PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

Sponsor Check › Person

PD
No photo found yet (own website and image search run after this page is viewed)

Phillip Dickie

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), PA, Ireland (as filed: L2) · Jun 2, 2009 → Sep 30, 2026

17deals (issuers)
$23.44Breported sold
5,047investors
62Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Phillip Dickie is listed as an executive officer and director on 62 SEC Form D filings by 17 issuers between Jun 2009 and Sep 2026. Largest by amount reported sold: Hudson Bay International Fund Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2026; $12.64B reported sold to 1,386 investors), MKP OPPORTUNITY OFFSHORE, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2014; $1.72B reported sold to 145 investors), MKP CREDIT OFFSHORE, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2014; $1.56B reported sold to 164 investors), O'Connor Global Multi-Strategy Alpha LLC (New York, NY — pooled investment fund — 2012–2013; $1.4B reported sold to 59 investors), O'Connor Global Multi-Strategy Alpha WM LLC (New York, NY — pooled investment fund — 2012–2013; $1.37B reported sold to 1,974 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $23.44B sold in total.

Listed alongside Sander Gerber (26 shared filings), Alan Milgate (23 shared filings), William E.J. Walmsley (15 shared filings), William J. Ferri (14 shared filings), Hudson Bay Capital Management LP (12 shared filings, management entity) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Phillip. Each name links to their own page.

The issuers belong to 4 sponsor groups: A And Q Metric Spc (130 issuers, $29.56B reported sold, 2009–2026), Mkp (12 issuers, $7.64B reported sold, 2010–2026), Hudson Bay (19 issuers, $20.35B reported sold, 2010–2026) and Eschler (12 issuers, $3.29B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 62 public filings for Phillip Dickie and found 23 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 17 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Phillip Dickie has not run yet — it is #25,714 of 50,116 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Phillip Dickie..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

23 differences found between the filings for Phillip Dickie — 4 worth asking about (compared the newest 50 of 62 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 14, 2012 – Mar 14, 2013

Amount sold went down between filings — Nineteen77 Global Fundamental Market Neutral Long/Short Ltd

The Mar 14, 2012 filing says $1,147,327,679 sold; the Mar 14, 2013 Form D/A says $116,327,769 sold — $1,030,999,910 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 14, 2012 ↗Form D/A (later) · Mar 14, 2013 ↗Nineteen77 Global Fundamental Market Neutral Long/Short Ltd — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2012 – Apr 15, 2015

17 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Barclays Bank PLC — MKP OPPORTUNITY OFFSHORE, LTD. · Paid seller listed without a CRD number: UBS Global Asset Management (Japan) Ltd. — O'Connor Global Multi-Strategy Alpha Ltd · Paid seller listed without a CRD number: UBS AG London Branch — O'Connor Global Multi-Strategy Alpha Ltd · Paid seller listed without a CRD number: UBS AG Jersey Branch — O'Connor Global Multi-Strategy Alpha Ltd · Paid seller listed without a CRD number: AIM Capital Oy — O'Connor Global Multi-Strategy Alpha Ltd · and 12 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 15, 2015 ↗BrokerCheck search: Barclays Bank PLC ↗MKP OPPORTUNITY OFFSHORE, LTD. — PartnerFacts page ↗Form D/A · Apr 17, 2014 ↗
Sources
Note · Mar 30, 2012 – Mar 29, 2013

CRD number for UBS Global Asset Management (Americas) Inc. appears on one filing and not another — Nineteen77 Global Fundamental Market Neutral Long Short LLC

The Mar 29, 2013 filing lists UBS Global Asset Management (Americas) Inc. with CRD 106838; the Mar 30, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 29, 2013 ↗Form D/A · Mar 30, 2012 ↗FINRA BrokerCheck ↗Nineteen77 Global Fundamental Market Neutral Long Short LLC — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Mar 29, 2013

CRD number for UBS Global Asset Management (Americas) Inc. appears on one filing and not another — O'Connor Global Multi-Strategy Alpha LLC

The Mar 29, 2013 filing lists UBS Global Asset Management (Americas) Inc. with CRD 106838; the Mar 30, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 29, 2013 ↗Form D/A · Mar 30, 2012 ↗FINRA BrokerCheck ↗O'Connor Global Multi-Strategy Alpha LLC — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Mar 29, 2013

CRD number for UBS Global Asset Management (Americas) Inc. appears on one filing and not another — O'Connor Global Multi-Strategy Alpha WM LLC

The Mar 29, 2013 filing lists UBS Global Asset Management (Americas) Inc. with CRD 106838; the Mar 30, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 29, 2013 ↗Form D/A · Mar 30, 2012 ↗FINRA BrokerCheck ↗O'Connor Global Multi-Strategy Alpha WM LLC — PartnerFacts page ↗
Sources
Note · Mar 14, 2012 – Mar 14, 2013

CRD number for UBS Global Asset Management (Americas) Inc. appears on one filing and not another — O'Connor Global Multi-Strategy Alpha Ltd

The Mar 14, 2013 filing lists UBS Global Asset Management (Americas) Inc. with CRD 106838; the Mar 14, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 14, 2013 ↗Form D/A · Mar 14, 2012 ↗FINRA BrokerCheck ↗O'Connor Global Multi-Strategy Alpha Ltd — PartnerFacts page ↗
Sources
Note · Mar 14, 2012 – Mar 14, 2013

CRD number for UBS Global Asset Management (Americas) Inc. appears on one filing and not another — Nineteen77 Global Fundamental Market Neutral Long/Short Ltd

The Mar 14, 2013 filing lists UBS Global Asset Management (Americas) Inc. with CRD 106838; the Mar 14, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 14, 2013 ↗Form D/A · Mar 14, 2012 ↗FINRA BrokerCheck ↗Nineteen77 Global Fundamental Market Neutral Long/Short Ltd — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2011 – Mar 30, 2012

Form D filed 120 days after the first sale — O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests)

The filing says the first sale was Dec 1, 2011. The Form D was filed Mar 30, 2012 — 120 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 105 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 30, 2012 ↗O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests) — PartnerFacts page ↗
Sources
Note · Jan 1, 2013 – Jan 24, 2013

Form D filed 23 days after the first sale — MKP Opportunity Offshore (BPI), Ltd.

The filing says the first sale was Jan 1, 2013. The Form D was filed Jan 24, 2013 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 24, 2013 ↗MKP Opportunity Offshore (BPI), Ltd. — PartnerFacts page ↗
Sources
Note · Aug 1, 2012 – Sep 24, 2012

Form D filed 54 days after the first sale — Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd

The filing says the first sale was Aug 1, 2012. The Form D was filed Sep 24, 2012 — 54 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 39 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 24, 2012 ↗Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd — PartnerFacts page ↗
Sources
Note · Feb 1, 2006 – Mar 12, 2014

No amendment in the last 12 months on an offering that may still be open — MKP CREDIT OFFSHORE (PLAN ASSETS), LTD. (latest filing Mar 12, 2014)

The latest filing for this offering is dated Mar 12, 2014 (first sale Feb 1, 2006). It reports $140,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 12, 2014 ↗MKP CREDIT OFFSHORE (PLAN ASSETS), LTD. — PartnerFacts page ↗
Sources
Note · Mar 1, 2012 – Mar 12, 2013

No amendment in the last 12 months on an offering that may still be open — MKP Partners Offshore, Ltd. (latest filing Mar 12, 2013)

The latest filing for this offering is dated Mar 12, 2013 (first sale Mar 1, 2012). It reports $1,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 12, 2013 ↗MKP Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Dec 1, 2011 – Mar 30, 2012

No amendment in the last 12 months on an offering that may still be open — O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests) (latest filing Mar 30, 2012)

The latest filing for this offering is dated Mar 30, 2012 (first sale Dec 1, 2011). It reports $94,308,131 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 30, 2012 ↗O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests) — PartnerFacts page ↗
Sources
Worth asking · Sep 24, 2012 – Jan 20, 2016

10 people are no longer listed on a later amendment

Phillip Dickie is no longer listed on the Jan 20, 2016 amendment — BeaconLight Offshore Fund, Ltd. · Phillip Dickie is no longer listed on the Mar 12, 2015 amendment — MKP CREDIT OFFSHORE, LTD. · Phillip Dickie is no longer listed on the Mar 12, 2015 amendment — MKP OPPORTUNITY OFFSHORE, LTD. · Phillip Dickie is no longer listed on the Jan 26, 2015 amendment — MKP Opportunity Offshore (BPI), Ltd. · Phillip Dickie is no longer listed on the Apr 2, 2014 amendment — O'Connor Global Multi-Strategy Alpha WM LLC · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 21, 2015 ↗Form D/A · Jan 20, 2016 ↗Phillip Dickie — PartnerFacts page ↗BeaconLight Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – Mar 30, 2012

Phillip Dickie's role changed at Nineteen77 Global Fundamental Market Neutral Long Short LLC: executive officer → director

The Mar 12, 2012 filing lists Phillip Dickie as executive officer; the Mar 30, 2012 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 12, 2012 ↗Form D/A · Mar 30, 2012 ↗Phillip Dickie — PartnerFacts page ↗Nineteen77 Global Fundamental Market Neutral Long Short LLC — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – Mar 30, 2012

Phillip Dickie's role changed at O'Connor Global Multi-Strategy Alpha LLC: executive officer → director

The Mar 12, 2012 filing lists Phillip Dickie as executive officer; the Mar 30, 2012 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 12, 2012 ↗Form D/A · Mar 30, 2012 ↗Phillip Dickie — PartnerFacts page ↗O'Connor Global Multi-Strategy Alpha LLC — PartnerFacts page ↗
Sources
Note · Mar 13, 2012 – Mar 12, 2013

Offering amount changed between filings — MKP Partners Offshore, Ltd.

The Mar 13, 2012 filing says $0 offered; the Mar 12, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 13, 2012 ↗Form D/A (later) · Mar 12, 2013 ↗MKP Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 11, 2011 – Mar 30, 2012

Minimum investment changed between filings — O'Connor Global Multi-Strategy Alpha WM LLC

The Mar 11, 2011 filing lists a minimum of $0; the Mar 30, 2012 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 11, 2011 ↗Form D/A (later) · Mar 30, 2012 ↗O'Connor Global Multi-Strategy Alpha WM LLC — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – Mar 30, 2012

Minimum investment changed between filings — Nineteen77 Global Fundamental Market Neutral Long Short LLC

The Mar 12, 2012 filing lists a minimum of $0; the Mar 30, 2012 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 12, 2012 ↗Form D/A (later) · Mar 30, 2012 ↗Nineteen77 Global Fundamental Market Neutral Long Short LLC — PartnerFacts page ↗
Sources
Note · Mar 11, 2011 – Mar 12, 2012

Minimum investment changed between filings — O'Connor Global Multi-Strategy Alpha LLC

The Mar 11, 2011 filing lists a minimum of $0; the Mar 12, 2012 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 11, 2011 ↗Form D/A (later) · Mar 12, 2012 ↗O'Connor Global Multi-Strategy Alpha LLC — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Mar 30, 2012

Phillip Dickie is written 2 different ways on the filings

listed as "Phillip Dickie" on 56 filings (from Mar 15, 2010), and "Phillip E. Dickie" on 4 filings (from Mar 30, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 15, 2010 ↗Form D/A · Mar 30, 2012 ↗Phillip Dickie — PartnerFacts page ↗
Sources
Note · Mar 12, 2012 – Mar 1, 2022

15 address changes between filings

Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Multi-Strategy Alpha WM LLC · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Multi-Strategy Alpha LLC · Address moved from Chicago, IL to Grand Cayman, Cayman Islands (as filed: E9) — O'Connor Global Multi-Strategy Alpha Ltd · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Chicago, IL — Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Chicago, IL — O'Connor Global Multi-Strategy Alpha Ltd · and 10 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 1, 2021 ↗Form D/A · Mar 1, 2022 ↗O'Connor Global Multi-Strategy Alpha WM LLC — PartnerFacts page ↗Form D/A · Mar 1, 2021 ↗
Sources
Note · Mar 15, 2010 – Sep 30, 2026

Phillip Dickie is listed with 3 different address states: PA, L2, E9

PA on 3 filings (Mar 15, 2010 to Mar 12, 2012); Ireland (as filed: L2) on 13 filings (Mar 15, 2010 to Jan 24, 2014); Cayman Islands (as filed: E9) on 44 filings (Mar 12, 2012 to Sep 30, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 15, 2010 ↗Form D/A · Mar 15, 2010 ↗Form D/A · Mar 12, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 62 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

7 of 17 offerings report sales commissions totalling $42,516,946; 1 reports finder's fees totalling $69,500; 1 reports proceeds to related persons totalling $130,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2026 D/A
Hudson Bay International Fund Ltd.
File 021-148763
$19,874,740$0$0
The fund charges a management fee that is described in the fund's offering documents.
Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 000002525 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Jefferies LLC BrokerCheck CRD 000002347 ↗
Insigneo Securities, LLC BrokerCheck CRD 000029249 ↗		EDGAR ↗
Apr 1, 2026 D/A
Hudson Bay International Levered Fund Ltd.
File 021-310041
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 21, 2015 D/A
BeaconLight Offshore Fund, Ltd.
File 021-138493
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 12, 2014 D/A
MKP OPPORTUNITY OFFSHORE, LTD.
File 021-41379
$0$69,500$0
The fund charges a management fee that is described in the fund's offering documents.
Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗
Barclays Capital Inc. BrokerCheck CRD 19714 ↗
Barclays Bank PLC no CRD number reported		EDGAR ↗
Mar 12, 2014 D/A
MKP CREDIT OFFSHORE, LTD.
File 021-41427
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 12, 2014 D/A
MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.
File 021-129277
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jan 24, 2014 D/A
MKP Opportunity Offshore (BPI), Ltd.
File 021-190709
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 29, 2013 D/A
O'Connor Global Multi-Strategy Alpha LLC
File 021-62136
$3,410,444 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. BrokerCheck CRD 106838 ↗
UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗
UBS AG LONDON BRANCH no CRD number reported		EDGAR ↗
Mar 29, 2013 D/A
Nineteen77 Global Fundamental Market Neutral Long Short LLC
File 021-128271
$787,095 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC. BrokerCheck CRD 106838 ↗
UBS FINANCIAL SERVICES, INC. BrokerCheck CRD 8174 ↗		EDGAR ↗
Mar 29, 2013 D/A
O'Connor Global Multi-Strategy Alpha WM LLC
File 021-104875
$9,612,707 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS Global Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Mar 14, 2013 D/A
O'Connor Global Multi-Strategy Alpha Ltd
File 021-104873
$6,353,309 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS Global Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Global Asset Management (Japan) Ltd. no CRD number reported
UBS AG London Branch no CRD number reported
UBS AG Jersey Branch no CRD number reported
AIM Capital Oy no CRD number reported
Stelinvest SA no CRD number reported
UBS Global Asset Management (Canada) Inc. no CRD number reported
Agenda Invest AG no CRD number reported		EDGAR ↗
Mar 14, 2013 D/A
Nineteen77 Global Fundamental Market Neutral Long/Short Ltd
File 021-104874
$2,461,963 (est.)$0$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS Global Asset Management (Americas) Inc. BrokerCheck CRD 106838 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
UBS Global Asset Management (UK) Ltd no CRD number reported
UBS Global Asset Management (Canada) Inc. no CRD number reported
UBS Global Asset Management (Singapore) Ltd no CRD number reported
UBS Global Asset Management (Japan) Inc. no CRD number reported
UBS AG London Branch no CRD number reported		EDGAR ↗
Mar 12, 2013 D/A
MKP Partners Offshore, Ltd.
File 021-174810
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Sep 24, 2012 D
Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd
File 021-184503
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 30, 2012 D
O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests)
File 021-175949
$16,688 (est.)$0 (est.)$0
The fund pays a management fee as described in the fund's offering documents. In addition, the fund pays customary director fees.
UBS Global Asset Management (Americas) Inc. no CRD number reported
UBS Financial Services Inc. no CRD number reported		EDGAR ↗
Mar 15, 2010 D/A
MKP OFFSHORE PARTNERS, LTD.
File 021-41416
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 2, 2009 D/A
SR GLOBAL FUND L P
File 021-81691
$0$0$130,000 (est.)
This fee represents the annual directors' fees for the General Partner. The Issuer also pays its General Partner an annual management fee of 1% and a performance allocation of 15-20%. The General Partner pays the investment manager out of these amounts.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Phillip Dickie on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HB
Pooled Investment Fund · group: Hudson Bay

Hudson Bay International Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 8, 2010 → Sep 30, 2026 · 17 filings
  • Sep 30, 2026 · D/A · $12,643,645,843 sold of Indefinite · 1,386 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 1, 2025 · D/A · $10,922,495,451 sold of Indefinite · 1,260 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 1, 2024 · D/A · $9,714,935,167 sold of Indefinite · 1,172 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2023 · D/A · $8,241,954,154 sold of Indefinite · 1,011 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2022 · D/A · $7,636,601,322 sold of Indefinite · 841 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 1, 2021 · D/A · $5,332,055,377 sold of Indefinite · 452 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2020 · D/A · $3,629,269,720 sold of Indefinite · 273 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2019 · D/A · $2,712,524,472 sold of Indefinite · 167 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2018 · D/A · $2,712,524,472 sold of Indefinite · 167 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2017 · D/A · $2,491,900,079 sold of Indefinite · 157 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2016 · D/A · $2,420,106,207 sold of Indefinite · 152 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 2, 2015 · D/A · $2,259,945,526 sold of Indefinite · 144 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 3, 2014 · D/A · $1,785,363,813 sold of Indefinite · 118 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 4, 2013 · D/A · $696,695,763 sold of Indefinite · 76 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 5, 2012 · D/A · $453,793,599 sold of Indefinite · 54 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 7, 2011 · D/A · $250,065,941 sold of Indefinite · 41 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 8, 2010 · D · $120,634,060 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗

Raised $12.64B from 1,386 investors as of the latest filing. Phillip is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: Hudson Bay

Hudson Bay International Levered Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 12, 2018 → Apr 1, 2026 · 9 filings
  • Apr 1, 2026 · D/A · $592,817,478 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 2, 2025 · D/A · $591,725,962 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 5, 2024 · D/A · $590,570,363 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 7, 2023 · D/A · $586,490,363 sold of Indefinite · 15 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 8, 2022 · D/A · $552,055,363 sold of Indefinite · 13 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 9, 2021 · D/A · $443,580,363 sold of Indefinite · 10 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 10, 2020 · D/A · $393,993,502 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 12, 2019 · D/A · $123,320,549 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Apr 12, 2018 · D · $123,320,549 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $592.8M from 28 investors as of the latest filing. Phillip is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Beaconlight

BeaconLight Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 21, 2015
  • Jan 21, 2015 · D/A · $45,425,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $187.3M from 20 investors as of the latest filing. Phillip is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mkp

MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.

Dublin 2, Ireland (as filed: L2) · Mar 15, 2010 → Mar 12, 2014 · 5 filings
  • Mar 12, 2014 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $140,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $140M from 1 investor as of the latest filing. Phillip is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Mkp

MKP CREDIT OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 12, 2014 · 5 filings
  • Mar 12, 2014 · D/A · $1,401,730,114 sold of Indefinite · 84 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $1,343,730,114 sold of Indefinite · 83 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $1,206,980,114 sold of Indefinite · 77 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $1,190,480,114 sold of Indefinite · 75 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $668,530,114 sold of Indefinite · 58 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.56B from 164 investors as of the latest filing. Phillip is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MO
Pooled Investment Fund · group: Mkp

MKP OPPORTUNITY OFFSHORE, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 12, 2014 · 5 filings
  • Mar 12, 2014 · D/A · $1,183,220,173 sold of Indefinite · 104 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $792,638,467 sold of Indefinite · 70 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $490,820,342 sold of Indefinite · 45 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 10, 2011 · D/A · $394,279,893 sold of Indefinite · 30 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $203,290,139 sold of Indefinite · 21 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.72B from 145 investors as of the latest filing. Phillip is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MO
Pooled Investment Fund · group: Mkp

MKP Opportunity Offshore (BPI), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 24, 2013 → Jan 24, 2014 · 2 filings
  • Jan 24, 2014 · D/A · $103,367,558 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 24, 2013 · D · $46,180,891 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $103.4M from 6 investors as of the latest filing. Phillip is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha WM LLC

New York, NY · Mar 30, 2012 → Mar 29, 2013 · 2 filings
  • Mar 29, 2013 · D/A · $612,013,500 sold of Indefinite · 689 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 30, 2012 · D/A · $418,032,667 sold of Indefinite · 534 investors · min. $250,000 · role: Director (Management Board Member) EDGAR ↗

Raised $1.37B from 1,974 investors as of the latest filing. Phillip is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha LLC

New York, NY · Mar 12, 2012 → Mar 29, 2013 · 3 filings
  • Mar 29, 2013 · D/A · $518,242,719 sold of Indefinite · 47 investors · min. $5,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 30, 2012 · D/A · $499,692,746 sold of Indefinite · 43 investors · min. $5,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 12, 2012 · D/A · $474,599,966 sold of Indefinite · 43 investors · min. $5,000,000 · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $1.4B from 59 investors as of the latest filing. Phillip is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long Short LLC

Chicago, IL · Mar 12, 2012 → Mar 29, 2013 · 3 filings
  • Mar 29, 2013 · D/A · $638,003,361 sold of Indefinite · 47 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 30, 2012 · D/A · $625,848,361 sold of Indefinite · 45 investors · min. $1,000,000 · role: Director (Management Board Member) EDGAR ↗
  • Mar 12, 2012 · D/A · $621,548,361 sold of Indefinite · 45 investors · min. No minimum reported · role: Executive Officer (Management Board Member) EDGAR ↗

Raised $638M from 49 investors as of the latest filing. Phillip is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha Ltd

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2012 → Mar 14, 2013 · 2 filings
  • Mar 14, 2013 · D/A · $545,204,107 sold of Indefinite · 151 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2012 · D/A · $459,256,986 sold of Indefinite · 140 investors · min. $50,000 · role: Director EDGAR ↗

Raised $684.1M from 343 investors as of the latest filing. Phillip is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Fundamental Market Neutral Long/Short Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 14, 2012 → Mar 14, 2013 · 2 filings
  • Mar 14, 2013 · D/A · $116,327,769 sold of Indefinite · 65 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 14, 2012 · D/A · $1,147,327,679 sold of Indefinite · 63 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.16B from 65 investors as of the latest filing. Phillip is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MP
Pooled Investment Fund · group: Mkp

MKP Partners Offshore, Ltd.

Dublin 2, Ireland (as filed: L2) · Mar 13, 2012 → Mar 12, 2013 · 2 filings
  • Mar 12, 2013 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2012 · D · $1,000,000 sold of $0 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1M from 1 investor as of the latest filing. Phillip is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NG
Pooled Investment Fund · group: A And Q Metric Spc

Nineteen77 Global Multi-Strategy Alpha (Levered) Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 24, 2012
  • Sep 24, 2012 · D · $99,996 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.3M from 6 investors as of the latest filing. Phillip is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Pooled Investment Fund · group: A And Q Metric Spc

O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests)

Chicago, IL · Mar 30, 2012
  • Mar 30, 2012 · D · $94,308,131 sold of Indefinite · 310 investors · min. $100,000 · role: Director (Management Board Member) EDGAR ↗

Raised $94.3M from 310 investors as of the latest filing. Phillip is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MO
Pooled Investment Fund · group: Mkp

MKP OFFSHORE PARTNERS, LTD.

Dublin 2, Ireland (as filed: L2) · Mar 15, 2010
  • Mar 15, 2010 · D/A · $54,850,000 sold of Indefinite · 17 investors · min. $50,000 · role: Director EDGAR ↗

Raised $54.9M from 17 investors as of the latest filing. Phillip is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GF
Pooled Investment Fund · group: Eschler

SR GLOBAL FUND L P

Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2009
  • Jun 2, 2009 · D/A · $500,645,217 sold of Indefinite · 348 investors · min. $50,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.08B from 473 investors as of the latest filing. Phillip is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Phillip 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HB
Management entity

Hudson Bay Capital Management LP

Executive Officer, Promoter · 12 shared filings (2 issuers) · also on 5 other issuers

Hudson Bay Capital Management LP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

HB
Management entity

Hudson Bay Capital Management LP

Promoter · 10 shared filings (2 issuers) · also on 10 other issuers

Hudson Bay Capital Management LP is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

MKP Capital Management, L.L.C.

Executive Officer · 9 shared filings (5 issuers) · also on 5 other issuers

MKP Capital Management, L.L.C. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

UO
Management entity

UBS O'Connor LLC E.J. UBS O'Connor LLC

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Phillip Dickie. Their page shows their other deals.

SR
Management entity

Sloane Robinson LLP

Promoter · 1 shared filing (1 issuer) · also on 6 other issuers

Sloane Robinson LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BC
Management entity

BeaconLight Capital, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Phillip Dickie. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sander Gerber

Executive Officer, Promoter, Director · 26 shared filings (2 issuers) · also on 17 other issuers

Sander Gerber is on 19 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Milgate

Director · 23 shared filings (2 issuers) · also on 35 other issuers

Alan Milgate is on 37 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William E.J. Walmsley

Director, Executive Officer · 15 shared filings (8 issuers) · also on 107 other issuers

William E.J. Walmsley is on 115 issuers in total — a repeat sponsor. Their page lists every one.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William J. Ferri

Director, Executive Officer · 14 shared filings (7 issuers) · also on 29 other issuers

William J. Ferri is on 36 issuers in total — a repeat sponsor. Their page lists every one.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Leanne Golding

Director · 12 shared filings (7 issuers) · also on 80 other issuers

Leanne Golding is on 87 issuers in total — a repeat sponsor. Their page lists every one.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Peter David Anderson

Director · 11 shared filings (5 issuers)

Peter David Anderson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Tammy Jennissen

Director · 3 shared filings (2 issuers) · also on 140 other issuers

Tammy Jennissen is on 142 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Bannister

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Joseph Bannister is on 7 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Tanya Farrell

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Tanya Farrell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Bosek

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Phillip Dickie. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Rustin Holzer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phillip Dickie. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hawkins

Director · 1 shared filing (1 issuer) · also on 6 other issuers

John Hawkins is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AA
Sponsor group

A And Q Metric Spc

130 issuers · 701 filings · $29.56B reported sold · 2009–2026

One team, 130 deal companies. Phillip Dickie is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phillip Dickie.

M
Sponsor group

Mkp

12 issuers · 98 filings · $7.64B reported sold · 2010–2026

One team, 12 deal companies. Phillip Dickie is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phillip Dickie.

HB
Sponsor group

Hudson Bay

19 issuers · 75 filings · $20.35B reported sold · 2010–2026

One team, 19 deal companies. Phillip Dickie is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phillip Dickie.

E
Sponsor group

Eschler

12 issuers · 79 filings · $3.29B reported sold · 2009–2026

One team, 12 deal companies. Phillip Dickie is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phillip Dickie.

B
Sponsor group

Beaconlight

4 issuers · 41 filings · $562.3M reported sold · 2010–2026

One team, 4 deal companies. Phillip Dickie is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phillip Dickie.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 12 of the 17 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Hudson Bay International Fund Ltd., O'Connor Global Multi-Strategy Alpha LLC, O'Connor Global Multi-Strategy Alpha WM LLC, O'Connor Global Multi-Strategy Alpha Ltd, Hudson Bay International Levered Fund Ltd., BeaconLight Offshore Fund, Ltd., MKP OPPORTUNITY OFFSHORE, LTD., SR GLOBAL FUND L P, MKP Opportunity Offshore (BPI), Ltd., MKP CREDIT OFFSHORE, LTD., MKP CREDIT OFFSHORE (PLAN ASSETS), LTD., MKP Partners Offshore, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Phillip Dickie by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Phillip Dickie is listed on: none on file. No website or social profile named in Nineteen77 Global Fundamental Market Neutral Long/Short Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #197,793 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗New York WebCivil Supreme ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗New York Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Phillip Dickie appears on a new Form D, or when a court case or SEC action is matched to them. See plans →