Peter M Karmin is listed as an executive officer, director, and promoter on 12 SEC Form D filings by 4 issuers between Jun 2012 and Aug 2016: Fort Sheridan Japan Fund Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2016; $65M reported sold to 16 investors), Cl Asymmetry Fund LP (Northbrook, IL — pooled investment fund — 2012–2016; $43.9M reported sold to 9 investors), Fort Sheridan Japan Onshore Fund L. P. (Northbrook, IL — pooled investment fund — 2013–2016; $19M reported sold to 10 investors) and Fort Sheridan, L.P. (Northbrook, IL — pooled investment fund — 2015–2016; $11.7M reported sold to 7 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $139.7M sold in total.
Listed alongside Fort Sheridan Advisors LLC (11 shared filings, management entity), Michael McDonald (3 shared filings), William Ake (3 shared filings), Geoff Ruddick (2 shared filings) and Anna Yonge (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.
All 4 issuers belong to the sponsor group Fort Sheridan (5 issuers, $141.1M reported sold, 2011–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Fort Sheridan has 5 companies on file and $141.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Peter M Karmin and found 6 differences, 2 worth asking the sponsor about: 9 bankruptcy cases name the subject or team members; Form D filed 376 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.