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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

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Peter Bernard

Named as an officer, director or promoter on SEC Form D filings · NY, MA · Mar 4, 2010 → Dec 18, 2014

3deals (issuers)
$2.42Breported sold
596investors
9Form D filings
2010–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:04 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter Bernard is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between Mar 2010 and Jul 2018: Rohatyn Group Global Opportunity Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2010–2011; $1.69B reported sold to 153 investors), Rohatyn Group Asia Opportunity Fund, Ltd. (Nassau, Bahamas (as filed: C5) — pooled investment fund — 2010–2011; $449.3M reported sold to 52 investors) and Root Capital Inc. (Cambridge, MA — industry reported as "Other" — 2013–2018; $277.7M reported sold to 391 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $2.42B sold in total.

Listed alongside Daniel Crisafulli (5 shared filings), Jeremy Mindich (5 shared filings), Melissa Dann (5 shared filings), William Fulbright Foote (5 shared filings), Anthony Stocks (4 shared filings) and 32 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

2 of the issuers belong to the sponsor group Rohatyn (21 issuers, $4.19B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Rohatyn has 21 companies on file and $4.19B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Peter Bernard and found 16 differences, 2 worth asking the sponsor about: Peter Bernard is no longer listed on the Mar 9, 2011 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter Bernard has not run yet — it is joining a line of 5,337 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:04 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter Bernard..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Doreene Bernard and Peter Bernard open
United States Bankruptcy Court, E.D. Pennsylvania · No. 26-10447 · Filed Feb 4, 2026
Role of Peter Bernard: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Peter Bernard closed
United States Bankruptcy Court, E.D. New York · No. 8-20-70665 · Filed Jan 30, 2020 · Closed Jan 14, 2022
Role of Peter Bernard: Debtor · Outcome: Case closed 2022-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Peter Bernard and Marta M. Bernard closed
United States Bankruptcy Court, S.D. Georgia · No. 12-41595 · Filed Aug 13, 2012 · Closed Jan 7, 2013
Role of Peter Bernard and Marta M. Bernard: Debtor · Outcome: Case closed 2013-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Peter D Bernard and Victoria R Bernard closed
United States Bankruptcy Court, E.D. Michigan · No. 11-67348 · Filed Oct 21, 2011 · Closed Feb 15, 2012
Role of Peter D Bernard and Victoria R Bernard: Debtor · Outcome: Case closed 2012-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Peter D Bernard closed
United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-07113 · Filed Mar 30, 2010 · Closed Nov 19, 2012
Role of Peter D Bernard: Debtor · Outcome: Case closed 2012-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Peter J Bernard closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-10079 · Filed Jan 7, 2010 · Closed May 1, 2015
Role of Peter J Bernard: Debtor · Outcome: Case closed 2015-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Peter Bernard closed
United States Bankruptcy Court, E.D. Texas · No. 05-48284 · Filed Oct 15, 2005 · Closed Apr 17, 2006
Role of Peter Bernard: Debtor · Outcome: Case closed 2006-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Peter D. Bernard closed
United States Bankruptcy Court, N.D. Georgia · No. 05-17382 · Filed Oct 12, 2005 · Closed Feb 3, 2006
Role of Peter D. Bernard: Debtor · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Peter A. Bernard closed
United States Bankruptcy Court, D. Massachusetts · No. 02-46219 · Filed Oct 10, 2002 · Closed Jan 24, 2003
Role of Peter A. Bernard: Debtor · Outcome: Case closed 2003-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MA)
Peter Bernard closed
United States Bankruptcy Court, S.D. New York · No. 01-11321 · Filed Mar 13, 2001 · Closed Jul 24, 2001
Role of Peter Bernard: Debtor · Outcome: Case closed 2001-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Peter J. Bernard closed
United States Bankruptcy Court, D. Rhode Island · No. 1:99-bk-14193 · Filed Nov 3, 1999 · Closed Feb 23, 2000
Role of Peter J. Bernard: Debtor · Outcome: Case closed 2000-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)
Brenda Bernard and Peter Bernard closed
United States Bankruptcy Court, M.D. Florida · No. 6:99-bk-03867 · Filed May 6, 1999 · Closed Jun 23, 2003
Role of Peter Bernard: Debtor · Outcome: Case closed 2003-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Peter S. Bernard closed
United States Bankruptcy Court, D. Connecticut · No. 98-24986 · Filed Oct 27, 1998 · Closed Mar 8, 1999
Role of Peter S. Bernard: Debtor · Outcome: Case closed 1999-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Peter Bernard closed
United States Bankruptcy Court, M.D. Florida · No. 6:98-bk-01839 · Filed Mar 4, 1998 · Closed Nov 17, 1999
Role of Peter Bernard: Debtor · Outcome: Case closed 1999-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Peter J. Bernard and Sharon L. Bernard closed
United States Bankruptcy Court, D. New Jersey · No. 96-37913 · Filed Sep 11, 1996 · Closed Jun 15, 1999
Role of Peter J. Bernard and Sharon L. Bernard: Debtor · Outcome: Case closed 1999-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Peter J. Bernard closed
United States Bankruptcy Court, D. New Hampshire · No. 94-11849 · Filed Aug 2, 1994 · Closed Feb 16, 1995
Role of Peter J. Bernard: Debtor · Outcome: Case closed 1995-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
Peter Bernard closed
United States Bankruptcy Court, E.D. Virginia · No. 94-22211 · Filed May 10, 1994 · Closed Oct 19, 1994
Role of Peter Bernard: Debtor · Outcome: Case closed 1994-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 24 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:04 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Peter Bernard — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Mar 7, 2011 – Mar 9, 2011

Peter Bernard is no longer listed on the Mar 9, 2011 amendment — Rohatyn Group Global Opportunity Fund, Ltd.

Peter Bernard appears on the Mar 7, 2011 Form D/A (director) but not on the Mar 9, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 7, 2011 ↗Form D/A · Mar 9, 2011 ↗Peter Bernard — PartnerFacts page ↗Rohatyn Group Global Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 4, 2011 – Mar 9, 2011

Peter Bernard is no longer listed on the Mar 9, 2011 amendment — Rohatyn Group Asia Opportunity Fund, Ltd.

Peter Bernard appears on the Mar 4, 2011 Form D/A (director) but not on the Mar 9, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 4, 2011 ↗Form D/A · Mar 9, 2011 ↗Peter Bernard — PartnerFacts page ↗Rohatyn Group Asia Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 7, 2011 – Mar 12, 2012

CRD number for Deutsche Bank Trust Company Americas appears on one filing and not another — Rohatyn Group Global Opportunity Fund, Ltd.

The Mar 7, 2011 filing lists Deutsche Bank Trust Company Americas with CRD 2525; the Mar 12, 2012 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · Mar 7, 2011 ↗Form D/A · Mar 12, 2012 ↗FINRA BrokerCheck ↗Rohatyn Group Global Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 11, 2017 – Jul 6, 2018

Peter Bernard's role changed at Root Capital Inc.: executive officer → director

The Jul 11, 2017 filing lists Peter Bernard as executive officer; the Jul 6, 2018 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 11, 2017 ↗Form D/A · Jul 6, 2018 ↗Peter Bernard — PartnerFacts page ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Jan 5, 2016 – Jul 11, 2017

Peter Bernard's role changed at Root Capital Inc.: director → executive officer

The Jan 5, 2016 filing lists Peter Bernard as director; the Jul 11, 2017 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jan 5, 2016 ↗Form D/A · Jul 11, 2017 ↗Peter Bernard — PartnerFacts page ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Sep 19, 2013 – Jul 6, 2018

No amendment in the last 12 months on an offering that may still be open — Root Capital Inc. (latest filing Jul 6, 2018)

The latest filing for this offering is dated Jul 6, 2018 (first sale Sep 19, 2013). It reports $124,720,734 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 6, 2018 ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Mar 4, 2010

Peter Bernard is written 2 different ways on the filings

listed as "Peter J. Bernard" on 2 filings (from Mar 4, 2010), and "Peter Bernard" on 7 filings (from Mar 4, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 4, 2010 ↗Form D/A · Mar 4, 2010 ↗Peter Bernard — PartnerFacts page ↗
Sources
Note · Oct 1, 2013 – Jan 5, 2016

Industry group changed between filings — Root Capital Inc.

"Other Banking and Financial Services" (Oct 1, 2013 to Dec 18, 2014); then "Other" (Jan 5, 2016 to Jul 6, 2018).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 1, 2013 ↗Form D/A · Jan 5, 2016 ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · May 19, 2016 – Aug 11, 2023

Same name, different state: "Peter Bernard" (TX) is a separate record

This page covers filings where the address state is NY or MA. A separate record, "Peter Bernard" with address state TX, is listed on 5 filings — most recently by Datagration Solutions Inc. (Aug 11, 2023). The two records do not overlap in time: this page runs Mar 4, 2010 to Dec 18, 2014; the other runs May 19, 2016 to Aug 11, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter Bernard (TX) — PartnerFacts page ↗Form D · Aug 11, 2023 ↗Datagration Solutions Inc. — PartnerFacts page ↗Peter Bernard (NY,MA) — this page ↗
Sources
Note · Jul 21, 2016

Same name, different state: "Peter J. Bernard" (VA) is a separate record

This page covers filings where the address state is NY or MA. A separate record, "Peter J. Bernard" with address state VA, is listed on 1 filing — most recently by Creo Wellness, LLC (Jul 21, 2016). The two records do not overlap in time: this page runs Mar 4, 2010 to Dec 18, 2014; the other has one filing dated Jul 21, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter J. Bernard (VA) — PartnerFacts page ↗Form D · Jul 21, 2016 ↗Creo Wellness, LLC — PartnerFacts page ↗Peter Bernard (NY,MA) — this page ↗
Sources
Note · Dec 18, 2014 – Jan 5, 2016

Address moved from New York, NY to Cambridge, MA — Root Capital Inc.

The people listed on the Dec 18, 2014 filing give New York, NY; on the Jan 5, 2016 filing they give Cambridge, MA. The address now on file (245 Main St, 2nd Floor, Cambridge, MA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Dec 18, 2014 ↗Form D/A · Jan 5, 2016 ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Oct 1, 2013 – Dec 18, 2014

Address moved from Cambridge, MA to New York, NY — Root Capital Inc.

The people listed on the Oct 1, 2013 filing give Cambridge, MA; on the Dec 18, 2014 filing they give New York, NY. The address now on file (245 Main St, 2nd Floor, Cambridge, MA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Oct 1, 2013 ↗Form D/A · Dec 18, 2014 ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Mar 4, 2010 – Jul 6, 2018

Peter Bernard is listed with 2 different address states: NY, MA

NY on 6 filings (Mar 4, 2010 to Dec 18, 2014); MA on 3 filings (Jan 5, 2016 to Jul 6, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 4, 2010 ↗Form D/A · Jan 5, 2016 ↗
Sources
Note · Jan 5, 2016 – Jul 11, 2017

Minimum investment changed between filings — Root Capital Inc.

The Jan 5, 2016 filing lists a minimum of $15,000; the Jul 11, 2017 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 5, 2016 ↗Form D/A (later) · Jul 11, 2017 ↗Root Capital Inc. — PartnerFacts page ↗
Sources
Note · Mar 4, 2010 – Mar 7, 2011

Minimum investment changed between filings — Rohatyn Group Global Opportunity Fund, Ltd.

The Mar 4, 2010 filing lists a minimum of $100,000; the Mar 7, 2011 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 4, 2010 ↗Form D/A (later) · Mar 7, 2011 ↗Rohatyn Group Global Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 4, 2010 – Mar 4, 2011

Minimum investment changed between filings — Rohatyn Group Asia Opportunity Fund, Ltd.

The Mar 4, 2010 filing lists a minimum of $100,000; the Mar 4, 2011 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 4, 2010 ↗Form D/A (later) · Mar 4, 2011 ↗Rohatyn Group Asia Opportunity Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 1 reports finder's fees totalling $208,502; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2018 D/A
Root Capital Inc.
File 021-203830
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2011 D/A
Rohatyn Group Global Opportunity Fund, Ltd.
File 021-54562
$0$208,502$0
The fund charges a management fee that is described in the funds governing documents.
Deutsche Bank Trust Company Americas no CRD number reported
via Deutsche Bank Securities Inc. (CRD 2525 ↗)
EDGAR ↗
Mar 4, 2011 D/A
Rohatyn Group Asia Opportunity Fund, Ltd.
File 021-72776
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Peter Bernard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Other

Root Capital Inc.

Cambridge, MA · Oct 1, 2013 → Jul 6, 2018 · 5 filings
  • Jul 6, 2018 · D/A · $124,720,734 sold of Indefinite · 286 investors · min. $25,000 · role: Director (Rejoined the Board in 2018 following term as Chief Operating Officer) EDGAR ↗
  • Jul 11, 2017 · D/A · $107,374,573 sold of Indefinite · 248 investors · min. $25,000 · role: Executive Officer (Chief Operating Officer) EDGAR ↗
  • Jan 5, 2016 · D/A · $86,012,670 sold of Indefinite · 200 investors · min. $15,000 · role: Director (Change of Address) EDGAR ↗
  • Dec 18, 2014 · D/A · $40,896,097 sold of Indefinite · 140 investors · min. $15,000 · role: Director EDGAR ↗
  • Oct 1, 2013 · D · $1,305,000 sold of Indefinite · 4 investors · min. $15,000 · role: Director EDGAR ↗

Raised $277.7M from 391 investors as of the latest filing. Peter is listed as director, executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Global Opportunity Fund, Ltd.

Nassau, Bahamas (as filed: C5) · Mar 4, 2010 → Mar 7, 2011 · 2 filings
  • Mar 7, 2011 · D/A · $73,127,510 sold of Indefinite · 144 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 4, 2010 · D/A · $73,127,510 sold of Indefinite · 26 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.69B from 153 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: Rohatyn

Rohatyn Group Asia Opportunity Fund, Ltd.

Nassau, Bahamas (as filed: C5) · Mar 4, 2010 → Mar 4, 2011 · 2 filings
  • Mar 4, 2011 · D/A · $16,075,384 sold of Indefinite · 32 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 4, 2010 · D/A · $16,075,384 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $449.3M from 52 investors as of the latest filing. Peter is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter Bernard — TX, 2 issuers, May 19, 2016 → Aug 11, 2023 · no shared issuer
  • Peter J. Bernard — VA, 1 issuer, Jul 21, 2016 → Jul 21, 2016 · no shared issuer

People around Peter 37

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Mindich

Director · 5 shared filings (1 issuer) · also on 9 other issuers

Jeremy Mindich is on 10 issuers in total — a repeat sponsor. Their page lists every one.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William Fulbright Foote

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Crisafulli

Director · 5 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Dann

Director · 5 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Nicolas Rohatyn

Director · 4 shared filings (2 issuers) · also on 15 other issuers

Nicolas Rohatyn is on 17 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Stocks

Director · 4 shared filings (2 issuers)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Catherine Gill

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

FO
No photo found yet (own website and image search run after this page is viewed)
Person

Funke Oyewole

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Luckett

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Bernard. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Winter

Director · 4 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Guido J. Mosca

Director · 4 shared filings (2 issuers)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Leander-Engstrom

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Atkin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

RI
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Israel

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter Bernard. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Marcela Escobari

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Peyser

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Brown

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peggy Clark

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Franz Colloredo-Mansfield

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Lippey

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Kaneb

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Katherine Borscenick

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Ansin

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Peter Bernard. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Henry Cauley

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Milder

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jan-Maarten Mulder

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Taylor

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jared Alvah Chase

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Weil

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Gene Weil is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Juan Morillo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Bonnie Caroline Cockman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richarf Peyser

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Barton Dock

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Godinho Everett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

CD Glin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Gund

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter Bernard. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ana Zacapa

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter Bernard. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Rohatyn

21 issuers · 128 filings · $4.19B reported sold · 2010–2026

One team, 21 deal companies. Peter Bernard is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter Bernard.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter Bernard by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter Bernard is listed on: none on file. No website or social profile named in Rohatyn Group Global Opportunity Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,259 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nassau, C5). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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