Phil Wickham is listed as an executive officer and director on 8 SEC Form D filings by 5 issuers between Oct 2012 and Jun 2019: Sozo Ventures - TrueBridge Fund II, L.P. (Palo Alto, CA — pooled investment fund — 2016–2017; $134M reported sold to 15 investors), Sozo Ventures - TrueBridge Fund I, L.P. (Palo Alto, CA — pooled investment fund — 2013–2015; $110M reported sold to 10 investors), Sozo Feeder Fund, L.L.C. (Palo Alto, CA — pooled investment fund — 2014; $58M reported sold to 7 investors), East Asia Expansion Capital Partners LP (Palo Alto, CA — pooled investment fund — 2012; $25M reported sold to 1 investors) and NeuroTrack Technologies, Inc. (Redwood City, CA — other health care — 2019; $21.1M reported sold to 13 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $348.1M sold in total.
Listed alongside Koichiro Nakamura (7 shared filings), SOZO VENTURES GP I, L.P. SOZO VENTURES GP I, L.P. (3 shared filings, management entity), Cheryl Scott (1 shared filing), EAST ASIA EXPANSION CAPITAL PARTNERS GP, L.P. EAST ASIA EXPANSION CAPITAL PARTNERS GP, L.P. (1 shared filing, management entity), Elli Kaplan (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Phil. Each name links to their own page.
4 of the issuers belong to the sponsor group Sozo (7 issuers, $1.03B reported sold, 2012–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Sozo has 7 companies on file and $1.03B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Phil Wickham and found 6 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.