PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:27 AM ET

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Paul Edward Sullivan

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 16, 2015 → Jun 10, 2026

1deal (issuers)
$13.3Mreported sold
55investors
12Form D filings
2015–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Paul Edward Sullivan is listed as an executive officer on 12 SEC Form D filings by 1 issuer between Jun 2015 and Jun 2026: Western Highland Fund II LLC (South Lake Tahoe, CA — investing — 2015–2026; $13.3M reported sold to 55 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 11 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Paul Edward Sullivan and found 7 differences, 1 worth asking the sponsor about: 12 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Paul Edward Sullivan has not run yet — it is joining a line of 33,332 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Paul Sullivan (CRD #1765791, Registered Representative, New Hyde Park, New York)
As listed by the regulator: Paul Sullivan (CRD #1765791, Registered Representative, New Hyde Park, New York) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Sullivan consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests that he provide documents and information and refused to appear for an on-the-record interview concerning allegations that he had effected securities transactions in clients’ accounts that were unauthorized. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Paul Edward Sullivan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Paul M Sullivan and Pam R Sullivan closed
United States Bankruptcy Court, E.D. California · No. 13-35999 · Filed Dec 23, 2013 · Closed Apr 4, 2014
Role of Paul M Sullivan and Pam R Sullivan: Debtor · Outcome: Case closed 2014-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul A. Sullivan closed
United States Bankruptcy Court, N.D. California · No. 12-32183 · Filed Jul 25, 2012 · Closed Mar 26, 2014
Role of Paul A. Sullivan: Debtor · Outcome: Case closed 2014-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul W Sullivan closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-16485 · Filed Dec 22, 2010 · Closed Feb 25, 2011
Role of Paul W Sullivan: Debtor · Outcome: Case closed 2011-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul W Sullivan and Paula D Sullivan closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-14053 · Filed Aug 4, 2010 · Closed Dec 21, 2010
Role of Paul W Sullivan and Paula D Sullivan: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul W Sullivan and Joan M Sullivan closed
United States Bankruptcy Court, C.D. California · No. 9:09-bk-14436 · Filed Oct 23, 2009 · Closed Feb 18, 2010
Role of Paul W Sullivan and Joan M Sullivan: Debtor · Outcome: Case closed 2010-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul Sullivan and Jeri Sullivan closed
United States Bankruptcy Court, E.D. California · No. 07-22731 · Filed Apr 17, 2007 · Closed Aug 8, 2007
Role of Paul Sullivan and Jeri Sullivan: Debtor · Outcome: Case closed 2007-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul Sullivan closed
United States Bankruptcy Court, S.D. California · No. 05-10970 · Filed Oct 7, 2005 · Closed Jan 13, 2006
Role of Paul Sullivan: Debtor · Outcome: Case closed 2006-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Paul L. Sullivan and Rosalie B. Sullivan closed
United States Bankruptcy Court, N.D. California · No. 02-55358 · Filed Sep 23, 2002 · Closed Dec 17, 2002
Role of Paul L. Sullivan and Rosalie B. Sullivan: Debtor · Outcome: Case closed 2002-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul A. Sullivan closed
United States Bankruptcy Court, S.D. California · No. 96-08528 · Filed Jun 21, 1996 · Closed Jun 26, 1997
Role of Paul A. Sullivan: Debtor · Outcome: Case closed 1997-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul A. Sullivan closed
United States Bankruptcy Court, S.D. California · No. 95-11969 · Filed Nov 1, 1995 · Closed Feb 16, 1996
Role of Paul A. Sullivan: Debtor · Outcome: Case closed 1996-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Paul C. Sullivan and Kathy S. Sullivan closed
United States Bankruptcy Court, C.D. California · No. 1:93-bk-23432 · Filed Apr 16, 1993 · Closed Aug 24, 1993
Role of Paul C. Sullivan and Kathy S. Sullivan: Debtor · Outcome: Case closed 1993-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 203 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Paul Edward Sullivan — 1 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jun 9, 2011 – Jun 10, 2026

12 Form Ds were filed more than 15 days after the first sale

Form D filed 5,480 days after the first sale — Western Highland Fund II LLC · Form D filed 5,110 days after the first sale — Western Highland Fund II LLC · Form D filed 4,747 days after the first sale — Western Highland Fund II LLC · Form D filed 4,390 days after the first sale — Western Highland Fund II LLC · Form D filed 4,031 days after the first sale — Western Highland Fund II LLC · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 10, 2026 ↗Western Highland Fund II LLC — PartnerFacts page ↗Form D · Jun 5, 2025 ↗Form D · Jun 7, 2024 ↗
Sources
Note · Jun 9, 2011 – Jun 5, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Western Highland Fund II LLC (latest filing Jun 5, 2025) · No amendment in the last 12 months on an offering that may still be open — Western Highland Fund II LLC (latest filing Jun 7, 2024) · No amendment in the last 12 months on an offering that may still be open — Western Highland Fund II LLC (latest filing Jun 16, 2023) · No amendment in the last 12 months on an offering that may still be open — Western Highland Fund II LLC (latest filing Jun 22, 2022) · No amendment in the last 12 months on an offering that may still be open — Western Highland Fund II LLC (latest filing Jun 11, 2021) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 5, 2025 ↗Western Highland Fund II LLC — PartnerFacts page ↗Form D · Jun 7, 2024 ↗Form D · Jun 16, 2023 ↗
Sources
Note · Jun 16, 2015 – Jun 11, 2021

Paul Edward Sullivan is written 2 different ways on the filings

listed as "Paul E Sullivan" on 6 filings (from Jun 16, 2015), and "Paul Edward Sullivan" on 6 filings (from Jun 11, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 16, 2015 ↗Form D · Jun 11, 2021 ↗Paul Edward Sullivan — PartnerFacts page ↗
Sources
Note · Jan 15, 2010 – Jan 2, 2026

Same name, different state: "Paul Sullivan" (L2) is a separate record

This page covers filings where the address state is CA. A separate record, "Paul Sullivan" with address state L2, is listed on 43 filings — most recently by GoldenTree High Yield Value Fund Offshore PLC (Jan 2, 2026). Both records have filings in the same period (Jun 16, 2015 to Jan 2, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul Sullivan (L2) — PartnerFacts page ↗Form D/A · Jan 2, 2026 ↗GoldenTree High Yield Value Fund Offshore PLC — PartnerFacts page ↗Paul Edward Sullivan (CA) — this page ↗
Sources
Note · May 30, 2018

Same name, different state: "Paul Sullivan" (HI) is a separate record

This page covers filings where the address state is CA. A separate record, "Paul Sullivan" with address state HI, is listed on 1 filing — most recently by Western Aloha, Inc. (May 30, 2018). Both records have filings in the same period (May 30, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul Sullivan (HI) — PartnerFacts page ↗Form D · May 30, 2018 ↗Western Aloha, Inc. — PartnerFacts page ↗Paul Edward Sullivan (CA) — this page ↗
Sources
Note · Sep 8, 2014

Same name, different state: "Paul Sullivan" (VA) is a separate record

This page covers filings where the address state is CA. A separate record, "Paul Sullivan" with address state VA, is listed on 1 filing — most recently by NEOSYSTEMS Corp (Sep 8, 2014). The two records do not overlap in time: this page runs Jun 16, 2015 to Jun 10, 2026; the other has one filing dated Sep 8, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Paul Sullivan (VA) — PartnerFacts page ↗Form D · Sep 8, 2014 ↗NEOSYSTEMS Corp — PartnerFacts page ↗Paul Edward Sullivan (CA) — this page ↗
Sources
Note · Sep 2, 2010

Same name, different state: "PAUL E. SULLIVAN" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "PAUL E. SULLIVAN" with address state MD, is listed on 1 filing — most recently by USEC INC (Sep 2, 2010). The two records do not overlap in time: this page runs Jun 16, 2015 to Jun 10, 2026; the other has one filing dated Sep 2, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

PAUL E. SULLIVAN (MD) — PartnerFacts page ↗Form D · Sep 2, 2010 ↗USEC INC — PartnerFacts page ↗Paul Edward Sullivan (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 12 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 10, 2026 D
Western Highland Fund II LLC
File 021-586793
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2025 D
Western Highland Fund II LLC
File 021-548109
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2024 D
Western Highland Fund II LLC
File 021-515458
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2023 D
Western Highland Fund II LLC
File 021-484489
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2022 D
Western Highland Fund II LLC
File 021-449808
$0$0$0None listed on this filingEDGAR ↗
Jun 11, 2021 D
Western Highland Fund II LLC
File 021-402498
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2020 D
Western Highland Fund II LLC
File 021-368407
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2019 D
Western Highland Fund II LLC
File 021-342253
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2018 D
Western Highland Fund II LLC
File 021-315167
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2017 D
Western Highland Fund II LLC
File 021-289157
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2016 D
Western Highland Fund II LLC
File 021-264747
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2015 D
Western Highland Fund II LLC
File 021-241879
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Paul Edward Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WH
Investing

Western Highland Fund II LLC

South Lake Tahoe, CA · Jun 16, 2015 → Jun 10, 2026 · 12 filings
  • Jun 10, 2026 · D · $12,792,828 sold of $100,000,000 · 55 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 5, 2025 · D · $13,274,649 sold of $100,000,000 · 51 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 7, 2024 · D · $11,091,384 sold of $100,000,000 · 53 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 16, 2023 · D · $10,990,790 sold of $100,000,000 · 53 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 22, 2022 · D · $11,629,511 sold of $100,000,000 · 49 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 11, 2021 · D · $10,965,434 sold of $100,000,000 · 45 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 5, 2020 · D · $10,994,905 sold of $100,000,000 · 45 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 19, 2019 · D · $10,490,238 sold of $100,000,000 · 45 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 22, 2018 · D · $10,713,627 sold of $100,000,000 · 45 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 21, 2017 · D · $10,794,307 sold of $100,000,000 · 47 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 10, 2016 · D · $10,095,000 sold of $100,000,000 · 44 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗
  • Jun 16, 2015 · D · $9,500,000 sold of $100,000,000 · 33 investors · min. $50,000 · role: Executive Officer (Manager) EDGAR ↗

Raised $13.3M from 55 investors (13% of the $100M target) as of the latest filing. Paul is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Paul Sullivan — Ireland (as filed: L2), 7 issuers, Jan 15, 2010 → Jan 2, 2026 · no shared issuer
  • PAUL E. SULLIVAN — MD, 1 issuer, Sep 2, 2010 → Sep 2, 2010 · no shared issuer
  • Paul Sullivan — VA, 1 issuer, Sep 8, 2014 → Sep 8, 2014 · no shared issuer
  • Paul Sullivan — HI, 1 issuer, May 30, 2018 → May 30, 2018 · no shared issuer

People around Paul 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Paul Edward Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Paul Edward Sullivan is listed on: none on file. No website or social profile named in Western Highland Fund II LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #22,553 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (South Lake Tahoe, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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