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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:59 AM ET

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Phil Bancroft

Named as an officer, director or promoter on SEC Form D filings · NC · Dec 22, 2009 → Apr 29, 2010

31deals (issuers)
$10.6Breported sold
8,322investors
33Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Phil Bancroft is listed as an executive officer and director on 33 SEC Form D filings by 31 issuers between Dec 2009 and Apr 2010. Largest by amount reported sold: Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2010; $3.79B reported sold to 168 investors), ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC (Charlotte, NC — pooled investment fund — 2010; $3.77B reported sold to 165 investors), Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC (New York, NY — pooled investment fund — 2010; $381.6M reported sold to 711 investors), BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC (New York, NY — pooled investment fund — 2010; $350.6M reported sold to 987 investors), Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC (Charlotte, NC — pooled investment fund — 2010; $278.8M reported sold to 670 investors) and 26 more (all listed below).

What this means That is a lot of deals — 31 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $10.6B sold in total.

Listed alongside Alternative Strategies Group, Inc. (33 shared filings, management entity), Anil Kumar (33 shared filings), Britta Perkio Patterson (33 shared filings), Dean A. Junkans (33 shared filings), Lloyd Lipsett (33 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Phil. Each name links to their own page.

The issuers belong to 2 sponsor groups: Alternative (115 issuers, $4.56B reported sold, 2009–2021) and Icapital (30 issuers, $3.45B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 33 public filings for Phil Bancroft and found 6 differences, 3 worth asking the sponsor about: 15 offerings reported less sold on a later filing than an earlier one; 15 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Phil Bancroft has not run yet — it is #36,568 of 44,882 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Phil Bancroft..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Phil Bancroft — 3 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Aug 5, 2009 – Apr 15, 2011

15 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC · Amount sold went down between filings — GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Amount sold went down between filings — Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC · Amount sold went down between filings — Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Amount sold went down between filings — GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · and 10 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 12, 2010 ↗Form D/A (later) · Apr 15, 2011 ↗Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 14, 2010 ↗
Sources
Worth asking · Aug 5, 2009 – Apr 15, 2011

15 offerings reported fewer investors on a later filing

Investor count went down between filings — Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Investor count went down between filings — ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC · Investor count went down between filings — Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC · Investor count went down between filings — DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · and 10 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 12, 2010 ↗Form D/A (later) · Apr 15, 2011 ↗Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC — PartnerFacts page ↗Form D/A (earlier) · Apr 29, 2010 ↗
Sources
Note · Aug 31, 2009 – Apr 12, 2010

No amendment in the last 12 months on an offering that may still be open — LANDMARK EQUITY PARTNERS XIV ASP FUND LLC (latest filing Apr 12, 2010)

The latest filing for this offering is dated Apr 12, 2010 (first sale Aug 31, 2009). It reports $45,170,175 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 12, 2010 ↗LANDMARK EQUITY PARTNERS XIV ASP FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 22, 2009 – Apr 15, 2011

30 people are no longer listed on a later amendment

Phil Bancroft is no longer listed on the Apr 15, 2011 amendment — Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Phil Bancroft is no longer listed on the Apr 15, 2011 amendment — Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC · Phil Bancroft is no longer listed on the Apr 15, 2011 amendment — K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC · Phil Bancroft is no longer listed on the Apr 14, 2011 amendment — Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · Phil Bancroft is no longer listed on the Apr 14, 2011 amendment — Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · and 25 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 14, 2010 ↗Form D/A · Apr 15, 2011 ↗Phil Bancroft — PartnerFacts page ↗Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC — PartnerFacts page ↗
Sources
Note · Aug 6, 2009 – Apr 12, 2010

Minimum investment changed between filings — LANDMARK EQUITY PARTNERS XIV ASP FUND LLC

The Aug 6, 2009 filing lists a minimum of $100,000; the Apr 12, 2010 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 6, 2009 ↗Form D/A (later) · Apr 12, 2010 ↗LANDMARK EQUITY PARTNERS XIV ASP FUND LLC — PartnerFacts page ↗
Sources
Note · Apr 7, 2010 – Aug 5, 2022

9 address changes between filings

Address moved from Charlotte, NC to New York, NY — GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC · Address moved from Charlotte, NC to New York, NY — BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC · Address moved from Charlotte, NC to New York, NY — BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 13, 2021 ↗Form D/A · Aug 5, 2022 ↗GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC — PartnerFacts page ↗Form D/A · Apr 30, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

31 of 31 offerings report sales commissions totalling $46,500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 29, 2010 D/A
Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91431
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 29, 2010 D/A
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91432
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2010 D/A
WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-132724
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2010 D/A
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91430
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2010 D/A
Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-91428
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2010 D/A
BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-120604
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 14, 2010 D/A
GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC
File 021-91429
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 13, 2010 D/A
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-132789
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 13, 2010 D/A
Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-132787
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 12, 2010 D/A
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC
File 021-102591
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 12, 2010 D/A
Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86914
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 12, 2010 D/A
Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-103567
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 12, 2010 D/A
LANDMARK EQUITY PARTNERS XIV ASP FUND LLC
File 021-123047
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 12, 2010 D/A
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-120906
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 9, 2010 D/A
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86921
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 9, 2010 D/A
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86920
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 9, 2010 D/A
Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86911
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 9, 2010 D/A
GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC
File 021-118030
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 9, 2010 D/A
GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC
File 021-118033
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 8, 2010 D/A
ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86918
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
via Wells Fargo Advisors, LLC
EDGAR ↗
Apr 8, 2010 D/A
ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86919
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 8, 2010 D/A
K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-87106
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 8, 2010 D/A
K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-87107
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 7, 2010 D/A
BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-86916
$1,500,000 (est.)$0 (est.)$0 (est.)Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗EDGAR ↗
Apr 7, 2010 D/A
DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86917
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Apr 7, 2010 D/A
ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
File 021-86910
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Mar 10, 2010 D
Siguler Guff Distressed Real Estate ASP Fund, LLC
File 021-139412
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Feb 3, 2010 D
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-138398
$1,500,000 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Feb 3, 2010 D
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-138400
$1,500,000 (est.)$0 (est.)$0 (est.)n/a no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Dec 22, 2009 D
Endowment ASP Fund, a series of Alternative Strategies Platform, LLC
File 021-137093
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
Dec 22, 2009 D
Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
File 021-137096
$1,500,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Wells Fargo Advisors, LLC (CRD 19616 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 31

Every issuer that named Phil Bancroft on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GC
Pooled Investment Fund · group: Alternative

Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 12, 2010 → Apr 29, 2010 · 2 filings
  • Apr 29, 2010 · D/A · $30,866,143 sold of Indefinite · 163 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of Managing Member) EDGAR ↗
  • Apr 12, 2010 · D/A · $30,866,143 sold of Indefinite · 163 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $85.1M from 304 investors as of the latest filing. Phil is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GC
Pooled Investment Fund · group: Alternative

Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 9, 2010 → Apr 29, 2010 · 2 filings
  • Apr 29, 2010 · D/A · $23,851,377 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of Managing Member) EDGAR ↗
  • Apr 9, 2010 · D/A · $23,851,377 sold of Indefinite · 30 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $57.9M from 54 investors as of the latest filing. Phil is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GU
Pooled Investment Fund · group: Icapital

GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC

New York, NY · Apr 14, 2010
  • Apr 14, 2010 · D/A · $39,212,773 sold of Indefinite · 149 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $188.9M from 484 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BA
Pooled Investment Fund · group: Icapital

BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

New York, NY · Apr 14, 2010
  • Apr 14, 2010 · D/A · $80,968,864 sold of Indefinite · 373 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $350.6M from 987 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Alternative

Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2010
  • Apr 14, 2010 · D/A · $38,716,364 sold of Indefinite · 144 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $92.8M from 271 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GA
Pooled Investment Fund · group: Alternative

Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2010
  • Apr 14, 2010 · D/A · $105,088,488 sold of Indefinite · 353 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $278.8M from 670 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WF
Pooled Investment Fund · group: Alternative

WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Apr 14, 2010
  • Apr 14, 2010 · D/A · $9,053,519 sold of Indefinite · 30 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $206.1M from 418 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Alternative

Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 13, 2010
  • Apr 13, 2010 · D/A · $6,168,390 sold of Indefinite · 20 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $99.8M from 257 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Icapital

Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 13, 2010
  • Apr 13, 2010 · D/A · $5,051,000 sold of Indefinite · 23 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $381.6M from 711 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Icapital

ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 12, 2010
  • Apr 12, 2010 · D/A · $25,189,300 sold of Indefinite · 117 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $128.8M from 297 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LE
Pooled Investment Fund · group: Alternative

LANDMARK EQUITY PARTNERS XIV ASP FUND LLC

Charlotte, NC · Apr 12, 2010
  • Apr 12, 2010 · D/A · $45,170,175 sold of Indefinite · 157 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $45.2M from 157 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Alternative

Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 12, 2010
  • Apr 12, 2010 · D/A · $40,198,760 sold of Indefinite · 94 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $43.1M from 118 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PT
Pooled Investment Fund · group: Alternative

Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 12, 2010
  • Apr 12, 2010 · D/A · $3,793,451,815 sold of Indefinite · 168 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $3.79B from 168 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AG
Pooled Investment Fund · group: Alternative

Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 12, 2010
  • Apr 12, 2010 · D/A · $49,654,159 sold of Indefinite · 149 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $65.6M from 184 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Alternative

GS Global Equity Long Short ASP Fund, a Series of Alternative Strategies Platform LLC

Charlotte, NC · Apr 9, 2010
  • Apr 9, 2010 · D/A · $6,619,000 sold of Indefinite · 28 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $29.7M from 35 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GG
Pooled Investment Fund · group: Alternative

GS Global Equity Long Short Institutional ASP Fund, a Series of Alternative Strategies Platform, LLC

Charlotte, NC · Apr 9, 2010
  • Apr 9, 2010 · D/A · $5,042,776 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $9.22M from 22 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PI
Pooled Investment Fund · group: Alternative

Pinehurst Institutional Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 9, 2010
  • Apr 9, 2010 · D/A · $250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $23.4M from 70 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MI
Pooled Investment Fund · group: Alternative

MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 9, 2010
  • Apr 9, 2010 · D/A · $16,839,291 sold of Indefinite · 66 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $37.9M from 79 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Alternative

MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 9, 2010
  • Apr 9, 2010 · D/A · $18,572,200 sold of Indefinite · 138 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $58.2M from 187 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KO
Pooled Investment Fund · group: Alternative

K2 OVERSEAS LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 8, 2010
  • Apr 8, 2010 · D/A · $15,653,500 sold of Indefinite · 37 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $18.1M from 41 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KL
Pooled Investment Fund · group: Alternative

K2 LONG SHORT ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 8, 2010
  • Apr 8, 2010 · D/A · $14,157,000 sold of Indefinite · 67 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $15.8M from 71 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI MULTI-STRATEGY II ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 8, 2010
  • Apr 8, 2010 · D/A · $8,605,000 sold of Indefinite · 24 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $12.9M from 46 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alternative

ASGI MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 8, 2010
  • Apr 8, 2010 · D/A · $6,672,312 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $15.8M from 133 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AH
Pooled Investment Fund · group: Alternative

ASGI HEDGED EQUITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 7, 2010
  • Apr 7, 2010 · D/A · $28,227,233 sold of Indefinite · 135 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $3.77B from 165 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BA
Pooled Investment Fund · group: Icapital

BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC

New York, NY · Apr 7, 2010
  • Apr 7, 2010 · D/A · $86,055,626 sold of Indefinite · 381 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $267.8M from 829 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DC
Pooled Investment Fund · group: Alternative

DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · Apr 7, 2010
  • Apr 7, 2010 · D/A · $69,911,253 sold of Indefinite · 305 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $75.4M from 390 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SG
Pooled Investment Fund · group: Alternative

Siguler Guff Distressed Real Estate ASP Fund, LLC

Charlotte, NC · Mar 10, 2010
  • Mar 10, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Chief Financial Officer and Treasurer of the Managing Member) EDGAR ↗

Raised $48.3M from 152 investors as of the latest filing. Phil is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AD
Pooled Investment Fund · group: Alternative

Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 3, 2010
  • Feb 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director, Executive Officer (Chief Financial Officer and Director of the Managing Member) EDGAR ↗

Raised $91.2M from 149 investors as of the latest filing. Phil is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AD
Pooled Investment Fund · group: Alternative

Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Feb 3, 2010
  • Feb 3, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director, Executive Officer (Chief Financial Officer and Director of the Managing Member) EDGAR ↗

Raised $83M from 332 investors as of the latest filing. Phil is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MF
Pooled Investment Fund · group: Alternative

Managed Futures Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · Dec 22, 2009
  • Dec 22, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director, Executive Officer (Chief Financial Officer and Director of the Managing Member) EDGAR ↗

Raised $174.7M from 498 investors as of the latest filing. Phil is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EA
Pooled Investment Fund · group: Alternative

Endowment ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · Dec 22, 2009
  • Dec 22, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director, Executive Officer (Chief Financial Officer and Director of the Managing Member) EDGAR ↗

Raised $52M from 43 investors as of the latest filing. Phil is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Phil 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AS
Management entity

Alternative Strategies Group, Inc.

Promoter · 33 shared filings (31 issuers) · also on 51 other issuers

Alternative Strategies Group, Inc. is on 82 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Lloyd Lipsett

Executive Officer · 33 shared filings (31 issuers) · also on 18 other issuers

Lloyd Lipsett is on 49 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Britta Perkio Patterson

Director, Executive Officer · 33 shared filings (31 issuers) · also on 96 other issuers

Britta Perkio Patterson is on 127 issuers in total — a repeat sponsor. Their page lists every one.

YN
No photo found yet (own website and image search run after this page is viewed)
Person

Yukari Nakano

Executive Officer · 33 shared filings (31 issuers) · also on 49 other issuers

Yukari Nakano is on 80 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael H. Koonce

Executive Officer · 33 shared filings (31 issuers) · also on 15 other issuers

Michael H. Koonce is on 46 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sheelpa P. Brown

Executive Officer · 33 shared filings (31 issuers) · also on 16 other issuers

Sheelpa P. Brown is on 47 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Coltrin

Executive Officer · 33 shared filings (31 issuers) · also on 90 other issuers

Rob Coltrin is on 121 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Anil Kumar

Executive Officer · 33 shared filings (31 issuers) · also on 14 other issuers

Anil Kumar is on 45 issuers in total — a repeat sponsor. Their page lists every one.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dean A. Junkans

Director · 33 shared filings (31 issuers) · also on 17 other issuers

Dean A. Junkans is on 48 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam I. Taback

Director, Executive Officer · 31 shared filings (29 issuers) · also on 22 other issuers

Adam I. Taback is on 51 issuers in total — a repeat sponsor. Their page lists every one.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Taback

Director, Executive Officer · 2 shared filings (2 issuers) · also on 108 other issuers

Adam Taback is on 110 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Alternative

115 issuers · 433 filings · $4.56B reported sold · 2009–2021

One team, 115 deal companies. Phil Bancroft is listed on 26 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phil Bancroft.

I
Sponsor group

Icapital

30 issuers · 238 filings · $3.45B reported sold · 2009–2026

One team, 30 deal companies. Phil Bancroft is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Phil Bancroft.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 31 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC, ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC, BlueTrend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, BlackRock Appreciation ASP Fund, a series of Alternative Strategies Platform, LLC, WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC, Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC, Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC, MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC, Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC, Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Phil Bancroft by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 31 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Phil Bancroft is listed on: none on file. No website or social profile named in Pinehurst Transition ASP Fund, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #360,280 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlotte, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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