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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:55 AM ET

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PHYLLIS GOTLIB

Named as an officer, director or promoter on SEC Form D filings · MA · Aug 24, 2021 → Sep 9, 2021

1deal (issuers)
$290.6Mreported sold
134investors
2Form D filings
2021year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: not yet

The short version

PHYLLIS GOTLIB is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2021 and Sep 2021: American Well Corp (Boston, MA — other health care — 2021; $290.6M reported sold to 134 investors).

What this means One deal on file with the SEC, filed Sep 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside AMBER HOWE (2 shared filings), BRENDAN O'GRADY (2 shared filings), Bradford F. Gay (2 shared filings), DELOS COSGROVE (2 shared filings), DEREK ROSS (2 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PHYLLIS. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 12 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 3 closed (disposition not in docket feed), 9 dismissed

In re Letter Rogatory for International Judicial Assistance from the National Court of Original Jurisdiction No. 18, Buenos Aires, Argentina, in the Matter of Gotlib Rodolfo Saul v. Vesuvio S.A. closed
District Court, S.D. New York · No. 1:17-mc-00042 · Filed Feb 7, 2017 · Closed Feb 15, 2017
Role of Letter Rogatory for International Judicial Assistance from the National Court of Original Jurisdiction No. 18, Buenos Aires, Argentina, in the Matter of Gotlib Rodolfo Saul: Plaintiff · Outcome: Terminated 2017-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
In Re Request for International Judicial Assistance from the National Court of Original Jurisdiction No.18 in Buenos Aires, Argentina Matter of Gotlib Rodolfo Saul v. Vesuvio S.A., No. 12425/2015 closed
District Court, N.D. California · No. 3:16-mc-80204 · Filed Sep 27, 2016 · Closed Sep 29, 2016 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Request for International Judicial Assistance from the National Court of Original Jurisdiction No.18 in Buenos Aires, Argentina Matter of Gotlib Rodolfo Saul: Plaintiff · Outcome: Terminated 2016-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in CA (not a filing state)
Gotlib v. Midland Credit Management, Inc. closed
District Court, E.D. New York · No. 1:12-cv-05177 · Filed Oct 16, 2012 · Closed Feb 14, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2013-02-14 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. United Recovery Systems, LP dismissed
District Court, E.D. New York · No. 1:12-cv-04491 · Filed Sep 7, 2012 · Closed Feb 14, 2013 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2013-02-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. Professional Claims Bureau, Inc. dismissed
District Court, E.D. New York · No. 1:12-cv-04488 · Filed Sep 7, 2012 · Closed Apr 22, 2013 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2013-04-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. National Recovery Solutions LLC dismissed
District Court, E.D. New York · No. 1:12-cv-03927 · Filed Aug 7, 2012 · Closed Dec 18, 2013 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2013-12-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. North Eastern Asset Recovery, Inc. dismissed
District Court, E.D. New York · No. 1:12-cv-01019 · Filed Mar 1, 2012 · Closed Sep 10, 2012 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2012-09-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. Admin Recovery LLC dismissed
District Court, E.D. New York · No. 1:12-cv-01023 · Filed Mar 1, 2012 · Closed Nov 1, 2012 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2012-11-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. Cohen & Slamowitz, LLP dismissed
District Court, E.D. New York · No. 1:11-cv-06292 · Filed Dec 23, 2011 · Closed Apr 25, 2013 · Nature of suit: 480 Consumer credit · Cause: 15:1692 Fair Debt Collection Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2013-04-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. AT&T Corporation dismissed
District Court, S.D. New York · No. 1:02-cv-03802 · Filed May 17, 2002 · Closed Nov 14, 2002 · Nature of suit: 890 Other statutory actions
Role of Gotlib: Plaintiff · Outcome: Terminated 2002-11-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
Gotlib v. Crossroads Systems dismissed
District Court, W.D. Texas · No. 1:00-cv-00601 · Filed Sep 15, 2000 · Closed Aug 25, 2005 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Gotlib: Plaintiff · Outcome: Terminated 2005-08-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in TX (not a filing state)
EQUICAP LIMITED, ET AL v. GOTLIB, ET AL dismissed
District Court, S.D. New York · No. 1:90-cv-7720 · Filed Dec 3, 1990 · Closed Dec 7, 1990 · Nature of suit: 190 Other contract actions
Role of GOTLIB: Defendant · Outcome: Terminated 1990-12-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

1 case: 1 open

Daven Jacques Gotlib and Mary Ann Walsh open
United States Bankruptcy Court, D. South Carolina · No. 18-06287 · Filed Dec 11, 2018
Role of Daven Jacques Gotlib and Mary Ann Walsh: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 16 federal dockets); different first name (jacques); court in SC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 9, 2021 D
American Well Corp
File 021-412791
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2021 D
American Well Corp
File 021-411095
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Phyllis Gotlib on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

American Well Corp

Boston, MA · Aug 24, 2021 → Sep 9, 2021 · 2 filings
  • Sep 9, 2021 · D · $60,097,115 sold of $60,097,115 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 24, 2021 · D · $54,999,501 sold of $54,999,501 · 81 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $290.6M from 134 investors (100% of the $60.1M target) as of the latest filing. Phyllis is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Phyllis 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Deborah Jackson

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Deborah Jackson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Ido Schoenberg

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

Roy Schoenberg

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

Bradford F. Gay

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

DEVAL PATRICK

Director · 2 shared filings (1 issuer) · also on 4 other issuers

DEVAL PATRICK is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

DEREK ROSS

Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

PETER SLAVIN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

BRENDAN O'GRADY

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

KEITH W. ANDERSON

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

JASON MEDEIROS

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

DELOS COSGROVE

Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

STEPHEN SCHLEGEL

Director · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

MARY MODAHL

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

KURT KNIGHT

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

SERKAN KUTAN

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Person

AMBER HOWE

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phyllis Gotlib. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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