Patrick ONeil is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2015: ZetrOZ, Inc. (Trumbull, CT — other health care — 2015; $4.46M reported sold to 83 investors).
What this means One deal on file with the SEC, filed Nov 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside George Kenneth Lewis Jr. (1 shared filing), JoAnne Guarino (1 shared filing), Robert Claypool (1 shared filing) and Ron Wilkins (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Patrick ONeil and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.