Phil Patten is listed as a director on 1 SEC Form D filing by 1 issuer in Feb 2014: DiCE Molecules Corp (Menlo Park, CA — industry reported as "Other" — 2014; $2.9M reported sold to 12 investors).
What this means One deal on file with the SEC, filed Feb 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside John Bedbrook (1 shared filing), Kevin Judice (1 shared filing) and Pehr Harbury (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Phil. Each name links to their own page.
The issuer belongs to the sponsor group Dice Molecules (2 issuers, $62.9M reported sold, 2014–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Dice Molecules has 2 companies on file and $62.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Phil Patten and found 2 differences, 1 worth asking the sponsor about: Form D filed 65 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.