering Expenses of $363,281 + Loan-Related Costs of $1,823,759 + Other Closing Costs of $2,626,502. The Manager will receive an Acquisition Fee of $2,212,500. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jun 6, 2025 D File 021-548261 | $2,226,712 (est.) | $0 (est.) | $4,830,862 (est.) The Sponsor is entitled to Organization and Offering Expenses of $283,339 + Loan Related Costs of $1,410,197 + Other Closing Costs of $1,722,326. The Manager will receive an Acquisition Fee of $1,415,000. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Aug 16, 2023 D File 021-489867 | $4,749,718 (est.) | $0 | $3,010,319 (est.) The Sponsor is entitled to organization & offering expenses of $411,825 + closing cost reimbursement of $1,374,744. The Manager will receive an acquisition fee of $1,223,750. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Dec 6, 2022 D File 021-466651 | $23,750,000 (est.) | $0 | $3,125,000 (est.) Organization and offering expense reimbursement | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Sep 13, 2022 D File 021-458747 | $3,559,377 (est.) | $0 | $4,346,700 (est.) The Sponsor is entitled to Organization and offering expenses of $348,958 + Acquisition fee of $1,423,800 + loan related costs of $1,183,419 + other closing costs of $1,390,523 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 8, 2022 D File 021-451688 | $4,167,757 (est.) | $0 | $1,723,573 (est.) The Sponsor will receive an organization & offering expense reimbursement of $289,093 + an acquisition fee of $790,000 + carry costs of $121,757 + other closing cost reimbursement of $522,723 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 2, 2022 D File 021-431862 | $3,666,497 (est.) | $0 | $3,341,309 (est.) Organization and offering expenses of $254,324 + Acquisition fee of $1,412,000 + loan related costs of $915,372 + other closing costs of $759,613 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jan 26, 2022 D File 021-430900 | $8,150,000 (est.) | $0 | $1,000,000 (est.) organization and offering expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jan 26, 2022 D File 021-430902 | $12,225,000 (est.) | $0 | $1,500,000 (est.) organization and offering expenses | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Oct 27, 2021 D File 021-418791 | $6,578,336 (est.) | $0 | $6,971,492 (est.) organizational and offering expenses of $456,301 + acquisition fee of $2,706,812 + loan carry costs of $453,022 + other closing costs of $3,355,357 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 22, 2021 D File 021-407319 | $4,337,206 | $0 | $4,994,267 (est.) organizational & offering expenses + acquisition fee + loan carry costs + other closing costs | Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ LightPath Capital, Inc BrokerCheck CRD 34617 ↗ Nextrend Securities, Inc. BrokerCheck CRD 43710 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Invicta Capital LLC BrokerCheck CRD 288101 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Kovack Securities Inc. BrokerCheck CRD 44848 ↗ NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Infinex Investments, Inc. BrokerCheck CRD 35371 ↗ Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 2, 2021 D/A File 021-401157 | $3,307,987 | $0 | $2,766,360 Organization & offering expenses of $229,456 + acquisition fee of $1,360,000 + bridge equity carry costs of $317,763 + $859,141 of closing costs | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Concorde Investment Services BrokerCheck CRD 151604 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ KALOS Capital, Inc. BrokerCheck CRD 44337 ↗ Aurora Securities BrokerCheck CRD 46147 ↗ Quint Capital Corporation BrokerCheck CRD 26586 ↗ National Securities Corporation BrokerCheck CRD 7569 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ NexTrend Securities, Inc. BrokerCheck CRD 43710 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ DAI Securities, LLC BrokerCheck CRD 36673 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Kovack Securities, Inc. BrokerCheck CRD 44848 ↗ RCX Capital Group BrokerCheck CRD 114290 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ World Equity Group, Inc. BrokerCheck CRD 29087 ↗ NPB Financial Group, LLC BrokerCheck CRD 137743 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Calton & Associates, Inc. BrokerCheck CRD 20999 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Berthel, Fisher Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Hilltop Securities Inc. BrokerCheck CRD 6220 ↗ Wealthforge Securities, Inc. BrokerCheck CRD 152550 ↗ Dempsey Lord Smith, LLC BrokerCheck CRD 141238 ↗ Alexander Capital, L.P. BrokerCheck CRD 40077 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ Patrick Capital Markets, LLC BrokerCheck CRD 16518 ↗ |
| EDGAR ↗ | Apr 23, 2021 D/A File 021-313816 | $2,331,050 (est.) | $0 | $189,004 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Berthel Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Parkland Securities, LLC BrokerCheck CRD 115368 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ Client One Securities LLC BrokerCheck CRD 152974 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Infinex Investments, Inc. BrokerCheck CRD 35371 ↗ International Assets Advisory, LLC BrokerCheck CRD 10645 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Ameritas Investment Company, LLC BrokerCheck CRD 14869 ↗ CFD Investments, Inc. BrokerCheck CRD 25427 ↗ Voya Financial Advisors, Inc. BrokerCheck CRD 2882 ↗ Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Feb 17, 2021 D File 021-389611 | $2,652,468 (est.) | $0 (est.) | $1,525,029 Organization and offering expenses of $183,986 + acquisition fee of $1,180,000 + $161,043 bridge equity carry costs | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Dec 21, 2020 D File 021-383919 | $1,948,920 | $0 | $941,185 Organization & offering expenses of $135,185 + acquisition fee of $806,000 | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ |
| EDGAR ↗ | Jul 17, 2020 D/A File 021-358264 | $2,829,282 (est.) | $0 (est.) | $229,401 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ MURIEL SIEBERT & CO., INC. BrokerCheck CRD 5376 ↗ THORNHILL SECURITIES, INC. BrokerCheck CRD 22333 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ DAI SECURITIES, LLC BrokerCheck CRD 36673 ↗ THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗ |
| EDGAR ↗ | Apr 28, 2020 D File 021-365923 | $2,671,695 (est.) | $0 (est.) | $1,525,320 (est.) An Acquisition Fee equal to 2.0% of the property purchase price and Organization and Offering expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor and its affiliates | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Madison Avenue Securities, LLC BrokerCheck CRD 23224 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Lightpath Capital, Inc BrokerCheck CRD 34617 ↗ Nextrend Securities, Inc. BrokerCheck CRD 43710 ↗ Muriel Siebert & CO., Inc. BrokerCheck CRD 5376 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ |
| EDGAR ↗ | Mar 4, 2020 D/A File 021-340181 | $2,757,900 (est.) | $0 (est.) | $223,613 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ MURIEL SIEBERT & CO., INC. BrokerCheck CRD 5376 ↗ NEXTREND SECURITIES, INC. BrokerCheck CRD 43710 ↗ PRIMEX BrokerCheck CRD 29394 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ SIGMA FINANCIAL CORPORATION BrokerCheck CRD 14303 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ CAPITAL INVESTMENT GROUP, INC. BrokerCheck CRD 14752 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗ PURSHE KAPLAN STERLING INVESTMENTS BrokerCheck CRD 35747 ↗ CABOT LODGE SECURITIES LLC BrokerCheck CRD 159712 ↗ THE STRATEGIC FINANCIAL ALLIANCE, INC. BrokerCheck CRD 126514 ↗ AMERITAS INVESTMENT CORP. BrokerCheck CRD 14869 ↗ INVICTA CAPITAL LLC BrokerCheck CRD 288101 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ SAXONY SECURITIES, INC. BrokerCheck CRD 115547 ↗ OAK TREE SECURITIES, INC. BrokerCheck CRD 18126 ↗ CAPITAL INVESTMENT BROKERAGE, INC. BrokerCheck CRD 40657 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ |
| EDGAR ↗ | Nov 25, 2019 D File 021-354167 | $2,815,974 (est.) | $0 (est.) | $228,322 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ |
| EDGAR ↗ | Aug 27, 2019 D File 021-347456 | $2,213,216 (est.) | $0 (est.) | $179,450 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ |
| EDGAR ↗ | Aug 16, 2019 D/A File 021-343738 | $2,587,772 (est.) | $0 (est.) | $209,819 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ PRIMEX BrokerCheck CRD 29394 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ KCD FINANCIAL, INC. BrokerCheck CRD 127473 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ APW CAPITAL, INC. BrokerCheck CRD 43814 ↗ GREAT POINT CAPITAL LLC BrokerCheck CRD 114203 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ OAK TREE SECURITIES, INC. BrokerCheck CRD 18126 ↗ SIGMA FINANCIAL CORPORATION BrokerCheck CRD 14303 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ WORLD EQUITY GROUP, INC. BrokerCheck CRD 29087 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ |
| EDGAR ↗ | Jan 17, 2019 D File 021-330751 | $2,465,229 (est.) | $0 | $199,883 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ |
| EDGAR ↗ | Sep 12, 2018 D File 021-321108 | $1,943,976 (est.) | $0 | $157,620 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ CFD INVESTMENTS, INC. BrokerCheck CRD 25427 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ |
| EDGAR ↗ | Jul 24, 2018 D/A File 021-306338 | $2,433,398 (est.) | $0 | $197,303 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. | COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ INTERNATIONAL ASSETS ADVISORY, LLC BrokerCheck CRD 10645 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ AEGIS CAPITAL CORP. BrokerCheck CRD 15007 ↗ CLIENT ONE SECURITIES LLC BrokerCheck CRD 152974 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ PARKLAND SECURITIES, LLC BrokerCheck CRD 115368 ↗ SIGMA AMERICAS SECURITIES LLC BrokerCheck CRD 207515 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ AMERITAS INVESTMENT CORP. BrokerCheck CRD 14869 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ VOYA FINANCIAL ADVISORS, INC. BrokerCheck CRD 2882 ↗ ARKADIOS CAPITAL BrokerCheck CRD 282710 ↗ TRIAD ADVISORS LLC BrokerCheck CRD 25803 ↗ INVESTACORP, INC. BrokerCheck CRD 7684 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ NORTH CAPITAL PRIVATE SECURITIES CORPORATION BrokerCheck CRD 154559 ↗ |
| EDGAR ↗ | Apr 24, 2018 D/A File 021-302503 | $1,682,896 (est.) | $0 | $136,451 (est.) Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor. | LIGHTPATH CAPITAL, INC BrokerCheck CRD 34617 ↗ CAPULENT LLC BrokerCheck CRD 155155 ↗ COURTLANDT SECURITIES CORPORATION BrokerCheck CRD 137356 ↗ CROWN CAPITAL SECURITIES, L.P. BrokerCheck CRD 6312 ↗ EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ SANDLAPPER SECURITIES, LLC BrokerCheck CRD 137906 ↗ WHITEHALL-PARKER SECURITIES, INC. BrokerCheck CRD 10608 ↗ MCDERMOTT INVESTMENT SERVICES, LLC BrokerCheck CRD 154926 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ CAMBRIDGE INVESTMENT RESEARCH, INC. BrokerCheck CRD 39543 ↗ CENTAURUS FINANCIAL, INC. BrokerCheck CRD 30833 ↗ CONCORDE INVESTMENT SERVICES, LLC BrokerCheck CRD 151604 ↗ INDEPENDENT FINANCIAL GROUP, LLC BrokerCheck CRD 7717 ↗ INFINEX INVESTMENTS, INC. BrokerCheck CRD 35371 ↗ INVESTACORP, INC. BrokerCheck CRD 7684 ↗ WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗ AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. BrokerCheck CRD 18487 ↗ COLORADO FINANCIAL SERVICE CORPORATION BrokerCheck CRD 104343 ↗ |
| EDGAR ↗ | Jan 24, 2018 D/A File 021-302729 | $0 (est.) | $0 (est.) | $0 (est.) The Exchange Offer is the contribution of real estate interests for LLC interests, and no new capital is raised. Any Offering and Organization Expenses are reimbursable to the Manager and its Affiliates from the property. | None listed on this filing |
| EDGAR ↗ | Jan 22, 2018 D File 021-303845 | $0 (est.) | $0 (est.) | $0 (est.) The Exchange Offer is the contribution of real estate interests for LLC interests, and no new capital is raised. Any Offering and Organization Expenses are reimbursable to the Manager and its Affiliates from the property. | None listed on this filing |
| EDGAR ↗ | Mar 3, 2016 D File 021-258527 | $1,420,428 (est.) | $0 | $98,527 Organization and Offering Expenses | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Colorado Financial Services Corporation BrokerCheck CRD 104343 ↗ American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ |
| EDGAR ↗ | Dec 10, 2015 D/A File 021-248450 | $1,146,782 (est.) | $0 | $114,678 (est.) The Sponsor and affiliates will be entitled to reimbursement for Organization and Offering Expenses incurred in connection with the offering. | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Courtlandt Securities Corporation BrokerCheck CRD 137356 ↗ Colorado Financial Services Corporation BrokerCheck CRD 104343 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Parkland Securities, LLC BrokerCheck CRD 115368 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ Silber Bennett Financial, Inc. BrokerCheck CRD 156435 ↗ Primex BrokerCheck CRD 29394 ↗ McDermott Investment Advisors, LLC BrokerCheck CRD 132221 ↗ Sandlapper Securities, LLC BrokerCheck CRD 137906 ↗ Centaurus Financial Inc. BrokerCheck CRD 30833 ↗ Wall Street Strategies, Inc. BrokerCheck CRD 31268 ↗ Brokerbank Securities, Inc. BrokerCheck CRD 130116 ↗ |
| EDGAR ↗ | Aug 19, 2014 D File 021-223276 | $1,750,000 (est.) | $0 | $750,000 (est.) Manager is entitled to reimbursement for Organization and Offering Expenses of approximately 3.0% of amount raised. Manager has agreed to cap the maximum Expenses at approximately $875,000 if $25,000,000 raised or $1,225,000 if $35,000,000 raised. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jul 11, 2014 D File 021-220795 | $911,763 (est.) | $0 | $350,678 (est.) The Sponsor and its affiliates will be entitled to reimbursement for Organization and Offering Expenses incurred in connection with the Offering. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Nationwide Planning Associates Inc. BrokerCheck CRD 31029 ↗ |
| EDGAR ↗ | Mar 24, 2014 D File 021-214139 | $0 | $0 | $1,051,461 (est.) BR SOIF II Manager, LLC and BR SOIF III Manager, LLC shall receive a total combined disposition fee of $1,051,461. R. Ramin Kamfar is the indirect owner of both entities. | None listed on this filing |
| EDGAR ↗ | Mar 24, 2014 D File 021-214141 | $0 | $0 | $2,585,237 (est.) Bluerock Multifamily Advisor, LLC will receive an acquisition fee of $2,117,237 in LTIP Units and Bluerock Property Management, LLC will receive a disposition fee of $468,000 in OP Units. R. Ramin Kamfar is the indirect owner of both entities. | None listed on this filing |
| EDGAR ↗ | Mar 10, 2014 D File 021-213206 | $713,845 (est.) | $0 | $274,556 (est.) Reimbursement due to Sponsor for Organization and Offering Expenses. | Bluerock Capital Markets LLC BrokerCheck CRD 136974 ↗ Whitehall-Parker Securities, Inc. BrokerCheck CRD 10608 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ J.P. Turner & Company, L.L.C. BrokerCheck CRD 43177 ↗ Newport Coast Securities, Inc. BrokerCheck CRD 16944 ↗ PRIMEX BrokerCheck CRD 29394 ↗ |
| EDGAR ↗ | Jun 10, 2013 D File 021-197704 | $689,534 (est.) | $0 | $0 (est.) | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ J.P. Turner & Company, L.L.C. BrokerCheck CRD 43177 ↗ |
| EDGAR ↗ | May 9, 2013 D/A File 021-190974 | $1,575,000 (est.) | $0 | $0 (est.) Manager receives a monthly asset management fee equal to a proportional share of 1/12 of 0.25% of the higher of the cost or the value of property based on Issuer's proportional share of the property. | Bluerock Capital Markets, LLC BrokerCheck CRD 136974 ↗ Dwight K. Kay BrokerCheck CRD 5376903 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Gilbert R. Conrad BrokerCheck CRD 2746778 ↗ via J.P. Turner & Company (CRD 43177 ↗) Michael L. DiGaetano BrokerCheck CRD 2378300 ↗ via J.P. Turner & Company (CRD 43177 ↗) |
| EDGAR ↗ | Apr 3, 2013 D/A File 021-135888 | $3,850,000 (est.) | $0 | $0 (est.) Manager receives a monthly asset management fee equal to 1/12 of 1% of the higher of the cost or the value of each asset. | Independent Financial Group BrokerCheck CRD 7717 ↗ Omni Brokerage BrokerCheck CRD 16878 ↗ Ivan West BrokerCheck CRD 4921015 ↗ via ARI FINANCIAL SERVICES, INC. (CRD 137608 ↗) Calton & Associates BrokerCheck CRD 20999 ↗ J P Turner BrokerCheck CRD 43177 ↗ Joel Fihn BrokerCheck CRD 5093217 ↗ via Private Asset Group (CRD 142541 ↗) John Ferguson BrokerCheck CRD 4947624 ↗ via Steven Falk & Associates (CRD 14297 ↗) Kevin Blair BrokerCheck CRD 5140079 ↗ via CapWest Securities (CRD 30002 ↗) Michael Todd BrokerCheck CRD 5592059 ↗ via CapWest Securities (CRD 30002 ↗) Page Potter BrokerCheck CRD 3078634 ↗ via Sigma Financial (CRD 14303 ↗) Ray Kim BrokerCheck CRD 4446196 ↗ via Private Asset Group (CRD 142541 ↗) Robert Tweed BrokerCheck CRD 2339324 ↗ via CapWest Securities (CRD 30002 ↗) Stephen Rice BrokerCheck CRD 2023704 ↗ via Lighthouse Capital (CRD 41812 ↗) Tom Velken BrokerCheck CRD 1600404 ↗ via Sigma Financial (CRD 14303 ↗) Tracy Baggerly BrokerCheck CRD 3195686 ↗ via American Independent Securities (CRD 135288 ↗) Edwin Suzuki BrokerCheck CRD 4851317 ↗ via Newport Coast Securities (CRD 16944 ↗) Hugh Barndollar III BrokerCheck CRD 3027317 ↗ via Newport Coast Securities (CRD 16944 ↗) Kenneth Finnell BrokerCheck CRD 1184110 ↗ via Newport Coast Securities (CRD 16944 ↗) Gordon Yee BrokerCheck CRD 2339698 ↗ via National Securities (CRD 7569 ↗) Pamela Harlan Wilson BrokerCheck CRD 1337224 ↗ via National Securities (CRD 7569 ↗) Ferdinand Dosono BrokerCheck CRD 2110497 ↗ via National Securities (CRD 7569 ↗) Joshua Ungerecht BrokerCheck CRD 5183573 ↗ via Steven Faulk & Associates (CRD 14297 ↗) Kyle Jobin BrokerCheck CRD 4915438 ↗ via Sigma Financial (CRD 14303 ↗) Tracy Turner no CRD number reported via Lighthouse Capital (CRD 41812 ↗) Katherine Kirkpatrick BrokerCheck CRD 4530467 ↗ via American Independent Securities Group (CRD 135288 ↗) David S. Martin no CRD number reported via American Independent Securities Group (CRD 135288 ↗) Berthel Fisher & Company BrokerCheck CRD 13609 ↗ Mark Upchurch no CRD number reported via Brookstone Securities Inc. (CRD 13366 ↗) Cambridge Legacy Securities BrokerCheck CRD 103722 ↗ Stephen M. Rice BrokerCheck CRD 2023704 ↗ via Colorado Financial Services Corp. (CRD 22734 ↗) Robert R. Tweed BrokerCheck CRD 2339324 ↗ via Concorde Investment Services (CRD 151604 ↗) Daniel Luke BrokerCheck CRD 4324353 ↗ via DFPG Investments Inc. (CRD 155576 ↗) Bruce Soltani BrokerCheck CRD 4650376 ↗ via Girard Securities (CRD 18697 ↗) Mark Cline BrokerCheck CRD 3206962 ↗ via Great Nation Investment Corp. (CRD 19981 ↗) Neldon L. Watson BrokerCheck CRD 1791393 ↗ via Great Nation Investment Corp. (CRD 19981 ↗) Alex Martinez no CRD number reported via MAM Securities (CRD 41140 ↗) Oak Tree Securities BrokerCheck CRD 18126 ↗ Jeff Cederberg BrokerCheck CRD 4557771 ↗ via Primex (CRD 29394 ↗) Michael Steinthal BrokerCheck CRD 435071 ↗ via Primex (CRD 29394 ↗) Jack R. Halley BrokerCheck CRD 2130728 ↗ via Sandlapper Securities (CRD 137906 ↗) Rena Morris BrokerCheck CRD 4867589 ↗ via Sandlapper Securities (CRD 137906 ↗) Stephen Holt BrokerCheck CRD 5900842 ↗ via Sandlapper Securities (CRD 137906 ↗) Randy W. Burke BrokerCheck CRD 2702441 ↗ via Synergy Investment Group (CRD 46035 ↗) Roger D. Sidener BrokerCheck CRD 867487 ↗ via Synergy Investment Group (CRD 46035 ↗) Julia Sawyer BrokerCheck CRD 1199967 ↗ via Synergy Investment Group (CRD 46035 ↗) Matthew Grygar BrokerCheck CRD 4161771 ↗ via The Helix Financial Group (CRD 147803 ↗) Titan Securities BrokerCheck CRD 131392 ↗ John Schooler BrokerCheck CRD 2368308 ↗ via WFP Securities (CRD 35098 ↗) Sammons Securities BrokerCheck CRD 115368 ↗ |
| EDGAR ↗ | Aug 30, 2012 D File 021-183473 | $884,140 (est.) | $0 | $807,917 (est.) | Bluerock Capital Markets, LLC no CRD number reported |
| EDGAR ↗ | Jan 31, 2012 D File 021-172680 | $283,500 (est.) | $0 | $234,267 (est.) Organization and offering expenses and acquisition fee. | None listed on this filing |
| EDGAR ↗ | Jan 13, 2012 D/A File 021-170808 | $910,703 (est.) | $0 | $1,085,275 (est.) Organization and offering expenses, financing fee, sponsor's acquisition fee and closing costs. | Tomas J. Velken BrokerCheck CRD 1600404 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Michael G. Steinthal BrokerCheck CRD 435071 ↗ via Primex (CRD 29394 ↗) Gregory D. Collins BrokerCheck CRD 2299365 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Kyle S. Jobin BrokerCheck CRD 4915438 ↗ via Sigma Financial Corporation (CRD 14303 ↗) |
| EDGAR ↗ | Jan 13, 2012 D File 021-171859 | $1,750,000 (est.) | $0 | $1,250,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 16, 2011 D File 021-161398 | $505,083 (est.) | $0 | $639,316 (est.) Loan Fee = $100,750 and Acquisition Fee = $538,566. | Halcyon Capital Markets, LLC BrokerCheck CRD 136974 ↗ |
| EDGAR ↗ | Jun 15, 2011 D/A File 021-157464 | $300,000 (est.) | $0 | $116,964 (est.) 3% acquisition fee on pro rata portion of property owned by the Issuer, approximately $89,964, loan fees due affiliates = $27,000 | Robert R. Tweed BrokerCheck CRD 2339324 ↗ via CapWest Securities, Inc. (CRD 30002 ↗) Joshua P. Ungerecht BrokerCheck CRD 5183573 ↗ via NelsonReid, Inc. (CRD 45503 ↗) Gilbert R. Conrad BrokerCheck CRD 2746778 ↗ via RP Capital, LLC (CRD 134768 ↗) |
| EDGAR ↗ | Feb 8, 2011 D File 021-155022 | $360,953 (est.) | $0 | $328,244 | None listed on this filing |
| EDGAR ↗ | Aug 10, 2010 D/A File 021-132494 | $136,290 | $0 | $34,081 As of 8/10/10 | Darrell Karnopp BrokerCheck CRD 5224015 ↗ via CapWest Securities (CRD 30002 ↗) G. Russell Conrad BrokerCheck CRD 2746778 ↗ via J. P. Turner and Company, L.L.C. (CRD 43177 ↗) Gary Ackerman BrokerCheck CRD 4668422 ↗ via CapWest Securities (CRD 30002 ↗) Jeffrey Sanders BrokerCheck CRD 2200497 ↗ via Fintegra (CRD 16741 ↗) Brian Wiedersum BrokerCheck CRD 2489614 ↗ via Fintegra (CRD 16471 ↗) Andrew Martin BrokerCheck CRD 1335601 ↗ via Girard Securities (CRD 18697 ↗) Brian Soloman BrokerCheck CRD 1715160 ↗ via Independent Financial Group (CRD 7717 ↗) James Lamont BrokerCheck CRD 2846228 ↗ via Independent Financial Group (CRD 7717 ↗) Timothy Sweeney BrokerCheck CRD 2669172 ↗ via JP Turner (CRD 43177 ↗) William Laseter BrokerCheck CRD 1086701 ↗ via JP Turner (CRD 43177 ↗) Jervis Dicicco BrokerCheck CRD 5325609 ↗ via Private Asset Group (CRD 142541 ↗) Spencer Huggett BrokerCheck CRD 4538364 ↗ via QA3 Financial (CRD 14754 ↗) Kenneth Erikson BrokerCheck CRD 2229299 ↗ via Synergy Investment Group (CRD 46035 ↗) |
| EDGAR ↗ | Jul 14, 2010 D/A File 021-122919 | $1,253,674 (est.) | $0 | $447,740 Organization and operating expenses | Katherine Kirkpatrick BrokerCheck CRD 4530467 ↗ via American Independent Securities (CRD 135288 ↗) Brian Levy BrokerCheck CRD 4929320 ↗ via Regent Capital Group, Inc. (CRD 126881 ↗) James Mendell BrokerCheck CRD 4667733 ↗ via Omni Brokerage (CRD 16878 ↗) Mike Bendix BrokerCheck CRD 5379777 ↗ via Omni Brokerage (CRD 16878 ↗) Brian Scott Gross BrokerCheck CRD 5351706 ↗ via Cap West Securities (CRD 30002 ↗) Rex Bland BrokerCheck CRD 2442941 ↗ via CapWest Securities (CRD 30002 ↗) Robert Tweed BrokerCheck CRD 2339324 ↗ via CapWest Securities (CRD 30002 ↗) Cheryl Kitashima BrokerCheck CRD 729389 ↗ via Centaurus Financial (CRD 30833 ↗) Stan Kitashima BrokerCheck CRD 2704782 ↗ via Centaurus Financial (CRD 30833 ↗) John Anderson BrokerCheck CRD 2602329 ↗ via Geneos Wealth Management (CRD 120894 ↗) Joseph Sterling BrokerCheck CRD 1101378 ↗ via Geneos Wealth Management (CRD 120894 ↗) Michael McGregor BrokerCheck CRD 2263066 ↗ via Harrison Douglas (CRD 16515 ↗) David Elhoff BrokerCheck CRD 855864 ↗ via Independent Financial Group (CRD 7717 ↗) Dwight Kay BrokerCheck CRD 5376903 ↗ via Independent Financial Group (CRD 7717 ↗) Jinn Chao BrokerCheck CRD 4384099 ↗ via Independent Financial Group (CRD 7717 ↗) Kenneth Miles BrokerCheck CRD 812979 ↗ via Independent Financial Group (CRD 7717 ↗) Rena Morris BrokerCheck CRD 4867589 ↗ via Independent Financial Group (CRD 7717 ↗) Roger Zajicek BrokerCheck CRD 862710 ↗ via Investors Capital (CRD 30613 ↗) Tom Progin BrokerCheck CRD 4850792 ↗ via K-One Investment Co. (CRD 16156 ↗) Gary Flater BrokerCheck CRD 1049132 ↗ via MCL Financial (CRD 41180 ↗) Gordon Yee BrokerCheck CRD 2339698 ↗ via National Securities (CRD 7569 ↗) David Waal BrokerCheck CRD 1226437 ↗ via Omni Brokerage (CRD 16878 ↗) J R Broadbent BrokerCheck CRD 3132498 ↗ via Omni Brokerage (CRD 16878 ↗) John Harvey BrokerCheck CRD 4227692 ↗ via Omni Brokerage (CRD 16878 ↗) Padma Chintapalli BrokerCheck CRD 3041617 ↗ via Omni Brokerage (CRD 16878 ↗) Robert Vonderharr BrokerCheck CRD 1556834 ↗ via Omni Brokerage (CRD 16878 ↗) Rich Wagner BrokerCheck CRD 3132498 ↗ via Omni Brokerage (CRD 16878 ↗) Rocco Cortese BrokerCheck CRD 4681807 ↗ via Omni Brokerage (CRD 16878 ↗) Eric Schindler BrokerCheck CRD 1439999 ↗ via Pacific West Securities (CRD 6390 ↗) Jeffrey Scott BrokerCheck CRD 2277984 ↗ via Pacific West Securities (CRD 6390 ↗) Michael Steinthal BrokerCheck CRD 435071 ↗ via Primex (CRD 29394 ↗) Barrett Brown BrokerCheck CRD 2416735 ↗ via Regent Capital Group (CRD 126881 ↗) Brian Levy BrokerCheck CRD 4929320 ↗ via Regent Capital Group (CRD 126881 ↗) Jessie Torres BrokerCheck CRD 5554349 ↗ via T R Winston (CRD 10571 ↗) Adam Stern BrokerCheck CRD 5473903 ↗ via Welton St Investments (CRD 132111 ↗) Bill Keyserling BrokerCheck CRD 5334124 ↗ via Welton St Investments (CRD 132111 ↗) Brett O'Keefe BrokerCheck CRD 5087640 ↗ via Welton St Investments (CRD 132111 ↗) Cilff Gustin BrokerCheck CRD 5108462 ↗ via Welton St Investments (CRD 132111 ↗) Greg Cohn BrokerCheck CRD 5071328 ↗ via Welton St Investments (CRD 132111 ↗) |
| EDGAR ↗ | Jul 13, 2010 D/A File 021-117966 | $1,883,549 | $0 | $530,671 Organization and offering expenses | Ashlee Turner BrokerCheck CRD 5467536 ↗ via Private Asset Group (CRD 142541 ↗) Brad McCord BrokerCheck CRD 5435128 ↗ via Private Asset Group (CRD 142541 ↗) Brent Evans BrokerCheck CRD 3185751 ↗ via Omni Brokerage (CRD 16878 ↗) Brett Little BrokerCheck CRD 4717405 ↗ via Independent Financial Group (CRD 7717 ↗) Brian Levy BrokerCheck CRD 4929320 ↗ via Regent Capital Group (CRD 126881 ↗) Brian Folland BrokerCheck CRD 2600878 ↗ via National Securities (CRD 7569 ↗) Brian Tanner BrokerCheck CRD 5038888 ↗ via Omni Brokerage (CRD 16878 ↗) Bruce Drooks BrokerCheck CRD 2440188 ↗ via Centaurus Financial (CRD 30833 ↗) Bruce Soltani BrokerCheck CRD 4650376 ↗ via Girard Securities (CRD 18697 ↗) Bryan Stanfill BrokerCheck CRD 1387655 ↗ via Triad Advisors (CRD 25803 ↗) Cannen Ferrell BrokerCheck CRD 4371859 ↗ via Private Asset Group (CRD 142541 ↗) Charles Dawson BrokerCheck CRD 717848 ↗ via Berthel Fisher & Co (CRD 13609 ↗) Chris Miller BrokerCheck CRD 4044818 ↗ via Private Asset Group (CRD 142541 ↗) Chris Vizzi BrokerCheck CRD 5095868 ↗ via Independent Financial Group (CRD 7717 ↗) Cindy Chiu BrokerCheck CRD 4663184 ↗ via Centaurus Financial (CRD 30833 ↗) Curtis Whipple BrokerCheck CRD 1657643 ↗ via Investacorp (CRD 7684 ↗) Paul Durso BrokerCheck CRD 4416551 ↗ via Investacorp (CRD 7684 ↗) Curtis Sathre III BrokerCheck CRD 2459115 ↗ via WFP Securities (CRD 35098 ↗) Daniel Barnard BrokerCheck CRD 2403593 ↗ via Berthel Fisher & Co (CRD 13609 ↗) Daniel McPherson BrokerCheck CRD 4964802 ↗ via Sammons Securities (CRD 115368 ↗) Darrell Karnopp BrokerCheck CRD 5224015 ↗ via CapWest (CRD 30002 ↗) David Harris BrokerCheck CRD 2658691 ↗ via Sammons Securities (CRD 115368 ↗) David Joiner BrokerCheck CRD 4520591 ↗ via Berthel Fisher & Co (CRD 13609 ↗) David Breedlove BrokerCheck CRD 29577 ↗ via Cambridge Legacy Securities (CRD 103722 ↗) Debra Schleining BrokerCheck CRD 2768752 ↗ via J P Turner (CRD 43177 ↗) Dennis Talty BrokerCheck CRD 1594204 ↗ via United Equity Securities (CRD 13709 ↗) Dilip Shah BrokerCheck CRD 4565670 ↗ via Cambridge Legacy Securities (CRD 103722 ↗) Dino Gambino BrokerCheck CRD 5102207 ↗ via J P Turner (CRD 43177 ↗) Douglas Hendrickson no CRD number reported via Triad Advisors (CRD 25803 ↗) Douglas James BrokerCheck CRD 2648868 ↗ via American Portfolio Financial (CRD 18487 ↗) Drew Kenworthy BrokerCheck CRD 5390478 ↗ via Private Asset Group (CRD 142541 ↗) Dwight Kay BrokerCheck CRD 5376903 ↗ via Independent Financial Group (CRD 7717 ↗) Eric Wegner BrokerCheck CRD 2044977 ↗ via QA3 Financial (CRD 14754 ↗) Ferdinand Dosono BrokerCheck CRD 2110497 ↗ via National Securities (CRD 7569 ↗) Fred Chasalow BrokerCheck CRD 3125986 ↗ via Cambridge Legacy (CRD 103722 ↗) G. Russell Conrad BrokerCheck CRD 2746778 ↗ via J P Turner (CRD 43177 ↗) Gary Ackerman BrokerCheck CRD 4668422 ↗ via CapWest Securities (CRD 30002 ↗) George Bellish BrokerCheck CRD 2646202 ↗ via American Portfolios Financial (CRD 18487 ↗) Gordon Yee BrokerCheck CRD 2339698 ↗ via National Securities (CRD 7569 ↗) Greg Collins BrokerCheck CRD 2299365 ↗ via American Portfolios Financial (CRD 18487 ↗) Gretchen Schorr BrokerCheck CRD 704073 ↗ via Independent Financial Group (CRD 7717 ↗) Henry Godbee IV BrokerCheck CRD 4536422 ↗ via Cambridge Legacy (CRD 103722 ↗) Henry Godbee III BrokerCheck CRD 2284452 ↗ via Cambridge Legacy (CRD 103722 ↗) Howard Pearlman BrokerCheck CRD 1013748 ↗ via Advisory Group Equity (CRD 15427 ↗) J C Durnin BrokerCheck CRD 2717955 ↗ via Berthel Fisher & Co (CRD 13609 ↗) J R Broadbent BrokerCheck CRD 3132498 ↗ via Omni Brokerage (CRD 16878 ↗) James Lamont BrokerCheck CRD 2846228 ↗ via Independent Financial Group (CRD 7717 ↗) Jalon O'Connell BrokerCheck CRD 3005016 ↗ via National Securities (CRD 7569 ↗) James Walsh BrokerCheck CRD 4545303 ↗ via Private Asset Group (CRD 142541 ↗) James Walesa BrokerCheck CRD 1061209 ↗ via Triad Advisors (CRD 25803 ↗) Jeff Benson BrokerCheck CRD 1966840 ↗ via Omni Brokerage (CRD 16878 ↗) Jeff Pridey BrokerCheck CRD 2136022 ↗ via CapWest (CRD 30002 ↗) Jeffrey Brown BrokerCheck CRD 1789323 ↗ via Triad Advisors (CRD 25803 ↗) Jeffrey Cederberg BrokerCheck CRD 4557771 ↗ via Primex (CRD 29394 ↗) Jeremy Gove BrokerCheck CRD 5490359 ↗ via J P Turner (CRD 43177 ↗) Jim Warren BrokerCheck CRD 4253846 ↗ via WFP Securities (CRD 35098 ↗) Joe Benguerel BrokerCheck CRD 4665760 ↗ via Direct Capital (CRD 29639 ↗) Joel Fihn BrokerCheck CRD 5093217 ↗ via Private Asset Group (CRD 142541 ↗) John Ferguson BrokerCheck CRD 4947624 ↗ via Independent Financial Group (CRD 7717 ↗) John Gessford BrokerCheck CRD 5097046 ↗ via CapWest Securities (CRD 30002 ↗) John Hannan BrokerCheck CRD 1372033 ↗ via Private Asset Group (CRD 142541 ↗) Joseph Insalaco BrokerCheck CRD 2978175 ↗ via Omni Brokerage (CRD 16878 ↗) Joshua Ungerecht BrokerCheck CRD 5183573 ↗ via Independent Financial Group (CRD 7717 ↗) Katherine Bishop BrokerCheck CRD 5608537 ↗ via Steven Falk (CRD 14297 ↗) Kathy Heshelow BrokerCheck CRD 4909103 ↗ via CapWest Securities (CRD 30002 ↗) Kelly Clyde BrokerCheck CRD 4825839 ↗ via Independent Financial Group (CRD 7717 ↗) Kevin Andrews BrokerCheck CRD 4681693 ↗ via American Independent Securities (CRD 135288 ↗) Kevin Blair BrokerCheck CRD 5140079 ↗ via CapWest Securities (CRD 30002 ↗) Kyle Jobin BrokerCheck CRD 4915438 ↗ via Sigma Financial (CRD 14303 ↗) Larry Sfinas BrokerCheck CRD 419396 ↗ via American Portfolios Financial (CRD 18487 ↗) Lee Bevill BrokerCheck CRD 1790971 ↗ via Berthel Fisher & Co (CRD 13609 ↗) Les Anderton BrokerCheck CRD 873403 ↗ via Wilson-Davis (CRD 3777 ↗) Leslie Pappas BrokerCheck CRD 1735372 ↗ via Regent Capital Group (CRD 126881 ↗) Matthew Deline BrokerCheck CRD 4910379 ↗ via WFP Securities (CRD 35098 ↗) Michael Blackmore BrokerCheck CRD 2879954 ↗ via Sammons Securities (CRD 115368 ↗) Jim Mohan BrokerCheck CRD 2449709 ↗ via Sammons Securities (CRD 115368 ↗) Jim Weishaar BrokerCheck CRD 2537959 ↗ via Sammons Securities (CRD 115368 ↗) Michael DiGaetano BrokerCheck CRD 2378300 ↗ via J P Turner (CRD 43177 ↗) Michael Logsdon BrokerCheck CRD 5084901 ↗ via Cambridge Legacy (CRD 103722 ↗) Michael Lopez BrokerCheck CRD 1495581 ↗ via Regent Capital (CRD 126881 ↗) Nathan Truax BrokerCheck CRD 3203882 ↗ via Midpoint Financial (CRD 131784 ↗) Noel Vincent BrokerCheck CRD 1370987 ↗ via Investors Capital (CRD 30613 ↗) Page Potter BrokerCheck CRD 3078634 ↗ via Sigma Financial (CRD 14303 ↗) Peter McNeil BrokerCheck CRD 4378567 ↗ via Independent Financial Group (CRD 7717 ↗) Philip Oleson BrokerCheck CRD 3139451 ↗ via Independent Financial Group (CRD 7717 ↗) Randy Olson BrokerCheck CRD 1399679 ↗ via Okoboji (CRD 33727 ↗) Ray Kim BrokerCheck CRD 4446196 ↗ via Private Asset Group (CRD 142541 ↗) Rich Wagner BrokerCheck CRD 3132498 ↗ via Omni Brokerage (CRD 16878 ↗) Richard Babjak BrokerCheck CRD 2074968 ↗ via World Equity Group (CRD 29087 ↗) Richard Bieniek BrokerCheck CRD 2074968 ↗ via World Equity Group (CRD 29087 ↗) Robert Horning BrokerCheck CRD 2311640 ↗ via Direct Capital (CRD 29639 ↗) Robert Tweed BrokerCheck CRD 2339324 ↗ via CapWest Securities (CRD 30002 ↗) Robert Fenton BrokerCheck CRD 3119214 ↗ via Centaurus Financial (CRD 30833 ↗) Robert Setser BrokerCheck CRD 1005169 ↗ via Direct Capital (CRD 29639 ↗) Robert Vonderharr BrokerCheck CRD 1556834 ↗ via Omni Brokerage (CRD 16878 ↗) Robert Zamecki BrokerCheck CRD 475757 ↗ via Lighthouse Capital (CRD 41812 ↗) Robyn Lee BrokerCheck CRD 2846656 ↗ via Independent Financial Group (CRD 7717 ↗) Roger Bowlin BrokerCheck CRD 1905652 ↗ via Independent Financial Group (CRD 7717 ↗) Roger Sidener BrokerCheck CRD 867487 ↗ via Synergy Investment (CRD 46035 ↗) Ron Loyless BrokerCheck CRD 2307327 ↗ via Private Asset Group (CRD 142541 ↗) |
| EDGAR ↗ | Jun 22, 2010 D/A File 021-126987 | $353,607 | $0 | $633,000 | David Rumsey BrokerCheck CRD 5461014 ↗ via Pacific West Securities (CRD 6390 ↗) Wes Larson no CRD number reported via Pacific West Securities (CRD 6390 ↗) Donna Stevenson BrokerCheck CRD 2856535 ↗ via Pacific West Securities (CRD 6390 ↗) E. Richard Giglio BrokerCheck CRD 2457836 ↗ via K-One Investment Mike Bendix BrokerCheck CRD 5379777 ↗ via Omni Brokerage (CRD 16878 ↗) Matt Shannahan no CRD number reported via American Independent Securities Group (CRD 135288 ↗) Meridee Olsen BrokerCheck CRD 4509924 ↗ via Omni Brokerage (CRD 16878 ↗) Ryan Smith BrokerCheck CRD 4340304 ↗ via OMNI Brokerage (CRD 16878 ↗) John Kosmicki BrokerCheck CRD 2093885 ↗ via Questar Capital (CRD 43100 ↗) Greg Collins no CRD number reported via American Portfolios (CRD 18487 ↗) George Veater BrokerCheck CRD 1482361 ↗ via Sigma Financial (CRD 14303 ↗) Michael Blackmore BrokerCheck CRD 2879954 ↗ via Sammons Financial (CRD 115368 ↗) Jim Mohan BrokerCheck CRD 2449709 ↗ via Sammons Financial (CRD 115368 ↗) Jim Weishaar BrokerCheck CRD 2537959 ↗ via Sammons Financial (CRD 115368 ↗) Joseph Insalaco BrokerCheck CRD 2978175 ↗ via OMNI Brokerage (CRD 16878 ↗) Janet Stanley BrokerCheck CRD 4877898 ↗ via Questar Capital (CRD 43100 ↗) Cheryl Kitashima BrokerCheck CRD 729389 ↗ via Centaurus Financial (CRD 30833 ↗) Stan Kitashima BrokerCheck CRD 2704782 ↗ via Centaurus Financial (CRD 30833 ↗) John Hutcherson BrokerCheck CRD 1052546 ↗ via Ameriprise Financial (CRD 6363 ↗) Daniel McPherson BrokerCheck CRD 4964802 ↗ via Sammons Financial (CRD 115368 ↗) Padma Chintapalli BrokerCheck CRD 3041617 ↗ via OMNI Brokerage (CRD 16878 ↗) Jack Creighton BrokerCheck CRD 1495897 ↗ via OMNI Brokerage (CRD 16878 ↗) Les Goldstein BrokerCheck CRD 1300590 ↗ via Sigma Financial (CRD 14303 ↗) |
| EDGAR ↗ | May 10, 2010 D File 021-141723 | $200,000 (est.) | $0 | $40,000 (est.) Reimbursement of Organization and Offering Expenses. | Select Capital Corporation BrokerCheck CRD 145997 ↗ via Select Capital Corporation (CRD 145997 ↗) J.P. Turner & Company, L.L.C. BrokerCheck CRD 43177 ↗ via J.P. Turner & Company, L.L.C. (CRD 43177 ↗) |
| EDGAR ↗ | Sep 28, 2009 D/A File 021-127490 | $124,828 (est.) | $0 | $0 | Select Capital Corporation BrokerCheck CRD 145997 ↗ via Select Capital Corporation (CRD 145997 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | BR HPE Zero Coupon, DST group: Br Diversified | Executive Officer | Oct 20, 2026 | D | $69,986,627 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 8, DST group: Br Diversified | Executive Officer | Jun 1, 2026 | D | $58,423,431 similar: $3,160,078–$25,000,000 | $0 | 0 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 6, DST group: Br Diversified | Executive Officer | May 19, 2026 | D/A | $71,017,713 similar: $3,160,078–$25,000,000 | $71,017,713 | 128 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 7, DST group: Br Diversified | Executive Officer | Feb 10, 2026 | D | $60,051,084 similar: $3,160,078–$25,000,000 | $895,833 | 3 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Parkview Multifamily, DST group: Br Diversified | Executive Officer | Jan 22, 2026 | D | $39,486,498 similar: $4,000,000–$20,000,000 | $120,000 | 1 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Skytop Multifamily, DST group: Br Diversified | Executive Officer | Oct 2, 2025 | D | $45,410,114 similar: $4,000,000–$20,000,000 | $0 | 0 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio 6, DST group: Br Diversified | Executive Officer | Sep 3, 2025 | D | $71,017,713 similar: $3,160,078–$25,000,000 | $0 | 0 similar: 4–53 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Churchill Downs, DST group: Br Diversified | Executive Officer | Jun 6, 2025 | D | $37,778,539 similar: $4,000,000–$20,000,000 | $0 | 0 similar: 4–46 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | BR Diversified Industrial Portfolio II, DST group: Br Diversified | Executive Officer | Aug 16, 2023 | D | $54,910,038 similar: $3,000,000–$20,000,000 | $0 | 0 similar: 4–26 | $100,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Bluerock Homes Trust, Inc. group: Br Diversified | Executive Officer Chief Executive Officer and Chairman of the Board of Directors | Dec 6, 2022 | D | $250,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $5,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Diversified Industrial Portfolio I, DST group: Br Diversified | Executive Officer | Sep 13, 2022 | D | $46,527,793 similar: $1,815,000–$10,000,000 | $1,871,606 | 1 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | BR Harrison Trace, DST group: Br Diversified | Executive Officer Founder & Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Jul 8, 2022 | D | $48,182,163 similar: $1,675,000–$12,980,153 | $1,416,590 | 5 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR 79 West, DST group: Br Diversified | Executive Officer Founder & Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Feb 2, 2022 | D | $42,387,253 similar: $1,675,000–$12,980,153 | $10,927,397 | 29 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Industrial Growth REIT, Inc. group: Br Diversified | Executive Officer Chairman & Sole Director of the Board of Directors; Chief Executive Officer of the Manager of the Issuer | Jan 26, 2022 | D | $150,000,000 similar: $2,250,000–$16,950,000 | $776,091 | 3 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Bluerock Industrial Growth REIT, Inc. group: Br Diversified | Executive Officer Chairman & Sole Director of the Board of Directors; Chief Executive Officer of the Manager of the Issuer | Jan 26, 2022 | D | $100,000,000 similar: $2,250,000–$16,950,000 | $100,000 | 1 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | BR Flats 170, DST group: Br Diversified | Executive Officer Founder & Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Oct 27, 2021 | D | $76,050,129 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Lake Linganore, DST group: Br Diversified | Executive Officer Founder & Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Jul 22, 2021 | D | $50,141,107 similar: $1,675,000–$12,980,153 | $7,522,455 | 17 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Greylyn Portfolio, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Jul 2, 2021 | D/A | $38,242,619 similar: $1,675,000–$12,980,153 | $27,078,567 | 86 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Greylyn Portfolio, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | May 28, 2021 | D | $38,242,619 similar: $1,675,000–$12,980,153 | $4,949,825 | 17 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Axis West, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Apr 23, 2021 | D/A | $31,818,872 similar: $1,675,000–$12,980,153 | $31,818,872 | 126 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Edgewater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Feb 17, 2021 | D | $30,664,365 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Galleria Village, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., and affiliate of the Sponsor | Dec 21, 2020 | D | $22,530,874 similar: $1,675,000–$12,980,153 | $2,372,064 | 6 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Everwood, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jul 17, 2020 | D/A | $38,233,539 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Sunrise Parc, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor | Apr 28, 2020 | D | $30,886,656 similar: $1,675,000–$12,980,153 | $212,000 | 1 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Mar 4, 2020 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $37,268,912 | 108 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Everwood, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jan 16, 2020 | D | $38,233,539 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Westerly, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Nov 25, 2019 | D | $38,053,704 similar: $1,675,000–$12,980,153 | $999,428 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Meadows, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 27, 2019 | D | $29,908,324 similar: $1,675,000–$12,980,153 | $1,734,285 | 2 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Quinn35, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $34,969,892 similar: $1,675,000–$12,980,153 | $19,892,406 | 59 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $36,470,375 | 102 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Aug 16, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $35,720,375 | 92 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Quinn35, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | Jul 9, 2019 | D | $34,969,892 similar: $1,675,000–$12,980,153 | $140,253 | 1 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | May 31, 2019 | D/A | $37,268,913 similar: $1,675,000–$12,980,153 | $686,688 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR DeSota, DST group: Br Diversified | Executive Officer President and Chief Executive Officer of Bluerock Real Estate, L.L.C., an affiliate of the Sponsor. | May 22, 2019 | D | $37,268,913 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Gate, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Jan 17, 2019 | D | $33,313,906 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Jefferson Place, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Sep 12, 2018 | D | $26,269,952 similar: $1,675,000–$12,980,153 | $3,646,681 | 3 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand at Westside, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Jul 24, 2018 | D/A | $32,883,763 similar: $1,675,000–$12,980,153 | $32,617,732 | 120 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Axis West, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Jun 4, 2018 | D | $31,500,683 similar: $1,675,000–$12,980,153 | $1,006,189 | 4 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Glenwood, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Apr 24, 2018 | D/A | $22,741,834 similar: $1,675,000–$12,980,153 | $22,611,833 | 80 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Grand at Westside, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Feb 23, 2018 | D | $32,883,763 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 24, 2018 | D/A | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP I Roll Up, LLC group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 22, 2018 | D | $6,250,000 similar: $1,815,000–$10,000,000 | $6,250,000 | 34 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 22, 2018 | D/A | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CRP III Roll Up, LLC group: Br Diversified | Executive Officer Founder and Chief Executive Officer of Bluerock, an affiliate of the Sponsor and Manager of the Issuer. | Jan 9, 2018 | D | $12,435,000 similar: $1,815,000–$10,000,000 | $12,435,000 | 21 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | BR Glenwood, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. | Jan 5, 2018 | D | $22,741,834 similar: $1,675,000–$12,980,153 | $3,803,326 | 10 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Four Corners Orlando, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Mar 3, 2016 | D | $16,421,134 similar: $1,675,000–$12,980,153 | $133,455 | 1 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Dec 10, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $14,141,363 | 44 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Nov 6, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $3,477,526 | 9 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Oct 21, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $1,300,000 | 2 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Oct 5, 2015 | D/A | $19,113,038 similar: $1,675,000–$12,980,153 | $619,526 | 2 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Clearwater, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Sep 30, 2015 | D | $19,113,038 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Growth Fund II, LLC group: Br Diversified | Executive Officer Founder & Chief Executive Officer of the majority member of the Issuer's Manager | Aug 19, 2014 | D | $25,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $50,000 similar: $1,000–$1,000 |
| EDGAR ↗ | BR Ansley, DST group: Br Diversified | Executive Officer Founder and Chief Executive Officer of the Issuer's Manager | Jul 11, 2014 | D | $14,027,121 similar: $125,000–$125,000 | $1,000,000 | 1 similar: 124–125 | $225,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Bluerock Residential Holdings, LP group: Br Diversified | Executive Officer Chairman of the Board, Chief Executive Officer and President of the General Partner | Mar 24, 2014 | D | $4,100,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Bluerock Residential Growth REIT, Inc. group: Br Diversified | Executive Officer, Director Chairman of the Board, Chief Executive Officer and President | Mar 24, 2014 | D | $15,200,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | BR Alamance, DST group: Br Diversified | Executive Officer Founder & Chief Executive Officer of the sole member of the Issuer's Manager. | Mar 10, 2014 | D | $10,982,227 similar: $125,000–$125,000 | $5,256,091 | 8 similar: 124–125 | $225,000 similar: $1,000–$1,000 |
| EDGAR ↗ | BR Diversified Net Lease Portfolio, DST group: Br Diversified | Executive Officer, Promoter Chief Executive Officer of Manager | Jun 10, 2013 | D | $7,661,490 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $225,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Bluerock Growth Fund, LLC group: Br Diversified | Executive Officer, Promoter Chief Executive Officer of Manager | May 9, 2013 | D/A | $15,000,000 similar: $1,675,000–$12,980,153 | $2,482,500 | 48 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Special Opportunity & Income Fund II, LLC group: Br Diversified | Executive Officer, Promoter | Apr 3, 2013 | D/A | $55,000,000 similar: $1,675,000–$12,980,153 | $55,000,000 | 577 similar: 5–37 | $5,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Growth Fund, LLC group: Br Diversified | Executive Officer, Promoter Chief Executive Officer of Manager | Jan 29, 2013 | D | $2,600,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Chace Lake, DST group: Br Diversified | Executive Officer | Aug 30, 2012 | D | $12,630,565 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $225,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BRL Indian Springs, LLC group: Br Diversified | Executive Officer | Jan 31, 2012 | D | $2,700,000 similar: $1,675,000–$12,980,153 | $833,500 | 19 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Special Opportunity Income Fund III, LLC group: Br Diversified | Executive Officer | Jan 13, 2012 | D | $25,000,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | BR Nashville Stonebrook, DST group: Br Diversified | Executive Officer | Jan 13, 2012 | D/A | $8,673,359 similar: $1,675,000–$12,980,153 | $684,000 | 4 similar: 5–37 | $150,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Nashville Stonebrook, DST group: Br Diversified | Executive Officer | Dec 28, 2011 | D | $8,673,359 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $150,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Marietta, LLC group: Br Diversified | Executive Officer | Jun 16, 2011 | D | $7,949,505 similar: $1,815,000–$10,000,000 | $7,949,505 | 6 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | BR Chapel Hill Investment, LLC group: Br Diversified | Executive Officer | Jun 15, 2011 | D/A | $3,000,000 similar: $1,675,000–$12,980,153 | $2,287,965 | 48 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Chapel Hill Investment, LLC group: Br Diversified | Executive Officer | Mar 29, 2011 | D | $3,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Mesa Ridge, DST group: Br Diversified | Executive Officer | Feb 8, 2011 | D | $5,156,471 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $128,912 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Senior Secured Debenture Trust, LLC group: Br Diversified | Executive Officer | Aug 10, 2010 | D/A | $25,000,000 | $1,947,000 | 25 | $24,000 |
| EDGAR ↗ | BR VALLEY TOWNHOMES DST group: Br Diversified | Executive Officer | Jul 14, 2010 | D/A | $19,567,189 similar: $1,675,000–$12,980,153 | $17,909,634 | 54 similar: 5–37 | $1,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer | Jul 13, 2010 | D/A | $50,000,000 similar: $1,675,000–$12,980,153 | $26,533,551 | 508 similar: 5–37 | $4,500 similar: $25,000–$86,942 |
| EDGAR ↗ | Bluerock Special Opportunity & Income Fund II, LLC group: Br Diversified | Executive Officer, Promoter | Jul 12, 2010 | D/A | $35,000,000 similar: $1,675,000–$12,980,153 | $8,475,085 | 136 similar: 5–37 | $5,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BR PLAZA GARDENS DST group: Br Diversified | Executive Officer | Jun 22, 2010 | D/A | $8,620,783 similar: $1,675,000–$12,980,153 | $5,051,536 | 30 similar: 5–37 | $37,723 similar: $25,000–$86,942 |
| EDGAR ↗ | BR Tech Ridge Investment, LLC group: Br Diversified | Executive Officer | May 10, 2010 | D | $2,000,000 similar: $1,675,000–$12,980,153 | $125,000 | 3 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter Beneficial Owner | Nov 6, 2009 | D/A | $50,000,000 | $26,887,366 | 449 | $50,000 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter Beneficial Owner | Nov 5, 2009 | D/A | $50,000,000 | $26,370,616 | 438 | $50,000 |
| EDGAR ↗ | Bluerock Special Opportunity & Income Fund II, LLC group: Br Diversified | Executive Officer, Promoter Beneficial Owner | Nov 5, 2009 | D | $25,000,000 | $0 | 0 | $50,000 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter | Oct 29, 2009 | D/A | $30,000,000 | $25,602,616 | 428 | $50,000 |
| EDGAR ↗ | BR VALLEY TOWNHOMES DST group: Br Diversified | Executive Officer, Promoter Beneficial Owner | Oct 26, 2009 | D/A | $19,056,229 | $17,096,584 | 49 | $50,000 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter | Oct 26, 2009 | D/A | $25,000,000 | $24,815,176 | 439 | $50,000 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter | Oct 8, 2009 | D/A | $50,000,000 | $23,451,236 | 413 | $50,000 |
| EDGAR ↗ | BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC group: Br Diversified | Executive Officer, Promoter | Sep 28, 2009 | D/A | $50,000,000 | $22,983,117 | 401 | $50,000 |
| EDGAR ↗ | BR TOWN & COUNTRY CORPORATE CENTER, DST group: Br Diversified | Executive Officer, Promoter | Sep 28, 2009 | D/A | $24,090,630 | $1,783,264 | 10 | $25,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as R. Ramin Kamfar. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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