PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:49 AM ET

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Peter Klein

Named as an officer, director or promoter on SEC Form D filings · WA, PA · Jul 24, 2018 → Oct 15, 2021

4deals (issuers)
$417.3Mreported sold
173investors
9Form D filings
2018–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:41 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Klein is listed as a director on 9 SEC Form D filings by 4 issuers between Feb 2018 and Oct 2021: Accolade, Inc. (Plymouth Meeting, PA — other health care — 2019–2021; $325.3M reported sold to 79 investors), Apptio Inc (Bellevue, WA — other technology — 2018; $50M reported sold to 24 investors), WayForth Inc. (Richmond, VA — industry reported as "Other" — 2019; $32M reported sold to 19 investors) and Livible, Inc. (Seattle, WA — industry reported as "Other" — 2018–2019; $10M reported sold to 51 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $417.3M sold in total.

Listed alongside Rajeev Singh (5 shared filings), ALAN YANG (4 shared filings), Dawn Lepore (4 shared filings), Jeff Jordan (4 shared filings), John Zagula (4 shared filings) and 34 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

1 of the issuers belongs to the sponsor group Perpcast (3 issuers, $32.8M reported sold, 2009–2021).

What this means A sponsor group is one team that sets up a new company for each deal. Perpcast has 3 companies on file and $32.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 22 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Peter Klein and found 10 differences: Bankruptcy case: Wayforth, Inc; 8 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Klein has not run yet — it is joining a line of 41,595 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 dismissed, 1 closed (disposition not in docket feed)

KLEIN, PETER J v. MICROSEMI-STS INC dismissed
District Court, S.D. Indiana · No. 1:94-cv-01059 · Filed Jul 11, 1994 · Closed Dec 24, 1996 · Nature of suit: 190 Other contract actions
Role of KLEIN, PETER J: Plaintiff · Outcome: Terminated 1996-12-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in IN (not a filing state)
ACCESS CABLE MANAGEMENT, INC. v. KLEIN, PETER J. + closed
District Court, S.D. Indiana · No. 1:89-cv-00955 · Filed Aug 25, 1989 · Closed Mar 30, 1993 · Nature of suit: 190 Other contract actions
Role of KLEIN, PETER J. +: Defendant · Outcome: Terminated 1993-03-30 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Klein..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 22 closed (disposition not in docket feed)

Peter S Klein closed
United States Bankruptcy Court, S.D. Florida. · No. 14-32397 · Filed Oct 7, 2014 · Closed Dec 3, 2019
Role of Peter S Klein: Debtor · Outcome: Case closed 2019-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in FL (not a filing state)
Peter E. Klein and Tracy M. Klein closed
United States Bankruptcy Court, N.D. New York · No. 12-10330 · Filed Feb 11, 2012 · Closed Jun 7, 2012
Role of Peter E. Klein and Tracy M. Klein: Debtor · Outcome: Case closed 2012-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NY (not a filing state)
Peter J Klein and Karen A Klein closed
United States Bankruptcy Court, D. Massachusetts · No. 08-12591 · Filed Apr 9, 2008 · Closed Jul 23, 2008
Role of Peter J Klein and Karen A Klein: Debtor · Outcome: Case closed 2008-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in MA (not a filing state)
Peter J. Klein closed
United States Bankruptcy Court, M.D. Louisiana · No. 07-10734 · Filed May 29, 2007 · Closed Mar 20, 2009
Role of Peter J. Klein: Debtor · Outcome: Case closed 2009-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in LA (not a filing state)
Peter B Klein closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-13464 · Filed Feb 23, 2005 · Closed Jun 24, 2005
Role of Peter B Klein: Debtor · Outcome: Case closed 2005-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter F. Klein and Irma D. Klein closed
United States Bankruptcy Court, N.D. California · No. 04-51262 · Filed Mar 1, 2004 · Closed Jun 14, 2004
Role of Peter F. Klein and Irma D. Klein: Debtor · Outcome: Case closed 2004-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter M Klein and Valerie K Klein closed
United States Bankruptcy Court, W.D. Washington · No. 01-19390 · Filed Aug 22, 2001 · Closed Dec 20, 2001
Role of Peter M Klein and Valerie K Klein: Debtor · Outcome: Case closed 2001-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (WA)
Peter D. Klein closed
United States Bankruptcy Court, N.D. Ohio · No. 01-50507 · Filed Feb 21, 2001 · Closed Feb 21, 2003
Role of Peter D. Klein: Debtor · Outcome: Case closed 2003-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in OH (not a filing state)
Peter S. Klein closed
United States Bankruptcy Court, D. New Jersey · No. 00-14892 · Filed Jun 12, 2000 · Closed Nov 8, 2000
Role of Peter S. Klein: Debtor · Outcome: Case closed 2000-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NJ (not a filing state)
Peter A. Klein closed
United States Bankruptcy Court, D. New Jersey · No. 00-30409 · Filed Jan 14, 2000 · Closed Apr 28, 2000
Role of Peter A. Klein: Debtor · Outcome: Case closed 2000-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NJ (not a filing state)
Peter A. Klein and Joanne S. Klein closed
United States Bankruptcy Court, W.D. North Carolina · No. 99-32455 · Filed Oct 18, 1999 · Closed Feb 4, 2000
Role of Peter A. Klein and Joanne S. Klein: Debtor · Outcome: Case closed 2000-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NC (not a filing state)
Peter J. Klein closed
United States Bankruptcy Court, D. Colorado · No. 99-15198 · Filed Apr 28, 1999 · Closed Aug 18, 1999
Role of Peter J. Klein: Debtor · Outcome: Case closed 1999-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CO (not a filing state)
Peter F. Klein and Irma D. Klein closed
United States Bankruptcy Court, N.D. California · No. 98-58205 · Filed Oct 8, 1998 · Closed May 21, 2003
Role of Peter F. Klein and Irma D. Klein: Debtor · Outcome: Case closed 2003-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter F. Klein and Irma D. Klein closed
United States Bankruptcy Court, N.D. California · No. 95-56198 · Filed Sep 21, 1995 · Closed Jan 3, 1996
Role of Peter F. Klein and Irma D. Klein: Debtor · Outcome: Case closed 1996-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter F. Klein and Irma D. Klein closed
United States Bankruptcy Court, N.D. California · No. 95-54555 · Filed Jul 17, 1995 · Closed Nov 9, 1995
Role of Peter F. Klein and Irma D. Klein: Debtor · Outcome: Case closed 1995-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter Klein and Frances Klein closed
United States Bankruptcy Court, N.D. New York · No. 95-10482 · Filed Feb 10, 1995 · Closed May 21, 1997
Role of Peter Klein and Frances Klein: Debtor · Outcome: Case closed 1997-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NY (not a filing state)
PETER J. KLEIN and OLIVIA L. KLEIN closed
United States Bankruptcy Court, D. Delaware · No. 94-00051 · Filed Jan 24, 1994 · Closed Oct 12, 1994
Role of PETER J. KLEIN and OLIVIA L. KLEIN: Debtor · Outcome: Case closed 1994-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in DE (not a filing state)
Theresa G. Klein and Peter H. Klein closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-13389 · Filed Sep 28, 1993 · Closed Feb 3, 1994
Role of Peter H. Klein: Debtor · Outcome: Case closed 1994-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CA (not a filing state)
Peter F. Klein closed
United States Bankruptcy Court, N.D. Texas · No. 92-38674 · Filed Oct 2, 1992 · Closed May 13, 1998
Role of Peter F. Klein: Debtor · Outcome: Case closed 1998-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in TX (not a filing state)
Peter F Klein closed
United States Bankruptcy Court, D. New Jersey · No. 91-32490 · Filed May 2, 1991 · Closed Oct 22, 1991
Role of Peter F Klein: Debtor · Outcome: Case closed 1991-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NJ (not a filing state)
Peter F Klein closed
United States Bankruptcy Court, D. New Jersey · No. 89-95288 · Filed Jul 7, 1989 · Closed Mar 28, 1991
Role of Peter F Klein: Debtor · Outcome: Case closed 1991-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in NJ (not a filing state)
Peter Klein closed
United States Bankruptcy Court, D. Connecticut · No. 89-20485 · Filed Apr 20, 1989 · Closed Aug 8, 1989
Role of Peter Klein: Debtor · Outcome: Case closed 1989-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 42 federal dockets); 12 people with this name in Form D filings; court in CT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:41 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Peter Klein (compared 9 filings on Oct 24, 2026)

Note · Sep 29, 2023 – Sep 4, 2024

Bankruptcy case: Wayforth, Inc. — filed Sep 29, 2023

United States Bankruptcy Court, E.D. Virginia docket "Wayforth, Inc." filed Sep 29, 2023, closed Sep 4, 2024. WayForth Inc. (related issuer) is listed as Debtor ("Wayforth, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Virginia ↗WayForth Inc. — PartnerFacts page ↗
Sources
Note · Jul 9, 2018 – Oct 15, 2021

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Accolade, Inc. (latest filing Oct 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Accolade, Inc. (latest filing Jun 21, 2021) · No amendment in the last 12 months on an offering that may still be open — Accolade, Inc. (latest filing Mar 12, 2021) · No amendment in the last 12 months on an offering that may still be open — WayForth Inc. (latest filing Dec 20, 2019) · No amendment in the last 12 months on an offering that may still be open — Accolade, Inc. (latest filing Oct 16, 2019) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 15, 2021 ↗Accolade, Inc. — PartnerFacts page ↗Form D · Jun 21, 2021 ↗Form D · Mar 12, 2021 ↗
Sources
Note · Feb 16, 2018 – Jul 24, 2018

Peter Klein is written 2 different ways on the filings

listed as "Peter S. Klein" on the Feb 16, 2018 filing, and "Peter Klein" on 8 filings (from Jul 24, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 16, 2018 ↗Form D · Jul 24, 2018 ↗Peter Klein — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Dec 5, 2025

Same name, different state: "PETER KLEIN" (CT) is a separate record

This page covers filings where the address state is WA or PA. A separate record, "PETER KLEIN" with address state CT, is listed on 17 filings — most recently by FOX RUN ALPHA FUND LP (Dec 5, 2025). Both records have filings in the same period (Jul 24, 2018 to Oct 15, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

PETER KLEIN (CT) — PartnerFacts page ↗Form D/A · Dec 5, 2025 ↗FOX RUN ALPHA FUND LP — PartnerFacts page ↗Peter Klein (WA,PA) — this page ↗
Sources
Note · Jun 2, 2014 – Sep 1, 2020

Same name, different state: "Peter Justin Klein" (MD) is a separate record

This page covers filings where the address state is WA or PA. A separate record, "Peter Justin Klein" with address state MD, is listed on 5 filings — most recently by Senseonics Holdings, Inc. (Sep 1, 2020). Both records have filings in the same period (Jul 24, 2018 to Sep 1, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Justin Klein (MD) — PartnerFacts page ↗Form D · Sep 1, 2020 ↗Senseonics Holdings, Inc. — PartnerFacts page ↗Peter Klein (WA,PA) — this page ↗
Sources
Note · Jun 11, 2009 – Mar 27, 2018

Same name, different state: "Peter Justin Klein" (CA or VA) is a separate record

This page covers filings where the address state is WA or PA. A separate record, "Peter Justin Klein" with address state CA or VA, is listed on 15 filings — most recently by Relievant MedSystems, Inc. (Jul 6, 2018). The two records do not overlap in time: this page runs Jul 24, 2018 to Oct 15, 2021; the other runs Jun 11, 2009 to Mar 27, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Justin Klein (CA,VA) — PartnerFacts page ↗Form D · Jul 6, 2018 ↗Relievant MedSystems, Inc. — PartnerFacts page ↗Peter Klein (WA,PA) — this page ↗
Sources
Note · Jun 30, 2011

Same name, different state: "Peter Klein" (NJ) is a separate record

This page covers filings where the address state is WA or PA. A separate record, "Peter Klein" with address state NJ, is listed on 1 filing — most recently by Garden State Tax Lien Fund I, LP (Jun 30, 2011). The two records do not overlap in time: this page runs Jul 24, 2018 to Oct 15, 2021; the other has one filing dated Jun 30, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Klein (NJ) — PartnerFacts page ↗Form D · Jun 30, 2011 ↗Garden State Tax Lien Fund I, LP — PartnerFacts page ↗Peter Klein (WA,PA) — this page ↗
Sources
Note · Apr 24, 2009

Same name, different state: "Peter Klein" (AZ) is a separate record

This page covers filings where the address state is WA or PA. A separate record, "Peter Klein" with address state AZ, is listed on 1 filing — most recently by Steven D Staal (Apr 24, 2009). The two records do not overlap in time: this page runs Jul 24, 2018 to Oct 15, 2021; the other has one filing dated Apr 24, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Klein (AZ) — PartnerFacts page ↗Form D · Apr 24, 2009 ↗Steven D Staal — PartnerFacts page ↗Peter Klein (WA,PA) — this page ↗
Sources
Note · Oct 16, 2019 – Mar 12, 2021

Address moved from Plymouth Meeting, PA to Seattle, WA — Accolade, Inc.

The people listed on the Oct 16, 2019 filing give Plymouth Meeting, PA; on the Mar 12, 2021 filing they give Seattle, WA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 16, 2019 ↗Form D · Mar 12, 2021 ↗Accolade, Inc. — PartnerFacts page ↗
Sources
Note · Feb 16, 2018 – Oct 15, 2021

Peter Klein is listed with 2 different address states: WA, PA

WA on 8 filings (Feb 16, 2018 to Oct 15, 2021); PA on 1 filing (Oct 16, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 16, 2018 ↗Form D · Oct 16, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2021 D
Accolade, Inc.
File 021-417151
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 21, 2021 D
Accolade, Inc.
File 021-403518
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 12, 2021 D
Accolade, Inc.
File 021-392108
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 20, 2019 D
WayForth Inc.
File 021-356158
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2019 D
Accolade, Inc.
File 021-351124
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 29, 2019 D
Livible, Inc.
File 021-347676
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2018 D
Livible, Inc.
File 021-317565
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2018 D
Livible, Inc.
File 021-317569
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2018 D
Apptio Inc
File 021-305913
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Peter Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other Health Care

Accolade, Inc.

Plymouth Meeting, PA · Oct 16, 2019 → Oct 15, 2021 · 4 filings
  • Oct 15, 2021 · D · $11,250,000 sold of $12,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2021 · D · $325,275,354 sold of $390,361,282 · 79 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 12, 2021 · D · $129,998,958 sold of $229,999,981 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 16, 2019 · D · $19,999,996 sold of $20,000,038 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $325.3M from 79 investors (100% of the $12.5M target) as of the latest filing. Peter is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

W
Other · group: Perpcast

WayForth Inc.

Richmond, VA · Dec 20, 2019
  • Dec 20, 2019 · D · $9,288,356 sold of $35,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32M from 19 investors (91% of the $35M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L
Other

Livible, Inc.

Seattle, WA · Jul 24, 2018 → Aug 29, 2019 · 3 filings
  • Aug 29, 2019 · D · $3,050,000 sold of $6,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 24, 2018 · D · $5,512,404 sold of $6,008,000 · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 24, 2018 · D · $10,000,000 sold of $11,089,650 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 51 investors (100% of the $6M target) as of the latest filing. Peter is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Technology

Apptio Inc

Bellevue, WA · Feb 16, 2018
  • Feb 16, 2018 · D · $4,616,545 sold of $4,616,545 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50M from 24 investors (100% of the $4.62M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter Justin Klein — CA, VA, 4 issuers, Jun 11, 2009 → Mar 27, 2018 · no shared issuer
  • Peter Justin Klein — MN, 3 issuers, Dec 10, 2018 → Sep 27, 2024 · no shared issuer
  • Peter Justin Klein — MD, 2 issuers, Jun 2, 2014 → Sep 1, 2020 · no shared issuer
  • PETER KLEIN — UT, 2 issuers, Sep 16, 2016 → May 10, 2022 · no shared issuer
  • PETER KLEIN — CT, 1 issuer, Jan 26, 2010 → Dec 5, 2025 · no shared issuer
  • Peter Klein — AZ, 1 issuer, Apr 24, 2009 → Apr 24, 2009 · no shared issuer
  • Peter Klein — NJ, 1 issuer, Jun 30, 2011 → Jun 30, 2011 · no shared issuer
  • Peter Klein — ME, 1 issuer, Apr 26, 2016 → Nov 15, 2016 · no shared issuer
  • Peter Justin Klein — NY, CO, 1 issuer, Mar 14, 2022 → Jul 25, 2022 · no shared issuer
  • Peter Justin Klein — PA, 1 issuer, May 5, 2020 → May 5, 2020 · no shared issuer
  • Peter S. Klein — CA, 1 issuer, Mar 1, 2024 → Mar 1, 2024 · no shared issuer

People around Peter 39

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rajeev Singh

Director, Executive Officer · 5 shared filings (2 issuers) · also on 3 other issuers

Rajeev Singh is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

John Zagula

Director · 4 shared filings (2 issuers) · also on 5 other issuers

John Zagula is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cavanaugh

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Klein. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn Lepore

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Neff

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Barnes

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

ALAN YANG

Director · 4 shared filings (2 issuers) · also on 22 other issuers

ALAN YANG is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Jordan

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John Terrence Drayton

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hilton

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Michael Hilton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Serena Glover

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Serena Glover is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Cindy Kent

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Patricia Wadors

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William Frist, Sr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Nabel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sachin Gupta

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Sachin Gupta is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Shintaffer

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Mohan

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Peter Klein. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Drayton

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Philips

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edgar Bronfman, Jr.

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Klein. Their page shows their other deals.

MY
No photo found yet (own website and image search run after this page is viewed)
Person

Michael T. Yang

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

J. Michael Cline

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Eskew

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Hilton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN MCADAM

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER PICK

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

LAWRENCE BLASKO

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

L. Craig Shealy

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Burch

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Pete Shrock

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Haynes Gallagher

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

J. Michael Cline

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Brodsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Brodsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Madden, V

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Klein. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN C. MORROW

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS F. BOGAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Klein. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew McIlwain

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Klein. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Perpcast

3 issuers · 4 filings · $32.8M reported sold · 2009–2021

One team, 3 deal companies. Peter Klein is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Klein.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Klein is listed on: none on file. No website or social profile named in Accolade, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #177,853 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Plymouth Meeting, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗Pennsylvania UJS portal case search ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗Pennsylvania Secretary of State business search ↗Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

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