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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

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Peter M. Budko

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 12, 2010 → Aug 26, 2015

9deals (issuers)
$1.37Breported sold
610investors
26Form D filings
2010–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Peter M. Budko is listed as an executive officer, director, and promoter on 26 SEC Form D filings by 9 issuers between Oct 2009 and Aug 2015. Largest by amount reported sold: American Realty Capital Properties, Inc. (New York, NY — reits and finance — 2013; $900M reported sold to 10 investors), RCS Capital Corp (New York, NY — other banking and financial services — 2014–2015; $390M reported sold to 97 investors), American Realty Capital Operating Partnership IV, L.P. (New York, NY — reits and finance — 2013; $29.1M reported sold to 210 investors), AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC (New York, NY — reits and finance — 2010–2011; $17M reported sold to 156 investors), RCS CAPITAL MANAGEMENT, LLC (New York, NY — other banking and financial services — 2014; $15.3M reported sold to 5 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 6 years. Across those companies the filings report $1.37B sold in total.

Listed alongside Edward M. Weil, Jr. (24 shared filings), Nicholas S. Schorsch (20 shared filings), Brian S. Block (18 shared filings), William M Kahane (18 shared filings), Brian D. Jones (14 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Peter. Each name links to their own page.

All 9 issuers belong to the sponsor group Arc (14 issuers, $672M reported sold, 2009–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Arc has 14 companies on file and $672M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 26 public filings for Peter M. Budko and found 14 differences, 4 worth asking the sponsor about: Regulator action naming a team member: Brian S. Block, CPA (Feb 14, 2018); Regulator action naming a team member: Brian S. Block, et al. (Feb 14, 2018); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Peter M. Budko has not run yet — it is joining a line of 45,774 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Peter M. Budko..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Peter M. Budko — 4 worth asking about (compared 26 filings on Oct 24, 2026)

Worth asking · Feb 14, 2018

Regulator action naming a team member: Brian S. Block, CPA (Feb 14, 2018)

A ap release dated Feb 14, 2018 names Brian S. Block (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Brian S. Block, CPA ↗Brian S. Block — PartnerFacts page ↗
Sources
Worth asking · Feb 14, 2018

Regulator action naming a team member: Brian S. Block, et al. (Feb 14, 2018)

An SEC litigation release dated Feb 14, 2018 names Brian S. Block (listed on the same filings). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Brian S. Block, et al. ↗Brian S. Block — PartnerFacts page ↗
Sources
Note · Dec 6, 1999 – Mar 28, 2000

Bankruptcy case: Universal Bank, N.A. v. Schorsch-Wolh — filed Dec 6, 1999

United States Bankruptcy Court, S.D. New York docket "Universal Bank, N.A. v. Schorsch-Wolh" filed Dec 6, 1999, closed Mar 28, 2000. Nicholas S. Schorsch (listed on the same filings) is listed as Defendant ("Schorsch-Wolh"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Nicholas S. Schorsch — PartnerFacts page ↗
Sources
Worth asking · Jun 27, 2013 – Jul 11, 2013

Amount sold went down between filings — American Realty Capital Operating Partnership IV, L.P.

The Jun 27, 2013 filing says $29,149,010 sold; the Jul 11, 2013 Form D/A says $29,008,009 sold — $141,001 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 27, 2013 ↗Form D/A (later) · Jul 11, 2013 ↗American Realty Capital Operating Partnership IV, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 27, 2013 – Jul 11, 2013

Investor count went down between filings — American Realty Capital Operating Partnership IV, L.P.

The Jun 27, 2013 filing reports 210 investors; the Jul 11, 2013 Form D/A reports 209 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 27, 2013 ↗Form D/A (later) · Jul 11, 2013 ↗American Realty Capital Operating Partnership IV, L.P. — PartnerFacts page ↗
Sources
Note · Oct 23, 2009

13% of the money raised went to insiders — ARC INCOME PROPERTIES III LLC

The Oct 23, 2009 Form D reports $6,493,672 sold and $861,970 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "This amount represents the payment to American Realty Capital Partners, LLC or its affiliates of an acquisition fee and a financing coordination fee.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 23, 2009 ↗ARC INCOME PROPERTIES III LLC — PartnerFacts page ↗
Sources
Note · Aug 13, 2010 – Jan 24, 2011

Peter M. Budko appears on 2 deals that stopped filing before reaching their target

AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC (last filing Jan 24, 2011; $16,953,692 sold of $49,950,000); ARC Income Properties IV, LLC (last filing Aug 13, 2010; $1,300,500 sold of $5,350,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC — PartnerFacts page ↗ARC Income Properties IV, LLC — PartnerFacts page ↗
Sources
Note · Apr 19, 2013 – Oct 8, 2014

5 Form Ds were filed more than 15 days after the first sale

Form D filed 40 days after the first sale — RCS Capital Corp · Form D filed 18 days after the first sale — RCS Capital Corp · Form D filed 48 days after the first sale — RCS Capital Corp · Form D filed 22 days after the first sale — RCS CAPITAL MANAGEMENT, LLC · Form D filed 18 days after the first sale — American Realty Capital Properties, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 8, 2014 ↗RCS Capital Corp — PartnerFacts page ↗Form D · Jun 30, 2014 ↗Form D · Jun 16, 2014 ↗
Sources
Note · Oct 13, 2009 – Jan 23, 2015

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — RCS Capital Corp (latest filing Jan 23, 2015) · No amendment in the last 12 months on an offering that may still be open — AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC (latest filing Jan 24, 2011) · No amendment in the last 12 months on an offering that may still be open — ARC Income Properties IV, LLC (latest filing Aug 13, 2010) · No amendment in the last 12 months on an offering that may still be open — ARC INCOME PROPERTIES III LLC (latest filing Nov 5, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 23, 2015 ↗RCS Capital Corp — PartnerFacts page ↗Form D/A · Jan 24, 2011 ↗AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC — PartnerFacts page ↗
Sources
Note · Oct 8, 2014 – Jan 23, 2015

Peter M. Budko's role changed at RCS Capital Corp: executive officer, director → director

The Oct 8, 2014 filing lists Peter M. Budko as executive officer, director; the Jan 23, 2015 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 8, 2014 ↗Form D/A · Jan 23, 2015 ↗Peter M. Budko — PartnerFacts page ↗RCS Capital Corp — PartnerFacts page ↗
Sources
Note · Jun 27, 2013 – Jul 11, 2013

Offering amount lowered between filings — American Realty Capital Operating Partnership IV, L.P.

The Jun 27, 2013 filing says $29,149,010 offered; the Jul 11, 2013 Form D/A says $29,008,009.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jun 27, 2013 ↗Form D/A (later) · Jul 11, 2013 ↗American Realty Capital Operating Partnership IV, L.P. — PartnerFacts page ↗
Sources
Note · Oct 23, 2009 – Mar 12, 2010

Peter M. Budko is written 2 different ways on the filings

listed as "Peter Budko" on 6 filings (from Oct 23, 2009), and "Peter M Budko" on 20 filings (from Mar 12, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 23, 2009 ↗Form D · Mar 12, 2010 ↗Peter M. Budko — PartnerFacts page ↗
Sources
Note · May 13, 2014 – Jun 30, 2014

Industry group changed between filings — RCS Capital Corp

"REITS and Finance" (May 13, 2014 to Jun 16, 2014); then "Other Banking and Financial Services" (Jun 30, 2014 to Aug 26, 2015).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 13, 2014 ↗Form D · Jun 30, 2014 ↗RCS Capital Corp — PartnerFacts page ↗
Sources
Note · Mar 27, 2015

Same name, different state: "Peter M Budko" (NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Peter M Budko" with address state NC, is listed on 1 filing — most recently by Hatteras Master Fund, L.P. (Mar 27, 2015). Both records have filings in the same period (Mar 27, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Peter M Budko (NC) — PartnerFacts page ↗Form D/A · Mar 27, 2015 ↗Hatteras Master Fund, L.P. — PartnerFacts page ↗Peter M. Budko (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 18 offerings report sales commissions totalling $5,791,984; 1 reports finder's fees totalling $1,800,000; 3 report proceeds to related persons totalling $1,207,512. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 26, 2015 D
RCS Capital Corp
File 021-246451
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2015 D
RCS Capital Corp
File 021-236936
$0$0$0N/A no CRD number reportedEDGAR ↗
Mar 23, 2015 D
RCS Capital Corp
File 021-236474
$0$0$0N/A no CRD number reportedEDGAR ↗
Jan 23, 2015 D/A
RCS Capital Corp
File 021-220101
$0$0$0N/A no CRD number reportedEDGAR ↗
Jan 23, 2015 D/A
RCS Capital Corp
File 021-222043
$0$0$0N/A no CRD number reportedEDGAR ↗
Jan 23, 2015 D/A
RCS Capital Corp
File 021-226068
$0$0$0N/A no CRD number reportedEDGAR ↗
Nov 19, 2014 D/A
RCS CAPITAL MANAGEMENT, LLC
File 021-217718
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2014 D
RCS Capital Corp
File 021-219298
$0$0$0None listed on this filingEDGAR ↗
May 13, 2014 D
RCS Capital Corp
File 021-217307
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D
American Realty Capital Properties, Inc.
File 021-206914
$0$0$0Realty Capital Securities, LLC BrokerCheck CRD 145454 ↗EDGAR ↗
Jul 11, 2013 D/A
American Realty Capital Operating Partnership IV, L.P.
File 021-198746
$1,665,860$0$0Realty Capital Securities, LLC BrokerCheck CRD 145454 ↗
J.P. Turner & Company, L.L.C. BrokerCheck CRD 43177 ↗
Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
First Foundation Advisors BrokerCheck CRD 106075 ↗
Investacorp, Inc. BrokerCheck CRD 7684 ↗
Triad Advisors, Inc. BrokerCheck CRD 25803 ↗
Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗
Lighthouse Financial Advisors, Inc. BrokerCheck CRD 118060 ↗
BOSC, Inc. BrokerCheck CRD 17530 ↗
Core Financial Partners Inc. BrokerCheck CRD 155205 ↗
Transamerica Financial Advisors, Inc. BrokerCheck CRD 16164 ↗
Woodbury Financial Services, Inc. BrokerCheck CRD 421 ↗
Mid Atlantic Capital Corporation BrokerCheck CRD 10674 ↗		EDGAR ↗
Jun 13, 2013 D
American Realty Capital Properties, Inc.
File 021-197935
$0$1,800,000$0JMP Securities LLC BrokerCheck CRD 22208 ↗
Realty Capital Securities, LLC BrokerCheck CRD 145454 ↗		EDGAR ↗
May 7, 2013 D
American Realty Capital Properties, Inc.
File 021-196053
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2011 D
ARC Properties Operating Partnership, L.P.
File 021-165715
$0$0$0
The equity interests of the issuer in the offering were exchanged for indirect ownership interests in certain net leased real properties which will be held by the issuer. The equity interests will be held by ARC Real Estate Partners, LLC
None listed on this filingEDGAR ↗
Jan 24, 2011 D/A
AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC
File 021-139547
$1,743,025$0$253,555 (est.)
Up to 1.5% of gross proceeds of offering are payable to New York Recovery Advisors, LLC to reimburse it for expenses incurred on behalf of issuer in connection with issuer's organization and the offering.
J.P. Turner & Company BrokerCheck CRD 43177 ↗
via J.P. Turner & Company (CRD 43177 ↗)

Investors Capital Corp. BrokerCheck CRD 30613 ↗
via Investors Capital Corp. (CRD 30613 ↗)

IMS Securities, Inc. BrokerCheck CRD 35567 ↗
via IMS Securities, Inc. (CRD 35567 ↗)

Western International Securities, Inc. BrokerCheck CRD 39262 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Realty Capital Securities LLC BrokerCheck CRD 145454 ↗
via Realty Capital Securities, LLC (CRD 145454 ↗)

Newport Coast Securities, Inc. BrokerCheck CRD 16944 ↗
via Newport Coast Securities, Inc. (CRD 16944 ↗)

Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

Boogie Investment Group, Inc. BrokerCheck CRD 142200 ↗
via Boogie Investment Group, Inc. (CRD 142200 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Signal Securities, Inc. BrokerCheck CRD 15916 ↗
via Signal Securities, Inc. (CRD 15916 ↗)

Capitol Securities Management, Inc. BrokerCheck CRD 14169 ↗
via Capitol Securities Management, Inc. (CRD 14169 ↗)

Synergy Investment Group, LLC BrokerCheck CRD 46035 ↗
via Synergy Investment Group, LLC (CRD 46035 ↗)

JHS Capital Advisors, Inc. BrokerCheck CRD 112097 ↗
via JHS Capital Advisors, Inc. (CRD 112097 ↗)

Alternative Wealth Strategies, Inc. BrokerCheck CRD 130933 ↗
via Alternative Wealth Strategies, Inc. (CRD 130933 ↗)

Calton & Associates, Inc. BrokerCheck CRD 20999 ↗
via Calton & Associates, Inc. (CRD 20999 ↗)

American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗
via American Portfolios Financial Services, Inc. (CRD 18487 ↗)

Ameritas Investment Corp. BrokerCheck CRD 14869 ↗
via Ameritas Investment Corp. (CRD 14869 ↗)

Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

EDI Financial, Inc. BrokerCheck CRD 15699 ↗
via EDI Financial, Inc. (CRD 15699 ↗)

Heritage Benefits Financial Services, Inc. BrokerCheck CRD 45797 ↗
via Heritage Benefits Financial Services, Inc. (CRD 45797 ↗)

Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Northstar Financial Partners, Inc. BrokerCheck CRD 107708 ↗
via Northstar Financial Partners, Inc. (CRD 107708 ↗)

Independent Financial Group, LLC BrokerCheck CRD 7717 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Newbridge Securities Corporation BrokerCheck CRD 104065 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)
EDGAR ↗
Jan 5, 2011 D/A
American Realty Capital DST IV
File 021-144108
$643,599 (est.)$0$182,350
$182,350 paid to advisor; remainder will be used for general working capital purposes by American Realty Capital Trust, Inc., which owns a majority interest in the issuer.
Berthel Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

Independent Financial Group BrokerCheck CRD 7717 ↗
via Independent Financial Group (CRD 7717 ↗)

Steven L. Falk & Associates, Inc. BrokerCheck CRD 14297 ↗
via Steven L. Falk & Associates, Inc. (CRD 14297 ↗)

OMNI Brokerage, Inc. BrokerCheck CRD 16878 ↗
via OMNI Brokerage, Inc. (CRD 16878 ↗)

Financial West Group BrokerCheck CRD 16668 ↗
via Financial West Group (CRD 16668 ↗)

Investors Capital Corp. BrokerCheck CRD 30613 ↗
via Investors Capital Corp. (CRD 30613 ↗)

Sigma Financial Corporation BrokerCheck CRD 14303 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Kalos Capital, Inc. BrokerCheck CRD 44337 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

American Independent Securities Group, LLC BrokerCheck CRD 135288 ↗
via American Independent Securities Group, LLC (CRD 135288 ↗)
EDGAR ↗
Aug 13, 2010 D
ARC Income Properties IV, LLC
File 021-146430
$374,500 (est.)$0$0
Issuer will use the net proceeds to acquire six real properties, reimburse affiliates of the Issuer for expenses incurred in the acquisition of the properties, and pay American Relaty Capital II, LLC or its affiliates an acquisition & financing fee.
Calton Associates BrokerCheck CRD 20999 ↗
via Calton Associates (CRD 20999 ↗)

American Investors Company BrokerCheck CRD 38 ↗
via American Investors Company (CRD 38 ↗)
EDGAR ↗
Nov 5, 2009 D/A
ARC INCOME PROPERTIES III LLC
File 021-135546
$1,365,000 (est.)$0$771,607 (est.)
This amount represents the payment to American Realty Capital Partners, LLC or its affiliates of an acquisition fee and a financing coordination fee. Amount listed assumes sale of all securities being offered.
American Investors Company BrokerCheck CRD 38 ↗
Calton & Associates BrokerCheck CRD 20999 ↗
Realty Capital Securities, LLC BrokerCheck CRD 145454 ↗
J.P. Turner & Company, LLC BrokerCheck CRD 43177 ↗
Investors Capital Corp. BrokerCheck CRD 30613 ↗
Wall Street Financial Group, Inc. BrokerCheck CRD 35830 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Peter M. Budko on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Other Banking and Financial Services · group: Arc

RCS Capital Corp

New York, NY · May 13, 2014 → Aug 26, 2015 · 11 filings
  • Aug 26, 2015 · D · $32,250,007 sold of $32,250,007 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 30, 2015 · D · $6,346,510 sold of $6,346,510 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 23, 2015 · D · $26,774,456 sold of $26,774,456 · 97 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2015 · D/A · $1,450,000 sold of $1,450,000 · 1 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jan 23, 2015 · D/A · $4,860,000 sold of $15,650,000 · 3 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jan 23, 2015 · D/A · $10,000,000 sold of $10,000,000 · 2 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Oct 8, 2014 · D · $10,000,000 sold of $10,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Chief Investment Officer and Director) EDGAR ↗
  • Jul 30, 2014 · D · $1,450,000 sold of $1,450,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 30, 2014 · D · $4,860,000 sold of $15,650,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director (Chief Investment Officer and Director) EDGAR ↗
  • Jun 16, 2014 · D · $50,000,004 sold of $50,000,004 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Chief Investment Officer and Director) EDGAR ↗
  • May 13, 2014 · D · $390,000,000 sold of $390,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Chief Investment Officer and Director) EDGAR ↗

Raised $390M from 97 investors (100% of the $32.3M target) as of the latest filing. Peter is listed as director, executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Other Banking and Financial Services · group: Arc

RCS CAPITAL MANAGEMENT, LLC

New York, NY · May 21, 2014 → Nov 19, 2014 · 2 filings
  • Nov 19, 2014 · D/A · $15,300,000 sold of $15,300,000 · 5 investors · min. No minimum reported · role: Executive Officer, Promoter (Member and Chief Investment Officer) EDGAR ↗
  • May 21, 2014 · D · $15,300,000 sold of $15,300,000 · 5 investors · min. No minimum reported · role: Executive Officer, Promoter (Member and Chief Investment Officer) EDGAR ↗

Raised $15.3M from 5 investors (100% of the $15.3M target) as of the latest filing. Peter is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
REITS and Finance · group: Arc

American Realty Capital Properties, Inc.

New York, NY · May 7, 2013 → Nov 25, 2013 · 3 filings
  • Nov 25, 2013 · D · $473,960,969 sold of $473,960,969 · 10 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Investment Officer) EDGAR ↗
  • Jun 13, 2013 · D · $899,999,992 sold of $899,999,992 · 10 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Investment Officer) EDGAR ↗
  • May 7, 2013 · D · $628,235 sold of $628,235 · 3 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Investment Officer) EDGAR ↗

Raised $900M from 10 investors (100% of the $474M target) as of the latest filing. Peter is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
REITS and Finance · group: Arc

American Realty Capital Operating Partnership IV, L.P.

New York, NY · Jun 27, 2013 → Jul 11, 2013 · 2 filings
  • Jul 11, 2013 · D/A · $29,008,009 sold of $29,008,009 · 209 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer and Executive Vice President of American Realty Capital Trust IV, Inc., the General Partner of the Filer) EDGAR ↗
  • Jun 27, 2013 · D · $29,149,010 sold of $29,149,010 · 210 investors · min. No minimum reported · role: Executive Officer (Chief Investment Officer and Executive Vice President of American Realty Capital Trust IV, Inc., the General Partner of the Filer) EDGAR ↗

Raised $29.1M from 210 investors (100% of the $29M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AP
Commercial · group: Arc

ARC Properties Operating Partnership, L.P.

New York, NY · Sep 13, 2011
  • Sep 13, 2011 · D · $3,875,000 sold of $3,875,000 · 1 investors · min. No minimum reported · role: Executive Officer (Executive VP, Chief Investment Officer of the General Partner) EDGAR ↗

Raised $3.88M from 1 investor (100% of the $3.88M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
REITS and Finance · group: Arc

AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC

New York, NY · Mar 12, 2010 → Jan 24, 2011 · 2 filings
  • Jan 24, 2011 · D/A · $16,953,692 sold of $49,950,000 · 156 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D · $2,820,003 sold of $49,950,000 · 17 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $17M from 156 investors (34% of the $50M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
REITS and Finance · group: Arc

American Realty Capital DST IV

New York, NY · Jun 28, 2010 → Jan 5, 2011 · 2 filings
  • Jan 5, 2011 · D/A · $7,294,000 sold of $7,294,000 · 20 investors · min. $100,000 · role: Executive Officer (The issuer is a Delaware Satutory Trust. American Realty Capital Advisors, LLC is the Manager of the issuer. Peter M. Budko is the Executive Vice President and Chief Investment Officer of the Manager.) EDGAR ↗
  • Jun 28, 2010 · D · $1,800,000 sold of $7,294,000 · 4 investors · min. $100,000 · role: Executive Officer (The issuer is a Delaware Satutory Trust. American Realty Capital Advisors, LLC is the Manager of the issuer. Peter M. Budko is the Executive Vice President and Chief Investment Officer of the Manager.) EDGAR ↗

Raised $7.29M from 20 investors (100% of the $7.29M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
REITS and Finance · group: Arc

ARC Income Properties IV, LLC

New York, NY · Aug 13, 2010
  • Aug 13, 2010 · D · $1,300,500 sold of $5,350,000 · 31 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1.3M from 31 investors (24% of the $5.35M target) as of the latest filing. Peter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AI
Commercial · group: Arc

ARC INCOME PROPERTIES III LLC

New York, NY · Oct 23, 2009 → Nov 5, 2009 · 2 filings
  • Nov 5, 2009 · D/A · $8,540,172 sold of $10,500,000 · 80 investors · min. $25,000 · role: Executive Officer (Chief Investment Officer and Executive Vice President) EDGAR ↗
  • Oct 23, 2009 · D · $6,493,672 sold of $10,500,000 · 38 investors · min. $25,000 · role: Executive Officer (Chief Investment Officer and Executive Vice President) EDGAR ↗

Raised $8.54M from 80 investors (81% of the $10.5M target) as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Peter M Budko — NC, 1 issuer, Mar 27, 2015 → Mar 27, 2015 · no shared issuer

People around Peter 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AR
Management entity

American Realty Capital Trust IV

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

RC
Management entity

RCS Capital Holdings, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Edward M. Weil, Jr.

Executive Officer, Director, Promoter · 24 shared filings (8 issuers) · also on 2 other issuers

Edward M. Weil, Jr. is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas S. Schorsch

Executive Officer, Director, Promoter · 20 shared filings (9 issuers) · also on 4 other issuers

Nicholas S. Schorsch is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian S. Block

Executive Officer, Director, Promoter · 18 shared filings (9 issuers) · also on 1 other issuer

Brian S. Block is on 10 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

William M Kahane

Executive Officer, Director, Promoter · 18 shared filings (8 issuers) · also on 4 other issuers

William M Kahane is on 12 issuers in total — a repeat sponsor. Their page lists every one.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Brian D. Jones

Executive Officer · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey J. Brown

Director · 11 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Nygaard

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Auerbach

Director · 11 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Howell D. Wood

Director · 11 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

C. Thomas McMillen

Director · 9 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie D. Michelson

Director · 5 shared filings (2 issuers) · also on 6 other issuers

Leslie D. Michelson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William G Stanley

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott J. Bowman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John H. Grady

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Reiter

Executive Officer · 2 shared filings (1 issuer) · also on 67 other issuers

Michael Reiter is on 68 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Weil

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Curtis Parker

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A Happel

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert H Burns

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Edward G. Rendell

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Edward G. Rendell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth K. Tuppeny

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Elizabeth K. Tuppeny is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Abby M. Wenzel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

Walter P. Lomax, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. McMillen

Director · 2 shared filings (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marc J. Rowan

Director · 1 shared filing (1 issuer) · also on 237 other issuers

Marc J. Rowan is on 238 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Civale

Director · 1 shared filing (1 issuer) · also on 129 other issuers

Anthony Civale is on 130 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Beeson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter M. Budko. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Arc

14 issuers · 38 filings · $672M reported sold · 2009–2015

One team, 14 deal companies. Peter M. Budko is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Peter M. Budko.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Peter M. Budko by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter M. Budko is listed on: none on file. No website or social profile named in RCS Capital Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #298,234 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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