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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:53 AM ET

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Putnam Coes

Named as an officer, director or promoter on SEC Form D filings · NY, PA · Dec 13, 2019 → Apr 16, 2026

9deals (issuers)
$3.19Breported sold
905investors
36Form D filings
2019–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Putnam Coes is listed as an executive officer on 36 SEC Form D filings by 9 issuers between Mar 2018 and Apr 2026. Largest by amount reported sold: LL Mortgage Fund, L.P. (Philadelphia, PA — pooled investment fund — 2020–2026; $1.44B reported sold to 366 investors), LL Private Lending Fund, L.P. (Philadelphia, PA — pooled investment fund — 2019–2024; $928M reported sold to 186 investors), LL Private Lending Fund II, L.P. (Philadelphia, PA — pooled investment fund — 2021–2026; $335.3M reported sold to 133 investors), LL Strategic Opportunities Fund, L.P. (Philadelphia, PA — pooled investment fund — 2020–2025; $219.3M reported sold to 96 investors), LL Capital Partners III, L.P. (Philadelphia, PA — pooled investment fund — 2021; $89.9M reported sold to 35 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $3.19B sold in total.

Listed alongside Roberto M. Sella (34 shared filings), Marek Skawinski (32 shared filings), Paul A. Frick (30 shared filings), Shivraj Mundy (30 shared filings), James Morrissey (28 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Putnam. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ultra (22 issuers, $3.37B reported sold, 2013–2026) and Islet (2 issuers, $86.3M reported sold, 2018–2023).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 36 public filings for Putnam Coes and found 6 differences, 3 worth asking the sponsor about: Bankruptcy case: Coes Corporation; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Putnam Coes has not run yet — it is joining a line of 42,932 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Creekside Forest Apartments v. Coes closed
District Court, N.D. Georgia · No. 1:13-cv-02245 · Filed Jul 5, 2013 · Closed Sep 4, 2013 · Nature of suit: 230 Rent, lease, ejectment
Role of Coes: Defendant · Outcome: Terminated 2013-09-04 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in GA (not a filing state)
BROCKUM CO v. VARUOUS JOHN COES dismissed
District Court, N.D. New York · No. · Filed May 8, 1989 · Closed Oct 10, 1989 · Nature of suit: 190 Other contract actions
Role of VARUOUS JOHN COES: Defendant · Outcome: Terminated 1989-10-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); different first name (john); court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Putnam Coes..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

David D. Graham and Krista Coes-Graham closed
United States Bankruptcy Court, N.D. Illinois · No. 15-37444 · Filed Nov 2, 2015 · Closed Mar 7, 2017
Role of David D. Graham and Krista Coes-Graham: Debtor · Outcome: Case closed 2017-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); different first name (krista); court in IL (not a filing state)
Coes Corporation closed
United States Bankruptcy Court, D. Massachusetts · No. 98-43064 · Filed Apr 27, 1998 · Closed Feb 14, 2003
Role of Coes Corporation: Debtor · Outcome: Case closed 2003-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in MA (not a filing state)
O'Neil v. Coes Knife Company closed
United States Bankruptcy Court, D. Connecticut · No. 92-02020 · Filed Jan 8, 1992 · Closed Mar 23, 1992
Role of Coes Knife Company: Defendant · Outcome: Case closed 1992-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Putnam Coes — 3 worth asking about (compared 36 filings on Oct 24, 2026)

Worth asking · Apr 27, 1998 – Feb 14, 2003

Bankruptcy case: Coes Corporation — filed Apr 27, 1998

United States Bankruptcy Court, D. Massachusetts docket "Coes Corporation" filed Apr 27, 1998, closed Feb 14, 2003. Putnam Coes is listed as Debtor ("Coes Corporation"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Note · Jan 8, 1992 – Mar 23, 1992

Bankruptcy case: O'Neil v. Coes Knife Company — filed Jan 8, 1992

United States Bankruptcy Court, D. Connecticut docket "O'Neil v. Coes Knife Company" filed Jan 8, 1992, closed Mar 23, 1992. Putnam Coes is listed as Defendant ("Coes Knife Company"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Connecticut ↗
Sources
Worth asking · Jan 1, 2018 – Jul 19, 2024

4 Form Ds were filed more than 15 days after the first sale

Form D filed 70 days after the first sale — Islet Onshore Fund, LP · Form D filed 21 days after the first sale — LL Strategic Opportunities Fund, L.P. · Form D filed 16 days after the first sale — LL Capital Partners IV, L.P. · Form D filed 17 days after the first sale — LL Strategic Opportunities Fund, L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 12, 2018 ↗Islet Onshore Fund, LP — PartnerFacts page ↗Form D · Jul 19, 2024 ↗LL Strategic Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jan 1, 2017 – Jan 8, 2025

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LL Strategic Opportunities Fund, L.P. (latest filing Jan 8, 2025) · No amendment in the last 12 months on an offering that may still be open — LL Private Lending Fund, L.P. (latest filing Nov 26, 2024) · No amendment in the last 12 months on an offering that may still be open — LL Capital Partners IV, L.P. (latest filing Jul 25, 2024) · No amendment in the last 12 months on an offering that may still be open — LL Strategic Opportunities Fund, L.P. (latest filing Jul 19, 2024) · No amendment in the last 12 months on an offering that may still be open — LL Strategic Opportunities Fund, L.P. (latest filing Dec 29, 2023) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 8, 2025 ↗LL Strategic Opportunities Fund, L.P. — PartnerFacts page ↗Form D/A · Nov 26, 2024 ↗LL Private Lending Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2019 – Mar 12, 2020

Putnam Coes is no longer listed on the Mar 12, 2020 amendment — Islet Onshore Fund, LP

Putnam Coes appears on the Mar 12, 2019 Form D/A (executive officer) but not on the Mar 12, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 12, 2019 ↗Form D/A · Mar 12, 2020 ↗Putnam Coes — PartnerFacts page ↗Islet Onshore Fund, LP — PartnerFacts page ↗
Sources
Note · Mar 12, 2018 – Apr 16, 2026

Putnam Coes is listed with 2 different address states: NY, PA

NY on 2 filings (Mar 12, 2018 to Mar 12, 2019); PA on 34 filings (Dec 13, 2019 to Apr 16, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 12, 2018 ↗Form D/A · Dec 13, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 16, 2026 D/A
LL Mortgage Fund, L.P.
File 021-199262
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2026 D/A
LL Private Lending Fund II, L.P.
File 021-307021
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2026 D/A
LL Mezzanine ABS Fund, L.P.
File 021-543643
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2026 D/A
LL Mezzanine ABS (USTE) Fund, L.P.
File 021-543644
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2025 D
LL Strategic Opportunities Fund, L.P.
File 021-534626
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2024 D/A
LL Private Lending Fund, L.P.
File 021-278132
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2024 D/A
LL Capital Partners IV, L.P.
File 021-487061
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2024 D
LL Strategic Opportunities Fund, L.P.
File 021-519249
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2023 D
LL Strategic Opportunities Fund, L.P.
File 021-501125
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2023 D
LL Strategic Opportunities Fund, L.P.
File 021-498060
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2023 D
LL Strategic Opportunities Fund, L.P.
File 021-470292
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2021 D
LL Capital Partners III, L.P.
File 021-410586
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2020 D
LL Strategic Opportunities Fund, L.P.
File 021-380085
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2020 D
LL Strategic Opportunities Fund, L.P.
File 021-372030
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2020 D
LL Strategic Opportunities Fund, L.P.
File 021-370898
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2019 D/A
Islet Onshore Fund, LP
File 021-307415
$0$0$0
The Issuer will pay the Investment Manager a management fee as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Putnam Coes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LM
Pooled Investment Fund · group: Ultra

LL Mezzanine ABS (USTE) Fund, L.P.

Philadelphia, PA · Apr 14, 2025 → Apr 16, 2026 · 2 filings
  • Apr 16, 2026 · D/A · $8,435,832 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Principal and member of the management company of the Issuer) EDGAR ↗
  • Apr 14, 2025 · D · $920,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Principal and member of the management company of the Issuer) EDGAR ↗

Raised $8.44M from 8 investors as of the latest filing. Putnam is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
Pooled Investment Fund · group: Ultra

LL Mezzanine ABS Fund, L.P.

Philadelphia, PA · Apr 14, 2025 → Apr 16, 2026 · 2 filings
  • Apr 16, 2026 · D/A · $38,200,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Principal and member of the management company of the Issuer) EDGAR ↗
  • Apr 14, 2025 · D · $4,700,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Principal and member of the management company of the Issuer) EDGAR ↗

Raised $38.2M from 18 investors as of the latest filing. Putnam is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Ultra

LL Private Lending Fund II, L.P.

Philadelphia, PA · Mar 3, 2021 → Apr 16, 2026 · 6 filings
  • Apr 16, 2026 · D/A · $335,278,963 sold of Indefinite · 133 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • Apr 18, 2025 · D/A · $332,028,963 sold of Indefinite · 131 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • May 6, 2024 · D/A · $316,078,963 sold of Indefinite · 118 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • Apr 10, 2023 · D/A · $269,628,963 sold of Indefinite · 105 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • Mar 10, 2022 · D/A · $257,628,963 sold of Indefinite · 103 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗
  • Mar 3, 2021 · D/A · $148,628,963 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗

Raised $335.3M from 133 investors as of the latest filing. Putnam is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
Pooled Investment Fund · group: Ultra

LL Mortgage Fund, L.P.

Philadelphia, PA · May 14, 2020 → Apr 16, 2026 · 7 filings
  • Apr 16, 2026 · D/A · $1,436,036,528 sold of Indefinite · 366 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • Apr 18, 2025 · D/A · $1,229,861,528 sold of Indefinite · 354 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • May 6, 2024 · D/A · $1,187,741,528 sold of Indefinite · 339 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • Apr 27, 2023 · D/A · $1,128,961,528 sold of Indefinite · 314 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • Apr 27, 2022 · D/A · $1,025,526,528 sold of Indefinite · 294 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • May 10, 2021 · D/A · $912,156,528 sold of Indefinite · 288 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗
  • May 14, 2020 · D/A · $699,846,528 sold of Indefinite · 232 investors · min. No minimum reported · role: Executive Officer (Member of the General Partner of the General Partner.) EDGAR ↗

Raised $1.44B from 366 investors as of the latest filing. Putnam is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Ultra

LL Strategic Opportunities Fund, L.P.

Philadelphia, PA · Jul 14, 2020 → Jan 8, 2025 · 8 filings
  • Jan 8, 2025 · D · $23,141,699 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 19, 2024 · D · $25,927,702 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2023 · D · $15,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 27, 2023 · D · $12,701,628 sold of $12,701,628 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 11, 2023 · D · $219,275,000 sold of $250,000,000 · 74 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 9, 2020 · D · $22,000,000 sold of $22,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 29, 2020 · D · $73,920,000 sold of $100,000,000 · 62 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 14, 2020 · D · $153,065,000 sold of Indefinite · 96 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $219.3M from 96 investors as of the latest filing. Putnam is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Ultra

LL Private Lending Fund, L.P.

Philadelphia, PA · Dec 13, 2019 → Nov 26, 2024 · 6 filings
  • Nov 26, 2024 · D/A · $927,978,870 sold of Indefinite · 186 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer.) EDGAR ↗
  • Nov 29, 2023 · D/A · $921,478,870 sold of Indefinite · 183 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer.) EDGAR ↗
  • Nov 28, 2022 · D/A · $819,128,870 sold of Indefinite · 177 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer.) EDGAR ↗
  • Dec 7, 2021 · D/A · $776,128,870 sold of Indefinite · 177 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer.) EDGAR ↗
  • Dec 10, 2020 · D/A · $632,013,870 sold of Indefinite · 147 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the General Partner.) EDGAR ↗
  • Dec 13, 2019 · D/A · $618,713,870 sold of Indefinite · 135 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the General Partner.) EDGAR ↗

Raised $928M from 186 investors as of the latest filing. Putnam is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Pooled Investment Fund · group: Ultra

LL Capital Partners IV, L.P.

Philadephia, PA · Jul 17, 2023 → Jul 25, 2024 · 2 filings
  • Jul 25, 2024 · D/A · $88,400,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jul 17, 2023 · D · $20,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $88.4M from 46 investors as of the latest filing. Putnam is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Pooled Investment Fund · group: Ultra

LL Capital Partners III, L.P.

Philadelphia, PA · Aug 19, 2021
  • Aug 19, 2021 · D · $89,875,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Member of the Management Company of the Issuer) EDGAR ↗

Raised $89.9M from 35 investors as of the latest filing. Putnam is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IO
Pooled Investment Fund · group: Islet

Islet Onshore Fund, LP

New York, NY · Mar 12, 2018 → Mar 12, 2019 · 2 filings
  • Mar 12, 2019 · D/A · $10,100,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Investment Manager) EDGAR ↗
  • Mar 12, 2018 · D · $1,150,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of the Investment Manager) EDGAR ↗

Raised $51.3M from 17 investors as of the latest filing. Putnam is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Putnam 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LF
Management entity

LL Funds, LLC

Promoter · 17 shared filings (5 issuers) · also on 2 other issuers

LL Funds, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LP
Management entity

L.P. LL Funds GP,

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LG
Management entity

LLPLF II GP,

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LG
Management entity

LLSO GP

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LM
Management entity

LL MEZZ ABS GP, LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LM
Management entity

LLSO MM

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

IM
Management entity

Islet Management, LP

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Putnam Coes. Their page shows their other deals.

IG
Management entity

Islet GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

ML
Management entity

M. LL Funds,

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LG
Management entity

LLCP IV GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LG
Management entity

LLCP III GP,

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

ML
Management entity

M. LLPLF II GP,

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

LP
Management entity

L.P. M. LL Funds GP,

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roberto M. Sella

Executive Officer · 34 shared filings (8 issuers) · also on 9 other issuers

Roberto M. Sella is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marek Skawinski

Executive Officer · 32 shared filings (8 issuers) · also on 3 other issuers

Marek Skawinski is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul A. Frick

Executive Officer · 30 shared filings (8 issuers) · also on 13 other issuers

Paul A. Frick is on 21 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shivraj Mundy

Executive Officer · 30 shared filings (6 issuers) · also on 9 other issuers

Shivraj Mundy is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Morrissey

Executive Officer · 28 shared filings (5 issuers) · also on 4 other issuers

James Morrissey is on 9 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vijay Krishnamurthy

Executive Officer · 21 shared filings (6 issuers)

Vijay Krishnamurthy is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Pranav Desai

Executive Officer · 5 shared filings (5 issuers)

Pranav Desai is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Doyle Flaherty

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Samuels

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Putnam Coes. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Cappiello

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Morrissey

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Putnam Coes. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rudi Minxha

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Putnam Coes. Their page shows their other deals.

The team behind the deals

U
Sponsor group

Ultra

22 issuers · 84 filings · $3.37B reported sold · 2013–2026

One team, 22 deal companies. Putnam Coes is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Putnam Coes.

I
Sponsor group

Islet

2 issuers · 12 filings · $86.3M reported sold · 2018–2023

One team, 2 deal companies. Putnam Coes is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Putnam Coes.

Same business address

26 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 6 of the 9 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): LL Private Lending Fund II, L.P., LL Mezzanine ABS (USTE) Fund, L.P., LL Mezzanine ABS Fund, L.P., LL Private Lending Fund, L.P., LL Capital Partners IV, L.P., Islet Onshore Fund, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Putnam Coes by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Putnam Coes is listed on: none on file. No website or social profile named in LL Mortgage Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #31,161 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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