PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:25 AM ET

Sponsor Check › Person

Peter Arn

Related person on Form D filings · address state as listed: CT · listed Sep 28, 2018 → Feb 19, 2026

1issuer
58Form D filings
2018–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:02 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:02 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:02 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 23 offerings report sales commissions; 0 report finder's fees; 23 report proceeds to related persons totalling $5,864,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 19, 2026 D/A
File 021-530742
$0$0$275,000 (est.)None listed on this filing
EDGAR ↗Jul 30, 2025 D/A
File 021-344739
$0$0$50,000 (est.)
Salaries
None listed on this filing
EDGAR ↗Jul 30, 2025 D/A
File 021-366234
$0$0$950,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-412363
$0$0$280,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-422024
$0$0$165,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-495085
$0$0$275,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-501119
$0$0$275,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-503367
$0$0$275,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-515459
$0$0$285,000 (est.)None listed on this filing
EDGAR ↗Jul 29, 2025 D/A
File 021-529566
$0$0$275,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-422034
$0$0$135,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-430602
$0$0$96,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-443405
$0$0$159,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-457248
$0$0$159,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-470704
$0$0$159,000 (est.)None listed on this filing
EDGAR ↗Jul 25, 2025 D/A
File 021-474673
$0$0$159,000 (est.)None listed on this filing
EDGAR ↗Jul 24, 2025 D/A
File 021-322429
$0$0$126,000 (est.)None listed on this filing
EDGAR ↗Jul 24, 2025 D/A
File 021-328870
$0$0$126,000 (est.)None listed on this filing
EDGAR ↗Jul 24, 2025 D/A
File 021-388093
$0$0$950,000 (est.)None listed on this filing
EDGAR ↗Jul 24, 2025 D/A
File 021-409504
$0$0$96,000 (est.)None listed on this filing
EDGAR ↗May 24, 2024 D
File 021-514176
$0$0$255,000 (est.)None listed on this filing
EDGAR ↗Apr 26, 2022 D
File 021-443401
$0$0$159,000 (est.)None listed on this filing
EDGAR ↗May 20, 2021 D/A
File 021-384884
$0$0$180,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorFeb 19, 2026D/AIndefinite
similar: $1,500,000–$10,000,000
$448,056,1613556
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorSep 2, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$0926
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 30, 2025D/AIndefinite
similar: $2,000,000–$35,000,000
$1,415,000174
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 30, 2025D/AIndefinite
similar: $2,000,000–$35,000,000
$900,00018
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$1,050,00014
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/A$10,000,000
similar: $1,500,000–$10,000,000
$50,0001
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$45,389,2961133
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$0914
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$0874
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$0477
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$200,000446
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$200,00063
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$01128
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 29, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$0809
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$80,687,5241766
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$49,160,2961206
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$77,567,8741720
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$75,517,3451689
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$37,225,337985
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $829,831–$9,999,998
$45,389,2961133
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$56,725,6131348
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 25, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$41,541,2741062
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/AIndefinite
similar: $1,500,000–$10,000,000
$32,079,680867
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/AIndefinite
similar: $2,000,000–$35,000,000
$27,191,113767
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/AIndefinite
similar: $2,000,000–$35,000,000
$20,865,019631
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/A$3,000,000
similar: $2,000,000–$35,000,000
$1,415,000174
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/A$1,500,000
similar: $2,000,000–$35,000,000
$900,00018
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/A$1,500,000
similar: $2,000,000–$35,000,000
$00
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/A$1,000,000
similar: $1,100,000–$15,000,000
$665,00018
similar: 2–17
$25,000
similar: $14,962–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 24, 2025D/A$1,000,000
similar: $1,100,000–$15,000,000
$570,00010
similar: 2–17
$25,000
similar: $14,962–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorNov 29, 2024D$10,000,000
similar: $829,831–$9,999,998
$00
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorNov 15, 2024D$5,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJun 7, 2024D$20,000,000
similar: $829,831–$9,999,998
$00
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorMay 24, 2024D$10,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJan 25, 2024D$10,000,000
similar: $829,831–$9,999,998
$200,0005
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorDec 29, 2023D$10,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorOct 18, 2023D$10,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorMar 2, 2023D$10,000,000
similar: $829,831–$9,999,998
$00
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJan 31, 2023D/A$10,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorJan 13, 2023D$10,000,000
similar: $1,500,000–$10,000,000
$00
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorAug 29, 2022D$10,000,000
similar: $829,831–$9,999,998
$100,0001
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorApr 26, 2022D$10,000,000
similar: $1,500,000–$10,000,000
$201,0006
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorApr 26, 2022D$10,000,000
similar: $829,831–$9,999,998
$375,0008
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorMar 4, 2022D/A$10,000,000
similar: $829,831–$9,999,998
$50,0001
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive OfficerJan 24, 2022D$5,000,000
similar: $1,500,000–$10,000,000
$1,100,0001
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorNov 22, 2021D$10,000,000
similar: $1,500,000–$10,000,000
$33,5001
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorNov 22, 2021D$10,000,000
similar: $829,831–$9,999,998
$50,0001
similar: 2–15
$25,000
similar: $10,000–$54,310
EDGAR ↗ROM Technologies, Inc.Executive Officer, DirectorSep 3, 2021D$10,000,000
similar: $1,500,000–$10,000,000
$1,050,00014
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerAug 11, 2021D$3,000,000
similar: $1,500,000–$10,000,000
$2,090,00042
similar: 1–11
$25,000
similar: $25,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerMay 20, 2021D/A$5,000,000
similar: $2,000,000–$35,000,000
$25,0001
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerMay 20, 2021D/A$3,000,000
similar: $2,000,000–$35,000,000
$75,0002
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerMay 20, 2021D/A$2,000,000
similar: $2,000,000–$35,000,000
$00
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerFeb 2, 2021D$5,000,000
similar: $2,000,000–$35,000,000
$25,0001
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerDec 31, 2020D$2,000,000
similar: $2,000,000–$35,000,000
$00
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerMay 4, 2020D$3,000,000
similar: $2,000,000–$35,000,000
$75,0002
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerJul 22, 2019D$1,500,000
similar: $2,000,000–$35,000,000
$00
similar: 1–8
$25,000
similar: $10,000–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerDec 26, 2018D$1,000,000
similar: $1,100,000–$15,000,000
$665,00018
similar: 2–17
$25,000
similar: $14,962–$100,000
EDGAR ↗ROM Technologies, Inc.Executive OfficerSep 28, 2018D$1,000,000
similar: $1,100,000–$15,000,000
$570,00010
similar: 2–17
$25,000
similar: $14,962–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(c) (171 filings); Manufacturing / 506(c) (166 filings); Other Health Care / 506(b) (4,189 filings); Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 11 names on the same filings (0 management entities, 11 people)

People and management entities the issuers listed as related persons on the same Form D filings as Peter Arn. Source: the EDGAR rows in the table above.

  • Sanford Gomberg — 54 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Edwin Dearborn — 54 shared filings (1 issuer) · role as listed: Director
  • Steve Siegel — 40 shared filings (1 issuer) · role as listed: Executive Officer
  • Michael Bissonnette — 29 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Alan Tucker — 20 shared filings (1 issuer) · role as listed: Executive Officer
  • Gordon Hull — 20 shared filings (1 issuer) · role as listed: Executive Officer
  • Scott Freedman — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Charles Parker — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Robert Grant Edwards — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Steve Seger — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Mike Holston — 4 shared filings (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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