Patrick R. Spearman is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Apr 2009 and Nov 2011: ENVOY MEDICAL CORP (St. Paul, MN — other health care — 2009–2011; $12.1M reported sold to 23 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Patrick R. Spearman and found 11 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.