Patrick G. Morand

The filing says the first sale was Sep 26, 2017. The Form D was filed Oct 13, 2017 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The May 11, 2012 filing lists Patrick G. Morand as executive officer, director; the Jan 9, 2014 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Aug 24, 2010 filing lists Patrick G. Morand as director; the May 26, 2011 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Oct 13, 2017 filing says $150,000,000 offered; the Oct 11, 2018 Form D/A says $100,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Jan 9, 2014 filing says $1,500,000 offered; the Jun 24, 2014 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Open Prairie Rural Opportunities Fund II, LP (latest filing Jul 2, 2025) · No amendment in the last 12 months on an offering that may still be open — Open Prairie Rural Opportunities Fund, LP (latest filing Oct 11, 2018) · No amendment in the last 12 months on an offering that may still be open — Vestaron Corp (latest filing Jun 24, 2014) · No amendment in the last 12 months on an offering that may still be open — Axonia Medical, Inc. (latest filing Jun 6, 2014) · No amendment in the last 12 months on an offering that may still be open — Vestaron Corp (latest filing May 11, 2012) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Patrick Morand" on 4 filings (from Apr 1, 2009), and "Patrick G. Morand" on 11 filings (from Nov 13, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is MI or IL. A separate record, "Patrick Morand" with address state OH, is listed on 1 filing — most recently by Anchor Balloon, Inc. (Apr 4, 2024). The two records do not overlap in time: this page runs Nov 13, 2009 to Jun 24, 2014; the other has one filing dated Apr 4, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MI or IL. A separate record, "Patrick Morand" with address state MN, is listed on 2 filings — most recently by Monteris Medical US, Inc. (Nov 18, 2014). Both records have filings in the same period (Oct 16, 2013 to Jun 24, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

MI on 11 filings (Apr 1, 2009 to Jun 24, 2014); IL on 4 filings (Oct 13, 2017 to Jul 2, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.