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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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PAUL CHIRICO

Named as an officer, director or promoter on SEC Form D filings · CA · Feb 25, 2010 → May 8, 2023

2deals (issuers)
$7.36Mreported sold
46investors
5Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PAUL CHIRICO is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Mar 2009 and May 2023: SpineAlign Medical Inc (Pleasanton, CA — industry reported as "Other" — 2009–2011; $7.16M reported sold to 43 investors) and Plethy, Inc. (San Jose, CA — industry reported as "Other" — 2023; $200K reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $7.36M sold in total.

Listed alongside Beat Merz (4 shared filings), Douglas Reed (4 shared filings), Mike Henson (4 shared filings), GARY GRENTER (2 shared filings), Patrick Lynn (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PAUL. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 18 court cases matching the name, 4 SEC releases, 8 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back, including 5 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for PAUL CHIRICO and found 10 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PAUL CHIRICO has not run yet — it is joining a line of 4,931 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

18 cases: 5 open, 4 closed (disposition not in docket feed), 1 judgment, 8 dismissed

Securities and Exchange Commission v. Chirico open
District Court, S.D. New York · No. 1:25-cv-06715 · Filed Aug 14, 2025 · Nature of suit: 850 Securities/Commodities · Cause: 28:1331sv Fed. Question: Securities Violation
Role of Chirico: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
ALCOF III NUBT, L.P. v. Chirico open
District Court, S.D. New York · No. 1:24-cv-09692 · Filed Dec 16, 2024
Role of Chirico: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
ALCOF III NUBT, L.P. v. Chirico open
District Court, S.D. New York · No. 1:24-cv-09692 · Filed Dec 16, 2024
Role of Chirico: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
ALCOF III NUBT, L.P. v. Chirico open
District Court, S.D. New York · No. 1:24-cv-09692 · Filed Dec 16, 2024 · Nature of suit: 370 Other Fraud · Cause: 28:1441nr Notice of Removal
Role of Chirico: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Chirico v. Shaw Electric, LLC closed
District Court, D. Maryland · No. 8:22-cv-02072 · Filed Aug 16, 2022 · Closed Sep 14, 2022
Role of Chirico: Plaintiff · Outcome: Terminated 2022-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in MD (not a filing state)
Chirico v. Fifth Third Bank, National Association closed
District Court, N.D. Ohio · No. 1:21-cv-00446 · Filed Feb 26, 2021 · Closed Apr 9, 2021
Role of Chirico: Plaintiff · Outcome: Terminated 2021-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in OH (not a filing state)
CHIRICO v. ASTRAZENECA PHARMACEUTICALS LP open
District Court, D. New Jersey · No. 2:19-cv-02022 · Filed Jan 30, 2019 · Nature of suit: 367 Health care / pharm
Role of CHIRICO: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NJ (not a filing state)
CHIRICO v. OXFORD DEVELOPMENT COMPANY closed
District Court, W.D. Pennsylvania · No. 2:12-cv-00232 · Filed Feb 24, 2012 · Closed Mar 7, 2012 · Nature of suit: 220 Foreclosure
Role of CHIRICO: Plaintiff · Outcome: Terminated 2012-03-07 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in PA (not a filing state)
Securities and Exchange Commission v. De Chirico judgment
District Court, N.D. Georgia · No. 1:07-cv-02367 · Filed Sep 28, 2007 · Closed Oct 2, 2007 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of De Chirico: Defendant · Outcome: Terminated 2007-10-02 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in GA (not a filing state)
Chirico Restaurant Group, Inc. v. Argonaut Great Central Insurance Company dismissed
District Court, E.D. Louisiana · No. 2:06-cv-06494 · Filed Sep 25, 2006 · Closed Sep 4, 2007 · Nature of suit: 380 Other personal property damage
Role of Chirico Restaurant Group, Inc.: Plaintiff · Outcome: Terminated 2007-09-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in LA (not a filing state)
B J Chirico v. Connecticut General Life Insurance Company dismissed
District Court, C.D. California · No. 2:05-cv-01514 · Filed Feb 28, 2005 · Closed Aug 5, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of B J Chirico: Plaintiff · Outcome: Terminated 2005-08-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); different first name (b); court in the person's filing state (CA)
Katherine Chirico v. Metropolitan Life Insurance Company dismissed
District Court, C.D. California · No. 2:04-cv-09956 · Filed Dec 7, 2004 · Closed Aug 30, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Katherine Chirico: Plaintiff · Outcome: Terminated 2005-08-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); different first name (katherine); court in the person's filing state (CA)
Calavo Growers, Inc. v. Chirico dismissed
District Court, W.D. New York · No. 1:04-cv-00940 · Filed Nov 24, 2004 · Closed Jun 25, 2008 · Nature of suit: 891 Agricultural acts
Role of Chirico: Defendant · Outcome: Terminated 2008-06-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Rochester Food Provisions, Inc. v. Chirico dismissed
District Court, W.D. New York · No. 1:04-cv-00461 · Filed Jun 18, 2004 · Closed Sep 23, 2009 · Nature of suit: 891 Agricultural acts
Role of Chirico: Defendant · Outcome: Terminated 2009-09-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
M. & T. Chirico Inc. v. Bellanti dismissed
District Court, W.D. New York · No. 1:00-cv-01050 · Filed Dec 21, 2000 · Closed Jan 29, 2001 · Nature of suit: 891 Agricultural acts
Role of M. & T. Chirico Inc.: Plaintiff · Outcome: Terminated 2001-01-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
CHIRICO & GERVER v. FINANCIAL & INVESTME closed
District Court, D. New Jersey · No. 2:98-cv-02441 · Filed May 22, 1998 · Closed Aug 12, 1998 · Nature of suit: 890 Other statutory actions
Role of CHIRICO & GERVER: Plaintiff · Outcome: Terminated 1998-08-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NJ (not a filing state)
Harmony Gold USA Inc v. Chirico dismissed
District Court, C.D. California · No. 2:93-cv-03647 · Filed Jun 22, 1993 · Closed Nov 2, 1993 · Nature of suit: 470 Civil (RICO)
Role of Chirico: Defendant · Outcome: Terminated 1993-11-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)
CHIRICO v. GUIDO IMPORTER INC dismissed
District Court, S.D. New York · No. 7:88-cv-9208 · Filed Dec 29, 1988 · Closed Jan 10, 1991 · Nature of suit: 190 Other contract actions
Role of CHIRICO: Plaintiff · Outcome: Terminated 1991-01-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases

Ryan R. Wear; Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico Litigation release
SEC · Aug 15, 2025 · Parties as named in the release: Ryan R. Wear; Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico Read the release ↗
same rare surname (2 people in Form D filings); different first name (jordan); the person's filing state is not named
Gioacchino De Chirico Litigation release
SEC · Oct 16, 2007 · Parties as named in the release: Gioacchino De Chirico Read the release ↗
same rare surname (2 people in Form D filings); different first name (gioacchino)
Gioacchino De Chirico Litigation release
SEC · Sep 28, 2007 · Parties as named in the release: Gioacchino De Chirico Read the release ↗
same rare surname (2 people in Form D filings); different first name (gioacchino)
Immucor, Inc. and Gioacchino De Chirico Administrative proceeding
SEC · Sep 27, 2007 · Parties as named in the release: Immucor, Inc. and Gioacchino De Chirico Read the release ↗
same rare surname (2 people in Form D filings); different first name (gioacchino)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PAUL CHIRICO..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Paul C. Chirico and Theresa S. Chirico closed
United States Bankruptcy Court, W.D. New York · No. 1-10-13511 · Filed Aug 11, 2010 · Closed Oct 4, 2019
Role of Paul C. Chirico and Theresa S. Chirico: Debtor · Outcome: Case closed 2019-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); first name matches; court in NY (not a filing state)
Consumers Produce Co., Inc. v. Chirico closed
United States Bankruptcy Court, W.D. New York · No. 1-06-01042 · Filed Feb 1, 2006 · Closed Sep 12, 2006
Role of Chirico: Defendant · Outcome: Case closed 2006-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Consumers Produce Co., Inc. v. Chirico closed
United States Bankruptcy Court, W.D. New York · No. 1-06-01043 · Filed Feb 1, 2006 · Closed Sep 12, 2006
Role of Chirico: Defendant · Outcome: Case closed 2006-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Rochester Food Provisions, Inc. v. M&T Chirico closed
United States Bankruptcy Court, W.D. New York · No. 1-04-01348 · Filed Nov 23, 2004 · Closed May 27, 2005
Role of M&T Chirico: Defendant · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)
Chirico v. PNC Bank closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:04-ap-50259 · Filed Sep 3, 2004 · Closed Oct 24, 2005
Role of Chirico: Plaintiff · Outcome: Case closed 2005-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in PA (not a filing state)
Creative Media International, Inc. v. Chirico & Gerver closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-00075 · Filed Jan 28, 2000 · Closed Apr 10, 2000
Role of Chirico & Gerver: Defendant · Outcome: Case closed 2000-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in PA (not a filing state)
CHIRICO v. GARY AMICK PHYSICAL THERAPY LTD. closed
United States Bankruptcy Court, D. Nevada · No. 98-02088 · Filed Mar 25, 1998 · Closed May 26, 1999
Role of CHIRICO: Plaintiff · Outcome: Case closed 1999-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NV (not a filing state)
Capital One Services, Inc. v. Chirico closed
United States Bankruptcy Court, D. New Jersey · No. 98-2067 · Filed Feb 5, 1998 · Closed Apr 15, 1998
Role of Chirico: Defendant · Outcome: Case closed 1998-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 50 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for PAUL CHIRICO — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · May 11, 2009 – Feb 25, 2010

Amount sold went down between filings — SpineAlign Medical Inc

The May 11, 2009 filing says $7,164,013 sold; the Feb 25, 2010 Form D says $1,637,073 sold — $5,526,940 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 11, 2009 ↗Form D (later) · Feb 25, 2010 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Worth asking · May 11, 2009 – Feb 25, 2010

Investor count went down between filings — SpineAlign Medical Inc

The May 11, 2009 filing reports 43 investors; the Feb 25, 2010 Form D reports 32 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 11, 2009 ↗Form D (later) · Feb 25, 2010 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Note · Apr 20, 2023 – May 8, 2023

Form D filed 18 days after the first sale — Plethy, Inc.

The filing says the first sale was Apr 20, 2023. The Form D was filed May 8, 2023 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 8, 2023 ↗Plethy, Inc. — PartnerFacts page ↗
Sources
Note · Feb 25, 2010 – Jan 24, 2011

PAUL CHIRICO's role changed at SpineAlign Medical Inc: executive officer, director → director

The Feb 25, 2010 filing lists PAUL CHIRICO as executive officer, director; the Jan 24, 2011 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 25, 2010 ↗Form D/A · Jan 24, 2011 ↗PAUL CHIRICO — PartnerFacts page ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Note · Feb 25, 2010 – Jan 24, 2011

Offering amount changed between filings — SpineAlign Medical Inc

The Feb 25, 2010 filing says $6,900,000 offered; the Jan 24, 2011 Form D/A says $7,200,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 25, 2010 ↗Form D/A (later) · Jan 24, 2011 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Note · May 11, 2009 – Feb 25, 2010

Offering amount lowered between filings — SpineAlign Medical Inc

The May 11, 2009 filing says $7,200,480 offered; the Feb 25, 2010 Form D says $6,900,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · May 11, 2009 ↗Form D (later) · Feb 25, 2010 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Note · Apr 20, 2023 – May 8, 2023

No amendment in the last 12 months on an offering that may still be open — Plethy, Inc. (latest filing May 8, 2023)

The latest filing for this offering is dated May 8, 2023 (first sale Apr 20, 2023). It reports $200,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 8, 2023 ↗Plethy, Inc. — PartnerFacts page ↗
Sources
Note · Mar 10, 2009 – Jan 24, 2011

No amendment in the last 12 months on an offering that may still be open — SpineAlign Medical Inc (latest filing Jan 24, 2011)

The latest filing for this offering is dated Jan 24, 2011 (first sale Mar 10, 2009). It reports $7,136,403 sold of $7,200,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 24, 2011 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
Note · Mar 17, 2009 – Feb 25, 2010

PAUL CHIRICO is written 2 different ways on the filings

listed as "Paul E. Chirico" on 2 filings (from Mar 17, 2009), and "Paul Chirico" on 3 filings (from Feb 25, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 17, 2009 ↗Form D · Feb 25, 2010 ↗PAUL CHIRICO — PartnerFacts page ↗
Sources
Note · Feb 25, 2010 – Jan 24, 2011

Address moved from San Jose, CA to Pleasanton, CA — SpineAlign Medical Inc

The people listed on the Feb 25, 2010 filing give San Jose, CA; on the Jan 24, 2011 filing they give Pleasanton, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 25, 2010 ↗Form D/A · Jan 24, 2011 ↗SpineAlign Medical Inc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 8, 2023 D
Plethy, Inc.
File 021-481160
$500,000 (est.)$0$0REVERE SECURITIES LLC BrokerCheck CRD 14178 ↗EDGAR ↗
Jan 24, 2011 D/A
SpineAlign Medical Inc
File 021-108495
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Paul Chirico on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Other

Plethy, Inc.

San Jose, CA · May 8, 2023
  • May 8, 2023 · D · $200,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $200K from 3 investors (4% of the $5M target) as of the latest filing. Paul is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other

SpineAlign Medical Inc

Pleasanton, CA · Mar 17, 2009 → Jan 24, 2011 · 4 filings
  • Jan 24, 2011 · D/A · $7,136,403 sold of $7,200,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2010 · D · $1,637,073 sold of $6,900,000 · 32 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 11, 2009 · D/A · $7,164,013 sold of $7,200,480 · 43 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2009 · D · $5,663,396 sold of $7,200,480 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $7.16M from 43 investors (100% of the $7.2M target) as of the latest filing. Paul is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Paul 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Reed

Director · 4 shared filings (1 issuer) · also on 16 other issuers

Douglas Reed is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Henson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Beat Merz

Director · 4 shared filings (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Lynn

Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

GARY GRENTER

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bee-Bee Liew

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raja Sundaram

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sabu Subramanian

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Paul Chirico. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to PAUL CHIRICO by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Paul Chirico is listed on: none on file. No website or social profile named in SpineAlign Medical Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #356,278 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pleasanton, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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