Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

Peter Fleming

Named as an officer, director or promoter on SEC Form D filings · CT · Jun 9, 2010 → Nov 5, 2021

2deals (issuers)

$9.31Mreported sold

43investors

2Form D filings

2010–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: not yet

The short version

Peter Fleming is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Jun 2010 and Nov 2021: Pepe's of Broward, LLC (Meriden, CT — restaurants — 2021; $6M reported sold to 16 investors) and Starfish Holdings, Inc. (Beverly Hills, CA — industry reported as "Other" — 2010; $3.31M reported sold to 27 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $9.31M sold in total.

Listed alongside Anthony Annunziata (1 shared filing), Bill Townsend (1 shared filing), David Kelly (1 shared filing), Eric Lee (1 shared filing), Greg Calhoun (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Peter G. Fleming closed

United States Bankruptcy Court, N.D. Illinois · No. 17-01113 · Filed Jan 13, 2017 · Closed Dec 29, 2017

Role of Peter G. Fleming: Debtor · Outcome: Case closed 2017-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in IL (not a filing state)

Peter R Fleming and Jennifer L Fleming closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-10-11817 · Filed Mar 12, 2010 · Closed Jun 29, 2010

Role of Peter R Fleming and Jennifer L Fleming: Debtor · Outcome: Case closed 2010-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in WI (not a filing state)

Peter Fleming closed

United States Bankruptcy Court, D. Idaho · No. 08-20673 · Filed Oct 15, 2008 · Closed Feb 28, 2011

Role of Peter Fleming: Debtor · Outcome: Case closed 2011-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in ID (not a filing state)

Peter W Fleming and Tracie A Fleming closed

United States Bankruptcy Court, D. Massachusetts · No. 08-11328 · Filed Feb 28, 2008 · Closed Jun 30, 2008

Role of Peter W Fleming and Tracie A Fleming: Debtor · Outcome: Case closed 2008-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in MA (not a filing state)

Peter J. Fleming closed

United States Bankruptcy Court, D. New Jersey · No. 05-46331 · Filed Oct 10, 2005 · Closed Feb 9, 2006

Role of Peter J. Fleming: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in NJ (not a filing state)

Peter E. Fleming and Cynthia A. Fleming closed

United States Bankruptcy Court, W.D. New York · No. 1-01-15344 · Filed Aug 28, 2001 · Closed Jan 11, 2002

Role of Peter E. Fleming and Cynthia A. Fleming: Debtor · Outcome: Case closed 2002-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in NY (not a filing state)

Peter B Fleming closed

United States Bankruptcy Court, N.D. Illinois · No. 98-10366 · Filed Apr 3, 1998 · Closed Oct 17, 2000

Role of Peter B Fleming: Debtor · Outcome: Case closed 2000-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in IL (not a filing state)

Peter J. Fleming closed

United States Bankruptcy Court, D. New Jersey · No. 96-40876 · Filed Nov 27, 1996 · Closed Jun 27, 1997

Role of Peter J. Fleming: Debtor · Outcome: Case closed 1997-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in NJ (not a filing state)

Peter E. Fleming and Jeanette M. Fleming closed

United States Bankruptcy Court, E.D. Texas · No. 95-41908 · Filed Aug 31, 1995 · Closed Jun 27, 2000

Role of Peter E. Fleming and Jeanette M. Fleming: Debtor · Outcome: Case closed 2000-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in TX (not a filing state)

Peter T. Fleming and Debra K. Fleming closed

United States Bankruptcy Court, D. Oregon · No. 90-36458 · Filed Nov 30, 1990 · Closed Mar 21, 1991

Role of Peter T. Fleming and Debra K. Fleming: Debtor · Outcome: Case closed 1991-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in OR (not a filing state)

Peter J. Fleming closed

United States Bankruptcy Court, D. Maine · No. 89-10330 · Filed Aug 3, 1989 · Closed Dec 14, 1989

Role of Peter J. Fleming: Debtor · Outcome: Case closed 1989-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 17 federal dockets); court in ME (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 5, 2021 D Pepe's of Broward, LLC File 021-420046	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 9, 2010 D Starfish Holdings, Inc. File 021-143201	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Peter Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Restaurants

Pepe's of Broward, LLC

Meriden, CT · Nov 5, 2021

Nov 5, 2021 · D · $6,000,000 sold of $6,000,000 · 16 investors · min. No minimum reported · role: Director (Series B Manager) EDGAR ↗

Raised $6M from 16 investors (100% of the $6M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Starfish Holdings, Inc.

Beverly Hills, CA · Jun 9, 2010

Jun 9, 2010 · D · $125,000 sold of $125,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.31M from 27 investors (100% of the $125K target) as of the latest filing. Peter is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Peter 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person