PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:59 AM ET

Sponsor Check › Person

PS
No photo found yet (own website and image search run after this page is viewed)

Phil Schlein

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 20, 2009 → Jun 7, 2013

6deals (issuers)
$14Mreported sold
95investors
14Form D filings
2009–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Phil Schlein is listed as a director on 14 SEC Form D filings by 6 issuers between Mar 2009 and Jun 2013. Largest by amount reported sold: Scopix, Inc. (Burlingame, CA — other technology — 2012–2013; $5.67M reported sold to 17 investors), Jimmyjane, Inc. (San Francisco, CA — industry reported as "Other" — 2010–2011; $2.28M reported sold to 25 investors), PURPLE WAVE INC (Manhattan, KS — industry reported as "Other" — 2010; $1.8M reported sold to 13 investors), WORDLOCK, INC (Santa Clara, CA — retailing — 2009–2012; $1.63M reported sold to 6 investors), Episencial, Inc. (Los Angeles, CA — retailing — 2012; $1.44M reported sold to 24 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $14M sold in total.

Listed alongside Irene Baran (6 shared filings), John Eastburn (6 shared filings), Rahn Basche (6 shared filings), Todd Basche (6 shared filings), Gonzalo Miranda (3 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Phil. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 14 public filings for Phil Schlein and found 6 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Phil Schlein has not run yet — it is joining a line of 44,833 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Phil Schlein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Phil Schlein — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Note · May 27, 2020 – Mar 28, 2024

Bankruptcy case: Specialty's Cafe and Bakery, Inc. — filed May 27, 2020

United States Bankruptcy Court, N.D. California docket "Specialty's Cafe and Bakery, Inc." filed May 27, 2020, closed Mar 28, 2024. Specialty's Cafe & Bakery, Inc. (related issuer) is listed as Debtor ("Specialty's Cafe and Bakery, Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Specialty's Cafe & Bakery, Inc. — PartnerFacts page ↗
Sources
Note · Jul 27, 2010

22% of the money raised went to insiders — PURPLE WAVE INC

The Jul 27, 2010 Form D reports $1,801,678 sold and $405,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "The gross proceeds will be used for general operating expenses, including payment of salaries to executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 27, 2010 ↗PURPLE WAVE INC — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2008 – May 25, 2012

5 Form Ds were filed more than 15 days after the first sale

Form D filed 71 days after the first sale — Episencial, Inc. · Form D filed 525 days after the first sale — Jimmyjane, Inc. · Form D filed 786 days after the first sale — PURPLE WAVE INC · Form D filed 455 days after the first sale — Jimmyjane, Inc. · Form D filed 148 days after the first sale — Specialty's Cafe & Bakery, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 25, 2012 ↗Episencial, Inc. — PartnerFacts page ↗Form D · Nov 14, 2011 ↗Jimmyjane, Inc. — PartnerFacts page ↗
Sources
Note · Jun 1, 2008 – Jun 7, 2013

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Scopix, Inc. (latest filing Jun 7, 2013) · No amendment in the last 12 months on an offering that may still be open — WORDLOCK, INC (latest filing Dec 17, 2012) · No amendment in the last 12 months on an offering that may still be open — Scopix, Inc. (latest filing Nov 14, 2012) · No amendment in the last 12 months on an offering that may still be open — WORDLOCK, INC (latest filing Mar 12, 2012) · No amendment in the last 12 months on an offering that may still be open — Jimmyjane, Inc. (latest filing Nov 14, 2011) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 7, 2013 ↗Scopix, Inc. — PartnerFacts page ↗Form D · Dec 17, 2012 ↗WORDLOCK, INC — PartnerFacts page ↗
Sources
Note · Dec 6, 2011 – Mar 12, 2012

Offering amount changed between filings — WORDLOCK, INC

The Dec 6, 2011 filing says $1,000,000 offered; the Mar 12, 2012 Form D/A says $1,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 6, 2011 ↗Form D/A (later) · Mar 12, 2012 ↗WORDLOCK, INC — PartnerFacts page ↗
Sources
Note · Oct 8, 2014

Same name, different state: "Phil Schlein" (IL) is a separate record

This page covers filings where the address state is CA. A separate record, "Phil Schlein" with address state IL, is listed on 1 filing — most recently by VISANOW.COM, INC. (Oct 8, 2014). The two records do not overlap in time: this page runs Mar 20, 2009 to Jun 7, 2013; the other has one filing dated Oct 8, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Phil Schlein (IL) — PartnerFacts page ↗Form D · Oct 8, 2014 ↗VISANOW.COM, INC. — PartnerFacts page ↗Phil Schlein (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 12 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $405,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 7, 2013 D
Scopix, Inc.
File 021-197660
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2012 D
WORDLOCK, INC
File 021-188473
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2012 D/A
Scopix, Inc.
File 021-181159
$0$0$0None listed on this filingEDGAR ↗
May 25, 2012 D
Episencial, Inc.
File 021-178850
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
WORDLOCK, INC
File 021-169661
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2011 D
Jimmyjane, Inc.
File 021-168618
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2010 D
WORDLOCK, INC
File 021-149502
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2010 D
PURPLE WAVE INC
File 021-145520
$0$0$405,000 (est.)
The gross proceeds will be used for general operating expenses, including payment of salaries to executive officers.
None listed on this filingEDGAR ↗
Apr 26, 2010 D
WORDLOCK, INC
File 021-141113
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2010 D
Jimmyjane, Inc.
File 021-98891
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2009 D
Specialty's Cafe & Bakery, Inc.
File 021-134844
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2009 D
WORDLOCK, INC
File 021-113068
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Phil Schlein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

S
Other Technology

Scopix, Inc.

Burlingame, CA · Jul 13, 2012 → Jun 7, 2013 · 3 filings
  • Jun 7, 2013 · D · $2,000,002 sold of $4,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2012 · D/A · $5,671,293 sold of $5,821,292 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2012 · D/A · $4,821,292 sold of $5,821,292 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.67M from 17 investors (100% of the $4M target) as of the latest filing. Phil is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

W
Retailing

WORDLOCK, INC

Santa Clara, CA · Mar 20, 2009 → Dec 17, 2012 · 6 filings
  • Dec 17, 2012 · D · $519,500 sold of $600,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 12, 2012 · D/A · $1,192,791 sold of $1,500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2011 · D · $892,791 sold of $1,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2010 · D · $670,000 sold of $1,020,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 26, 2010 · D · $1,625,575 sold of $1,625,575 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 20, 2009 · D · $1,085,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.63M from 6 investors (100% of the $600K target) as of the latest filing. Phil is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

E
Retailing

Episencial, Inc.

Los Angeles, CA · May 25, 2012
  • May 25, 2012 · D · $500,000 sold of $500,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.44M from 24 investors (100% of the $500K target) as of the latest filing. Phil is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

J
Other

Jimmyjane, Inc.

San Francisco, CA · Mar 10, 2010 → Nov 14, 2011 · 2 filings
  • Nov 14, 2011 · D · $2,276,099 sold of $3,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2010 · D · $1,686,367 sold of $2,000,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.28M from 25 investors (76% of the $3M target) as of the latest filing. Phil is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PW
Other

PURPLE WAVE INC

Manhattan, KS · Jul 27, 2010
  • Jul 27, 2010 · D · $1,801,678 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.8M from 13 investors as of the latest filing. Phil is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SS
Restaurants

Specialty's Cafe & Bakery, Inc.

San Francisco, CA · Sep 30, 2009
  • Sep 30, 2009 · D · $1,204,606 sold of $1,500,901 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.2M from 10 investors (80% of the $1.5M target) as of the latest filing. Phil is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Phil Schlein — IL, 1 issuer, Oct 8, 2014 → Oct 8, 2014 · no shared issuer

People around Phil 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Irene Baran

Director · 6 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Basche

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rahn Basche

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

John Eastburn

Director · 6 shared filings (1 issuer) · also on 4 other issuers

John Eastburn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gonzalo Miranda

Director · 3 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

LV
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Vera

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Eskenazi

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Phil Schlein. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Michel Valette

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Phil Schlein. Their page shows their other deals.

EI
No photo found yet (own website and image search run after this page is viewed)
Person

Ethan Imboden

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Berman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel M Green

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Phil Schlein. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Beech

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William L. Edwards

Director · 1 shared filing (1 issuer) · also on 11 other issuers

William L. Edwards is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Saxton

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Havas

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Riley

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David James

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Niemeyer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hamner

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shannon McClenaghan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Schoening

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron McKee

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Williams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jodi Sherman Jahic

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Jodi Sherman Jahic is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Sherman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jerrod Westfahl

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jody Sherman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Phil Schlein. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kim Walls

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Marion

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Phil Schlein. Their page shows their other deals.

KU
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Ude

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Van Ausdle

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brigitte Lau

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Claro

Director · 1 shared filing (1 issuer)

Listed on the same filings as Phil Schlein. Their page shows their other deals.

The team behind the deals

Same business address

30 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Phil Schlein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Phil Schlein is listed on: none on file. No website or social profile named in Scopix, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #329,169 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Burlingame, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Kansas state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Kansas Secretary of State business search ↗OpenCorporates ↗

Change history

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