Peter S. Frane is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between May 2011 and Aug 2025: PARKSIDE FINANCIAL, INC. (St. Louis, MO — commercial banking — 2011–2025; $18M reported sold to 36 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Parkside (5 issuers, $70M reported sold, 2011–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Parkside has 5 companies on file and $70M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Peter S. Frane and found 8 differences: Bankruptcy case: Mega Marts, Inc. v. Frane; Form D filed 28 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.