PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:05 AM ET

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Patrick Van Roten

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 21, 2022 → Mar 31, 2026

3deals (issuers)
$26.1Mreported sold
121investors
13Form D filings
2022–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick Van Roten is listed as an executive officer on 13 SEC Form D filings by 3 issuers between Mar 2022 and Mar 2026: NORTHEAST-PTP SPV FUND VI LP (New York, NY — pooled investment fund — 2026; $11.5M reported sold to 43 investors), NORTHEAST-PTP SPV FUND I, LP (New York, NY — pooled investment fund — 2022–2026; $11.4M reported sold to 48 investors) and NORTHEAST-PTP SPV FUND II, LP (New York, NY — pooled investment fund — 2022–2026; $3.2M reported sold to 30 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $26.1M sold in total.

Listed alongside Jeffrey Filone (13 shared filings), Platform Technology Partners LLC d/b/a Northeast Private Wealth Management (13 shared filings, management entity), Matthew Graser (6 shared filings), NorthEast - PTP SPV Fund I GP, LLC (6 shared filings, management entity), NorthEast - PTP SPV Fund II GP, LLC (6 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

All 3 issuers belong to the sponsor group Northeast Ptp (6 issuers, $133.6M reported sold, 2022–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Northeast Ptp has 6 companies on file and $133.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Patrick Van Roten and found 3 differences, 3 worth asking the sponsor about: Form D filed 546 days after the first sale; Form D filed 96 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick Van Roten has not run yet — it is joining a line of 46,642 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 open, 2 dismissed, 2 closed (disposition not in docket feed)

Roten v. Howmedica Osteonics Corp. open
District Court, D. Massachusetts · No. 1:24-cv-12005 · Filed Aug 2, 2024
Role of Roten: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); surname only in the caption; court in MA (not a filing state)
ROTEN v. EQUIFAX INFORMATION SERVICES, LLC dismissed
District Court, S.D. Indiana · No. 1:19-cv-00901 · Filed Mar 4, 2019 · Closed Jun 28, 2019 · Nature of suit: 480 Consumer credit
Role of ROTEN: Plaintiff · Outcome: Terminated 2019-06-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); surname only in the caption; court in IN (not a filing state)
ROTEN v. EQUIFAX INFORMATION SERVICES, LLC dismissed
District Court, S.D. Indiana · No. 1:18-cv-01649 · Filed May 30, 2018 · Closed Nov 7, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of ROTEN: Plaintiff · Outcome: Terminated 2018-11-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); surname only in the caption; court in IN (not a filing state)
FAYE PAULETTE ROTEN v. LOUIS SULLIVAN closed
District Court, M.D. Alabama · No. · Filed Apr 12, 1991 · Closed Oct 2, 1991 · Nature of suit: 864 S.S.I.D.
Role of FAYE PAULETTE ROTEN: Plaintiff · Outcome: Terminated 1991-10-02 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (paulette); court in AL (not a filing state)
Hibernia National Bk v. Roten closed
District Court, N.D. Texas · No. 3:90-cv-00391 · Filed Feb 20, 1990 · Closed Jul 15, 1991
Role of Roten: Defendant · Outcome: Terminated 1991-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); surname only in the caption; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Van Roten..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

William John Graham and Kelly Roten Graham closed
United States Bankruptcy Court, M.D. North Carolina · No. 09-50614 · Filed Mar 25, 2009 · Closed Jul 6, 2009
Role of William John Graham and Kelly Roten Graham: Debtor · Outcome: Case closed 2009-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (kelly); court in NC (not a filing state)
Patricia Roten Smith closed
United States Bankruptcy Court, M.D. North Carolina · No. 04-53466 · Filed Nov 23, 2004 · Closed Mar 2, 2005
Role of Patricia Roten Smith: Debtor · Outcome: Case closed 2005-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (patricia); court in NC (not a filing state)
Bromberg-Roten Investment Group, Inc. closed
United States Bankruptcy Court, W.D. Texas · No. 03-05216 · Filed Dec 5, 2003 · Closed Mar 5, 2004
Role of Bromberg-Roten Investment Group, Inc.: Debtor · Outcome: Case closed 2004-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (bromberg); court in TX (not a filing state)
Karen Roten Thornton closed
United States Bankruptcy Court, M.D. Alabama · No. 03-32072 · Filed Jul 8, 2003 · Closed Oct 5, 2006
Role of Karen Roten Thornton: Debtor · Outcome: Case closed 2006-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (karen); court in AL (not a filing state)
Mary Roten Baker closed
United States Bankruptcy Court, M.D. Alabama · No. 97-02628 · Filed May 28, 1997 · Closed Sep 9, 1997
Role of Mary Roten Baker: Debtor · Outcome: Case closed 1997-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 26 federal dockets); different first name (mary); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Patrick Van Roten — 3 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Oct 1, 2024 – Mar 31, 2026

Form D filed 546 days after the first sale — NORTHEAST-PTP SPV FUND VI LP

The filing says the first sale was Oct 1, 2024. The Form D was filed Mar 31, 2026 — 546 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 531 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 31, 2026 ↗NORTHEAST-PTP SPV FUND VI LP — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2021 – Mar 21, 2022

Form D filed 96 days after the first sale — NORTHEAST-PTP SPV FUND I, LP

The filing says the first sale was Dec 15, 2021. The Form D was filed Mar 21, 2022 — 96 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 81 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 21, 2022 ↗NORTHEAST-PTP SPV FUND I, LP — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2021 – Mar 21, 2022

Form D filed 249 days after the first sale — NORTHEAST-PTP SPV FUND II, LP

The filing says the first sale was Jul 15, 2021. The Form D was filed Mar 21, 2022 — 249 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 234 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 21, 2022 ↗NORTHEAST-PTP SPV FUND II, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 31, 2026 D
NORTHEAST-PTP SPV FUND VI LP
File 021-578498
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2026 D/A
NORTHEAST-PTP SPV FUND II, LP
File 021-438169
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2026 D/A
NORTHEAST-PTP SPV FUND I, LP
File 021-438163
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Patrick Van Roten on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NP
Pooled Investment Fund · group: Northeast Ptp

NORTHEAST-PTP SPV FUND VI LP

New York, NY · Mar 31, 2026
  • Mar 31, 2026 · D · $11,535,000 sold of Indefinite · 43 investors · min. $125,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $11.5M from 43 investors as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Northeast Ptp

NORTHEAST-PTP SPV FUND II, LP

New York, NY · Mar 21, 2022 → Mar 24, 2026 · 6 filings
  • Mar 24, 2026 · D/A · $3,200,000 sold of Indefinite · 30 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2025 · D/A · $3,200,000 sold of Indefinite · 30 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2024 · D/A · $3,100,000 sold of Indefinite · 29 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2023 · D/A · $3,100,000 sold of Indefinite · 29 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Apr 12, 2022 · D/A · $3,100,000 sold of Indefinite · 29 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2022 · D · $3,100,000 sold of Indefinite · 29 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $3.2M from 30 investors as of the latest filing. Patrick is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Northeast Ptp

NORTHEAST-PTP SPV FUND I, LP

New York, NY · Mar 21, 2022 → Mar 24, 2026 · 6 filings
  • Mar 24, 2026 · D/A · $11,400,000 sold of Indefinite · 48 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2025 · D/A · $11,400,000 sold of Indefinite · 48 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2024 · D/A · $11,400,000 sold of Indefinite · 48 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2023 · D/A · $11,400,000 sold of Indefinite · 47 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Apr 12, 2022 · D/A · $11,400,000 sold of Indefinite · 47 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 21, 2022 · D · $11,400,000 sold of Indefinite · 47 investors · min. $50,000 · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $11.4M from 48 investors as of the latest filing. Patrick is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Patrick 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NP
Management entity

NorthEast - PTP SPV Fund II GP, LLC

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Patrick Van Roten. Their page shows their other deals.

NP
Management entity

NorthEast - PTP SPV Fund I GP, LLC

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Patrick Van Roten. Their page shows their other deals.

NP
Management entity

NorthEast - PTP SPV Fund VI GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Van Roten. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Filone

Executive Officer · 13 shared filings (3 issuers) · also on 3 other issuers

Jeffrey Filone is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Graser

Director · 6 shared filings (2 issuers)

Listed on the same filings as Patrick Van Roten. Their page shows their other deals.

The team behind the deals

NP
Sponsor group

Northeast Ptp

6 issuers · 22 filings · $133.6M reported sold · 2022–2026

One team, 6 deal companies. Patrick Van Roten is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Van Roten.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Patrick Van Roten by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patrick Van Roten is listed on: none on file. No website or social profile named in NORTHEAST-PTP SPV FUND VI LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #34,241 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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