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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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PK
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Peter Kellner

Named as an officer, director or promoter on SEC Form D filings · GA · Dec 30, 2014 → May 11, 2018

1deal (issuers)
$161.4Mreported sold
65investors
11Form D filings
2014–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Kellner is listed as a director on 11 SEC Form D filings by 1 issuer between Dec 2014 and May 2018: Rubicon Global Holdings, LLC (Atlanta, GA — industry reported as "Other" — 2014–2018; $161.4M reported sold to 65 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Lane B. Moore (11 shared filings), Nathaniel R. Morris (11 shared filings), Brent Callinicos (10 shared filings), Joel Moxley (10 shared filings), Suna Said (10 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Peter Kellner and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Kellner has not run yet — it is joining a line of 18,095 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Kellner..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Peter E Kellner and Linda L Kellner closed
United States Bankruptcy Court, E.D. Wisconsin · No. 21-26268 · Filed Dec 13, 2021 · Closed Mar 18, 2022
Role of Peter E Kellner and Linda L Kellner: Debtor · Outcome: Case closed 2022-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 6 people with this name in Form D filings; court in WI (not a filing state)
Peter A. Kellner closed
United States Bankruptcy Court, S.D. New York · No. 01-15557 · Filed Oct 30, 2001 · Closed Apr 8, 2002
Role of Peter A. Kellner: Debtor · Outcome: Case closed 2002-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 6 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Peter Kellner — 3 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Jul 3, 2017 – Aug 28, 2017

Amount sold went down between filings — Rubicon Global Holdings, LLC

The Jul 3, 2017 filing says $74,999,991 sold; the Aug 28, 2017 Form D/A says $74,399,930 sold — $600,061 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jul 3, 2017 – Aug 28, 2017

Investor count went down between filings — Rubicon Global Holdings, LLC

The Jul 3, 2017 filing reports 41 investors; the Aug 28, 2017 Form D/A reports 39 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · May 11, 2018 – Jul 24, 2019

Peter Kellner is no longer listed on the Jul 24, 2019 amendment — Rubicon Global Holdings, LLC

Peter Kellner appears on the May 11, 2018 Form D/A (director) but not on the Jul 24, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Aug 12, 2016 – Aug 29, 2016

Form D filed 17 days after the first sale — Rubicon Global Holdings, LLC

The filing says the first sale was Aug 12, 2016. The Form D was filed Aug 29, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 17, 2015 – Jul 24, 2019

5 offerings changed their target amount between filings

Offering amount changed between filings — Rubicon Global Holdings, LLC · Offering amount changed between filings — Rubicon Global Holdings, LLC · Offering amount changed between filings — Rubicon Global Holdings, LLC · Offering amount lowered between filings — Rubicon Global Holdings, LLC · Offering amount changed between filings — Rubicon Global Holdings, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Aug 12, 2016 – Aug 28, 2017

No amendment in the last 12 months on an offering that may still be open — Rubicon Global Holdings, LLC (latest filing Aug 28, 2017)

The latest filing for this offering is dated Aug 28, 2017 (first sale Aug 12, 2016). It reports $74,399,930 sold of $74,999,991 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 15, 2014 – Dec 30, 2014

No amendment in the last 12 months on an offering that may still be open — Rubicon Global Holdings, LLC (latest filing Dec 30, 2014)

The latest filing for this offering is dated Dec 30, 2014 (first sale Dec 15, 2014). It reports $30,311,426 sold of $30,611,426 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · May 3, 2016 – Oct 21, 2022

Same name, different state: "Peter Kellner" (O5) is a separate record

This page covers filings where the address state is GA. A separate record, "Peter Kellner" with address state O5, is listed on 3 filings — most recently by Kueski, Inc. (Oct 21, 2022). Both records have filings in the same period (May 3, 2016 to May 11, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 15, 2015 – Jul 10, 2017

Same name, different state: "Peter Kellner" (C1) is a separate record

This page covers filings where the address state is GA. A separate record, "Peter Kellner" with address state C1, is listed on 2 filings — most recently by Restorando, Inc. (Jul 10, 2017). Both records have filings in the same period (Jul 15, 2015 to Jul 10, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 27, 2009 – Jan 26, 2017

Same name, different state: "Peter Kellner" (NY) is a separate record

This page covers filings where the address state is GA. A separate record, "Peter Kellner" with address state NY, is listed on 3 filings — most recently by Market Realist Inc. (Jan 26, 2017). Both records have filings in the same period (Dec 30, 2014 to Jan 26, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 23, 2009 – Oct 8, 2015

Same name, different state: "Peter B. Kellner" (NY or NV) is a separate record

This page covers filings where the address state is GA. A separate record, "Peter B. Kellner" with address state NY or NV, is listed on 5 filings — most recently by Richmond Global Kueski, LLC (Apr 18, 2022). Both records have filings in the same period (Dec 30, 2014 to Oct 8, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jan 27, 2010 – Jul 25, 2011

Same name, different state: "Peter Kellner" (CA) is a separate record

This page covers filings where the address state is GA. A separate record, "Peter Kellner" with address state CA, is listed on 2 filings — most recently by Obopay, Inc. (Jul 25, 2011). The two records do not overlap in time: this page runs Dec 30, 2014 to May 11, 2018; the other runs Jan 27, 2010 to Jul 25, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 3 report finder's fees totalling $3,779,576; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2018 D/A
Rubicon Global Holdings, LLC
File 021-293471
$0$3,050,376 (est.)$0Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗EDGAR ↗
Aug 28, 2017 D/A
Rubicon Global Holdings, LLC
File 021-269699
$0$579,200 (est.)$0Wells Fargo Securities BrokerCheck CRD 126292 ↗
Artist Capital LLC BrokerCheck CRD 153937 ↗
EDGAR ↗
Dec 30, 2015 D/A
Rubicon Global Holdings, LLC
File 021-247840
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2014 D
Rubicon Global Holdings, LLC
File 021-231108
$0$150,000$0Artist Capital, Inc. BrokerCheck CRD 153937 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Peter Kellner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Rubicon Global Holdings, LLC

Atlanta, GA · Dec 30, 2014 → May 11, 2018 · 11 filings
  • May 11, 2018 · D/A · $116,599,960 sold of $139,999,973 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 29, 2017 · D/A · $49,999,981 sold of $99,999,967 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 28, 2017 · D/A · $74,399,930 sold of $74,999,991 · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 25, 2017 · D · $19,381,158 sold of $99,999,967 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2017 · D/A · $74,999,991 sold of $74,999,991 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 3, 2017 · D/A · $47,421,151 sold of $74,999,991 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 29, 2016 · D · $18,715,463 sold of $50,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2015 · D/A · $56,899,303 sold of $56,899,303 · 65 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2015 · D/A · $56,899,303 sold of $75,000,000 · 65 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2015 · D · $47,791,383 sold of $50,000,000 · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2014 · D · $30,311,426 sold of $30,611,426 · 14 investors · min. $100,000 · role: Director EDGAR ↗

Raised $161.4M from 65 investors (100% of the $140M target) as of the latest filing. Peter is listed as director on 11 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter B. Kellner — NY, NV, 4 issuers, Jun 23, 2009 → Oct 8, 2015 · no shared issuer
  • Peter Kellner — NY, 2 issuers, Jul 27, 2009 → Jan 26, 2017 · no shared issuer
  • Peter Kellner — CA, 1 issuer, Jan 27, 2010 → Jul 25, 2011 · no shared issuer
  • Peter Kellner — Argentina (as filed: C1), 1 issuer, Jul 15, 2015 → Jul 10, 2017 · no shared issuer
  • Peter Kellner — Mexico (as filed: O5), 1 issuer, May 3, 2016 → Oct 21, 2022 · no shared issuer

People around Peter 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lane B. Moore

Executive Officer, Director · 11 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Kellner. Their page shows their other deals.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nathaniel R. Morris

Executive Officer, Director · 11 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Callinicos

Director · 10 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Arnerich

Director · 10 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Moxley

Director · 10 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Suna Said

Director · 10 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kim T. Rumph

Director · 9 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jean-Marc Boursier

Director · 6 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

OS
No photo found yet (own website and image search run after this page is viewed)
Person

Oscar Salazar

Director · 6 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Perry Moss

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gardner

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andres Chico

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Wickham

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Heller

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Kellner. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Kellner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Kellner is listed on: none on file. No website or social profile named in Rubicon Global Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #232,181 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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