PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:49 AM ET

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Patrick Doherty

Named as an officer, director or promoter on SEC Form D filings · NC · Nov 12, 2009 → Nov 12, 2009

1deal (issuers)
$15Mreported sold
23investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick Doherty is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2009: Revolution Lighting Technologies, Inc. (Stamford, CT — industry reported as "Other" — 2009; $15M reported sold to 23 investors).

What this means One deal on file with the SEC, filed Nov 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brian McCann (1 shared filing), Chris Richardson (1 shared filing), Edgar Protiva (1 shared filing), Gary Richard Langford (1 shared filing), Michael Alan Bauer (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 1 state regulator order, 25 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Patrick Doherty and found 6 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Revolution Lighting Technologies, Inc., et al. (Sep 24, 2020); Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick Doherty has not run yet — it is joining a line of 41,459 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 1 state regulator order

Patrick J. Doherty Administrative proceeding
SEC · Feb 13, 1996 · Parties as named in the release: Patrick J. Doherty Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Patrick J. Doherty (Registered Representative, Milwaukee, Wisconsin)
As listed by the regulator: Patrick J. Doherty (Registered Representative, Milwaukee, Wisconsin) was fined $100,000 and barred from association with any NASD member in any capacity. The sanctions were based on findings that Doherty failed to promptly and accurately update his Uniform Application for Securities Industry Registration (Form U-4) to reflect a felony conviction. Order / docket ↗ Regulator's list ↗
same full name in the order; 2 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Doherty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 25 closed (disposition not in docket feed)

Patrick L Doherty closed
United States Bankruptcy Court, W.D. Virginia · No. 19-61138 · Filed May 24, 2019 · Closed Aug 26, 2019
Role of Patrick L Doherty: Debtor · Outcome: Case closed 2019-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Patrick J. Doherty, Jr. closed
United States Bankruptcy Court, E.D. Wisconsin · No. 15-25193 · Filed May 6, 2015 · Closed Aug 18, 2015
Role of Patrick J. Doherty, Jr.: Debtor · Outcome: Case closed 2015-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Patrick M Doherty closed
United States Bankruptcy Court, N.D. New York · No. 15-10747 · Filed Apr 9, 2015 · Closed Mar 4, 2016
Role of Patrick M Doherty: Debtor · Outcome: Case closed 2016-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, D. Massachusetts · No. 15-11365 · Filed Apr 9, 2015 · Closed Aug 18, 2015
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 2015-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Patrick E Doherty closed
United States Bankruptcy Court, N.D. New York · No. 12-12879 · Filed Nov 2, 2012 · Closed Mar 4, 2013
Role of Patrick E Doherty: Debtor · Outcome: Case closed 2013-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Patrick J. Doherty and Nancy S. Doherty closed
United States Bankruptcy Court, N.D. Ohio · No. 12-50523 · Filed Feb 21, 2012 · Closed May 12, 2015
Role of Patrick J. Doherty and Nancy S. Doherty: Debtor · Outcome: Case closed 2015-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Patrick Doherty and Glenda Doherty closed
United States Bankruptcy Court, E.D. California · No. 11-22516 · Filed Jan 31, 2011 · Closed May 25, 2012
Role of Patrick Doherty and Glenda Doherty: Debtor · Outcome: Case closed 2012-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Patrick Doherty and Glenda Doherty closed
United States Bankruptcy Court, E.D. California · No. 11-20177 · Filed Jan 3, 2011 · Closed Feb 8, 2011
Role of Patrick Doherty and Glenda Doherty: Debtor · Outcome: Case closed 2011-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Patrick Doherty and Glenda Doherty closed
United States Bankruptcy Court, E.D. California · No. 10-51952 · Filed Dec 6, 2010 · Closed Jan 14, 2011
Role of Patrick Doherty and Glenda Doherty: Debtor · Outcome: Case closed 2011-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Patrick T. Doherty closed
United States Bankruptcy Court, D. Oregon · No. 10-33733 · Filed Apr 28, 2010 · Closed Sep 16, 2011
Role of Patrick T. Doherty: Debtor · Outcome: Case closed 2011-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)
Patrick B Doherty and Shelly L. Doherty closed
United States Bankruptcy Court, N.D. Illinois · No. 10-08302 · Filed Feb 27, 2010 · Closed Dec 14, 2010
Role of Patrick B Doherty and Shelly L. Doherty: Debtor · Outcome: Case closed 2010-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 06-21073 · Filed Mar 20, 2006 · Closed Jun 29, 2006
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 2006-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Patrick E Doherty and Shawn E Doherty closed
United States Bankruptcy Court, W.D. Washington · No. 04-25206 · Filed Nov 29, 2004 · Closed Mar 15, 2005
Role of Patrick E Doherty and Shawn E Doherty: Debtor · Outcome: Case closed 2005-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Patrick J Doherty and Carol A Doherty closed
United States Bankruptcy Court, W.D. Washington · No. 04-10933 · Filed Jan 26, 2004 · Closed May 4, 2004
Role of Patrick J Doherty and Carol A Doherty: Debtor · Outcome: Case closed 2004-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
PATRICK O'DOHERTY and MARY O'DOHERTY closed
United States Bankruptcy Court, N.D. Ohio · No. 03-10139 · Filed Jan 4, 2003 · Closed Jan 13, 2004
Role of PATRICK O'DOHERTY and MARY O'DOHERTY: Debtor · Outcome: Case closed 2004-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Patrick Doherty and Geraldine Doherty closed
United States Bankruptcy Court, N.D. California · No. 01-32165 · Filed Aug 21, 2001 · Closed Jan 8, 2002
Role of Patrick Doherty and Geraldine Doherty: Debtor · Outcome: Case closed 2002-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Patrick A. Doherty closed
United States Bankruptcy Court, D. Oregon · No. 00-40122 · Filed Dec 22, 2000 · Closed Mar 29, 2001
Role of Patrick A. Doherty: Debtor · Outcome: Case closed 2001-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 00-26262 · Filed Jul 5, 2000 · Closed May 2, 2006
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 2006-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Patrick J Doherty closed
United States Bankruptcy Court, N.D. Illinois · No. 00-02791 · Filed Feb 1, 2000 · Closed Jul 12, 2000
Role of Patrick J Doherty: Debtor · Outcome: Case closed 2000-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 97-25955 · Filed Jun 18, 1997 · Closed Sep 30, 1997
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 1997-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Patrick L. Doherty closed
United States Bankruptcy Court, D. Maryland · No. 94-13751 · Filed Jul 15, 1994 · Closed Dec 6, 1994
Role of Patrick L. Doherty: Debtor · Outcome: Case closed 1994-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 92-25969 · Filed Sep 21, 1992 · Closed Aug 2, 1993
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 1993-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
PATRICK R DOHERTY closed
United States Bankruptcy Court, D. Minnesota · No. 92-42998 · Filed Apr 21, 1992 · Closed Sep 30, 1992
Role of PATRICK R DOHERTY: Debtor · Outcome: Case closed 1992-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Patrick J. Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 90-24419 · Filed Aug 23, 1990 · Closed Jul 13, 1992
Role of Patrick J. Doherty: Debtor · Outcome: Case closed 1992-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Patrick Doherty closed
United States Bankruptcy Court, E.D. Wisconsin · No. 90-20746 · Filed Feb 16, 1990 · Closed Apr 30, 1990
Role of Patrick Doherty: Debtor · Outcome: Case closed 1990-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Patrick Doherty — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Sep 24, 2020

Regulator action naming a team member: Revolution Lighting Technologies, Inc., et al. (Sep 24, 2020)

An SEC litigation release dated Sep 24, 2020 names Revolution Lighting Technologies, Inc. (related issuer). The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Revolution Lighting Technologies, Inc., et al. ↗Revolution Lighting Technologies, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 2, 2009 – Nov 12, 2009

Amount sold went down between filings — Revolution Lighting Technologies, Inc.

The Jul 2, 2009 filing says $3,807,000 sold; the Nov 12, 2009 Form D says $0 sold — $3,807,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jul 2, 2009 ↗Form D (later) · Nov 12, 2009 ↗Revolution Lighting Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jun 18, 2009 – Nov 12, 2009

No amendment in the last 12 months on an offering that may still be open — Revolution Lighting Technologies, Inc. (latest filing Nov 12, 2009)

The latest filing for this offering is dated Nov 12, 2009 (first sale Jun 18, 2009). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 12, 2009 ↗Revolution Lighting Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jul 2, 2009 – Nov 12, 2009

Offering amount changed between filings — Revolution Lighting Technologies, Inc.

The Jul 2, 2009 filing says $3,807,000 offered; the Nov 12, 2009 Form D says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 2, 2009 ↗Form D (later) · Nov 12, 2009 ↗Revolution Lighting Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jul 2, 2009 – Nov 12, 2009

Minimum investment changed between filings — Revolution Lighting Technologies, Inc.

The Jul 2, 2009 filing lists a minimum of $100,000; the Nov 12, 2009 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 2, 2009 ↗Form D (later) · Nov 12, 2009 ↗Revolution Lighting Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Apr 4, 2019 – Dec 31, 2019

Same name, different state: "Patrick G. Doherty" (MO) is a separate record

This page covers filings where the address state is NC. A separate record, "Patrick G. Doherty" with address state MO, is listed on 2 filings — most recently by redlyst, LLC (Dec 31, 2019). The two records do not overlap in time: this page has one filing dated Nov 12, 2009; the other runs Apr 4, 2019 to Dec 31, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Patrick G. Doherty (MO) — PartnerFacts page ↗Form D/A · Dec 31, 2019 ↗redlyst, LLC — PartnerFacts page ↗Patrick Doherty (NC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 12, 2009 D
Revolution Lighting Technologies, Inc.
File 021-91752-3A
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Patrick Doherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RL
Other

Revolution Lighting Technologies, Inc.

Stamford, CT · Nov 12, 2009
  • Nov 12, 2009 · D · $0 sold of Indefinite · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15M from 23 investors as of the latest filing. Patrick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Patrick 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Richard Langford

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Alan Bauer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McCann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Edgar Protiva

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Richardson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

WY
No photo found yet (own website and image search run after this page is viewed)
Person

William Yager

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brown

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Doherty. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Patrick Doherty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patrick Doherty is listed on: none on file. No website or social profile named in Revolution Lighting Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #326,087 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Stamford, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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