Sponsor Check › Person
Related person on Form D filings · address state as listed: MA · listed Nov 2, 2009 → Aug 6, 2015
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 17 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 6, 2015 D/A File 021-222558 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 19, 2014 D/A File 021-170934 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 18, 2014 D/A File 021-135833 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 18, 2014 D/A File 021-135966 | $0 (est.) | $0 (est.) | $0 (est.) | NA no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 18, 2014 D/A File 021-129903 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135832 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135834 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135836 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135858 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135860 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135861 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-135862 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-175830 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-178654 | $0 (est.) | $0 (est.) | $0 (est.) | Robert Job IV BrokerCheck CRD 2427134 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Sep 17, 2014 D/A File 021-102038 | $0 (est.) | $0 (est.) | $0 (est.) | N/A no CRD number reported via Foreside Fund Services, LLC (CRD 46106 ↗) |
| EDGAR ↗ | Jun 29, 2012 D File 021-180508 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 5, 2012 D/A File 021-135759 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Aug 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,500,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 19, 2014 | D/A | Indefinite | $21,405,000 | 1 | No minimum reported |
| EDGAR ↗ | Risk Parity Multi-Asset Plus Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $231,546,813 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Risk Managed Global Opportunities Fund, LLC group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,235,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk U.S. Large Cap Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 18, 2014 | D/A | Indefinite | $32,787,000 | 1 | No minimum reported |
| EDGAR ↗ | Bond Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,715,080 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Defensive Growth Emerging Markets Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,925,969 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Equity Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,968,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Risk Parity Multi-Asset Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $346,900,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dynamic Large Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,946,748 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Dynamic International Equity Extended Alpha Fund, LLC group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,800,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,715,080 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Factor Premia Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,190,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Diversified Arbitrage Fund, LLC group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,455,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk Non-U.S. Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Sep 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,654,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Aug 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $38,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Diversified Arbitrage Fund, LLC group: Panagora | Executive Officer Chief Financial Officer and Treasurer of Investment Adviser | Dec 27, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,550,000 | 8 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Risk Managed Global Opportunities Fund, LLC group: Panagora | Executive Officer Chief Financial Officer and Treasurer of Investment Adviser | Dec 10, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,215,000 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Dynamic International Equity Extended Alpha Fund, LLC group: Panagora | Executive Officer Chief Financial Officer and Treasurer of Investment Adviser | Dec 3, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,800,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Diversified Risk Multi-Asset Fund, Ltd. group: Panagora | Executive Officer Chief Financial Officer and Treasurer of Investment Manager | Jun 29, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $125,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora Diversified Arbitrage Fund, LLC group: Panagora | Executive Officer Chief Financial Officer and Treasurer of Investment Adviser | May 22, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $9,550,000 | 8 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Risk Parity Multi-Asset Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Mar 29, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $168,376,855 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora GTAA Balanced Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 5, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $55,940,276 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk U.S. Large Cap Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Jan 5, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,472,924 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Factor Premia Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 5, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,075,223 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 5, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,296,628 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk Non-U.S. Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 5, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,756,281 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Risk Parity Multi-Asset Plus Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 3, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $183,944,183 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Defensive Growth Emerging Markets Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Jan 3, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,925,969 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Equity Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Jan 3, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,019,116 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dynamic Large Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Jan 3, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,147,501 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Bond Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Dec 29, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,839,671 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Dec 29, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $15,476,670 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk U.S. Large Cap Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 9, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $2,582,118 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Bond Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $24,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Factor Premia Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $1,135,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Small Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $43,533,343 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Diversified Risk Non-U.S. Equity Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $3,833,030 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Equity Index Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $24,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dynamic Large Cap Core Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $33,758,020 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Risk Parity Multi-Asset Plus Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $110,892,530 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Defensive Growth Emerging Markets Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 4, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $44,273,995 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PanAgora GTAA Balanced Fund, a series of The PanAgora Group Trust group: Panagora | Executive Officer CFO and Treasurer of the Investment Manager | Nov 2, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $74,041,147 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Paul Sutton. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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