PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:55 AM ET

Sponsor Check › Person

Patrick Y. Lee

Related person on Form D filings · address state as listed: CA · listed Mar 28, 2013 → Feb 25, 2026

18issuers
122Form D filings
2013–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 23 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $29,500. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 25, 2026 D/A
File 021-94171-2L
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
Crewe Capital no CRD number reported
EDGAR ↗Feb 25, 2026 D/A
File 021-91122
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
EDGAR ↗Feb 25, 2026 D/A
File 021-140086
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
Crewe Capital no CRD number reported
EDGAR ↗Feb 25, 2026 D/A
File 021-119293
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
EDGAR ↗Feb 25, 2026 D/A
File 021-148979
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
EDGAR ↗Feb 25, 2026 D/A
File 021-242584
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Aug 7, 2024 D
File 021-520771
$0$0$0None listed on this filing
EDGAR ↗Apr 1, 2024 D
File 021-509236
$0$0$0None listed on this filing
EDGAR ↗Mar 25, 2024 D/A
File 021-478241
$0 (est.)$0 (est.)$0 (est.)
Top Corner Capital II GP LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits.
None listed on this filing
EDGAR ↗Sep 9, 2020 D
File 021-375141
$0$0$0None listed on this filing
EDGAR ↗Jul 28, 2020 D
File 021-371930
$0 (est.)$0 (est.)$0 (est.)
Top Corner Capital GP LLC and certain persons listed in Item 3 may receive a management fee and a portion of the issuer's profits in accordance with the issuer's governing documents.
None listed on this filing
EDGAR ↗Mar 31, 2020 D/A
File 021-235882
$0 (est.)$0 (est.)$7,500 (est.)
The issuer pays fees of approximately $7,500.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 31, 2020 D/A
File 021-93417
$0 (est.)$0 (est.)$10,000 (est.)
The issuer pays fees of approximately $10,000.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 31, 2020 D/A
File 021-116452
$0 (est.)$0 (est.)$12,000 (est.)
The Issuer pays fees of approximately $12,000.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 31, 2020 D/A
File 021-220497
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
EDGAR ↗Mar 27, 2019 D/A
File 021-329880
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2017 D
File 021-296645
$0$0$0None listed on this filing
EDGAR ↗Apr 23, 2015 D
File 021-238552
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filing
EDGAR ↗Apr 29, 2013 D/A
File 021-119290
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filing
EDGAR ↗Apr 17, 2013 D
File 021-195140
$0$0$0None listed on this filing
EDGAR ↗Apr 17, 2013 D
File 021-195143
$0$0$0None listed on this filing
EDGAR ↗Mar 28, 2013 D
File 021-194145
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filing
EDGAR ↗Jan 4, 2013 D
File 021-189538
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$597,746,018236
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$167,250,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$330,896,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Feb 25, 2026D/AIndefinite
similar: $155,000–$5,250,000
$139,912,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$594,746,018236
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$330,896,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$167,250,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Apr 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$139,912,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$594,746,018236
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$330,896,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$167,250,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Feb 27, 2025D/AIndefinite
similar: $155,000–$5,250,000
$139,912,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Plutoshift AI, Inc.Executive Officer, Director, Promoter
Mr. Lee is a managing partner of a limited partnership that was involved with the founding of the Issuer.
Aug 7, 2024D$1,000,000
similar: $1,100,015–$10,001,163
$400,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Plutoshift AI, Inc.Executive Officer, Director, Promoter
Mr. Lee is a managing partner of a limited partnership that was involved with the founding of the Issuer.
Apr 1, 2024D$500,000
similar: $1,100,015–$10,001,163
$250,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Top Corner Capital II LP
group: Top Corner
Executive Officer
Managing Member of the General Partner and the Investment Manager of the Issuer
Mar 25, 2024D/A$50,000,000
similar: $155,000–$5,250,000
$48,300,00068
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$330,896,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$594,746,018236
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$166,750,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$139,912,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Top Corner Capital II LP
group: Top Corner
Executive Officer
Managing Member of the General Partner and the Investment Manager of the Issuer
Apr 7, 2023D$50,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$165,750,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$590,446,018234
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$329,896,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 6, 2023D/AIndefinite
similar: $155,000–$5,250,000
$138,712,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$138,712,048116
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$165,250,27895
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$587,446,018233
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$329,871,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 24, 2022D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$155,850,27892
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$578,446,018231
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$329,871,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 26, 2021D/AIndefinite
similar: $155,000–$5,250,000
$138,462,048115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Guayaki Yerba Mate, SPC
group: Guayaki
DirectorSep 9, 2020D$3,800,000
similar: $650,000–$6,000,000
$89,9242
similar: 1–11
No minimum reported
similar: $9,999–$50,000
EDGAR ↗Top Corner Capital LP
group: Top Corner
Executive Officer
Managing Member of the General Partner and the Investment Manager of the Issuer.
Jul 28, 2020D$50,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Lagunita, LPExecutive Officer
Manager of PAI LLC, the General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$11,825,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.DirectorMar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$64,325,00014
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$146,750,27887
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of PAI LLC, General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE II LTDDirectorMar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$192,050,00065
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of PAI LLC, General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$567,446,018231
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE LTDDirectorMar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$45,850,00017
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of PAI LLC, General Partner
Mar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$327,671,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive OfficerMar 31, 2020D/AIndefinite
similar: $155,000–$5,250,000
$137,712,048115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE LTDDirectorApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$45,850,00017
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE II LTDDirectorApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$185,400,00059
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$327,671,38097
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$567,046,018231
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.DirectorApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$23,950,00013
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$125,810,27881
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive OfficerApr 2, 2019D/AIndefinite
similar: $155,000–$5,250,000
$137,712,048115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Guayaki Yerba Mate, SPC
group: Guayaki
DirectorMar 27, 2019D/AIndefinite
similar: $650,000–$6,000,000
$31,678,99025
similar: 1–11
$570
similar: $9,999–$50,000
EDGAR ↗Guayaki Yerba Mate, SPC
group: Guayaki
DirectorJan 31, 2019D/AIndefinite
similar: $650,000–$6,000,000
$31,682,12921
similar: 1–11
$6,460
similar: $9,999–$50,000
EDGAR ↗Guayaki Yerba Mate, SPC
group: Guayaki
DirectorJan 8, 2019DIndefinite
similar: $650,000–$6,000,000
$16,253,93518
similar: 1–11
$6,460
similar: $9,999–$50,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$10,450,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE LTDDirectorApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$45,850,00017
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE II LTDDirectorApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$185,400,00059
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$566,646,018231
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$327,521,38096
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.DirectorApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$15,250,00011
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$81,783,00055
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive OfficerApr 2, 2018D/AIndefinite
similar: $155,000–$5,250,000
$137,037,048113
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
group: Guayaki
Executive Officer, DirectorOct 13, 2017DIndefinite
similar: $500,000–$7,000,000
$5,983,67518
similar: 2–14
$10,050
similar: $5,000–$50,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jul 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$320,371,38096
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 22, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$8,850,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$47,450,00033
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.DirectorJun 6, 2017D/AIndefinite
similar: $155,000–$5,250,000
$13,250,0007
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$541,996,018222
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$132,937,048112
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE II LTDDirectorApr 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$175,900,00058
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE LTDDirectorApr 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$40,100,00015
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jul 15, 2016D/A$500,000,000
similar: $155,000–$5,250,000
$319,241,38096
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 24, 2016D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$38,950,00024
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$8,850,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$11,250,0005
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 15, 2016D/A$500,000,000
similar: $155,000–$5,250,000
$317,571,018169
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE II LTDDirectorApr 15, 2016D/A$500,000,000
similar: $155,000–$5,250,000
$99,339,62229
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE OFFSHORE LTDDirectorApr 15, 2016D/A$500,000,000
similar: $155,000–$5,250,000
$25,127,43215
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 15, 2016D/A$500,000,000
similar: $155,000–$5,250,000
$132,587,048109
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Mar 9, 2016D/AIndefinite
similar: $155,000–$5,250,000
$11,250,0005
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jul 16, 2015D/A$500,000,000
similar: $155,000–$5,250,000
$263,570,25396
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto PE Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 26, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$950,0004
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jun 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$5,350,0006
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 23, 2015D/A$500,000,000
similar: $155,000–$5,250,000
$317,571,018169
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO PE MASTER FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 23, 2015DIndefinite
similar: $155,000–$5,250,000
$1,000,0002
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 8, 2015D/AIndefinite
similar: $155,000–$5,250,000
$5,350,0006
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Offshore Fund, Ltd.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Mar 13, 2015DIndefinite
similar: $155,000–$5,250,000
$4,750,0003
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Dec 31, 2014D/AIndefinite
similar: $155,000–$5,250,000
$950,0004
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jul 16, 2014D/A$500,000,000$263,570,25396$1,000,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 29, 2014D/A$500,000,000
similar: $155,000–$5,250,000
$132,587,048109
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,350,0006
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 28, 2014D/A$500,000,000
similar: $155,000–$5,250,000
$317,571,018169
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Palo Alto Advanced Life Sciences Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Aug 14, 2013D/AIndefinite$950,0002$5,000,000
EDGAR ↗PALO ALTO HEALTHCARE FUND LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Jul 16, 2013D/A$500,000,000$249,617,48196$1,000,000
EDGAR ↗PALO ALTO SPV I LPExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 29, 2013D/A$500,000,000$40,650,0005$1,000,000
EDGAR ↗MICRO CAP PARTNERS L PExecutive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 29, 2013D/A$500,000,000$129,839,868106$1,000,000
EDGAR ↗PALO ALTO HEALTHCARE FUND II L PExecutive Officer
Manage of Palo Alto Investors, LLC, General Partner
Apr 29, 2013D/A$500,000,000$283,573,444163$1,000,000
EDGAR ↗Palo Alto Korea Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Apr 29, 2013D/AIndefinite$3,000,0005$500,000
EDGAR ↗GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
group: Guayaki
Executive Officer, DirectorApr 17, 2013D$3,265,088$3,265,0887$50,000
EDGAR ↗GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
group: Guayaki
Executive Officer, DirectorApr 17, 2013D$553,936$553,9367$2,860
EDGAR ↗Palo Alto Micro Cap Liquidating Fund, L.P.Executive Officer
Manager of Palo Alto Investors, LLC, General Partner
Mar 28, 2013DIndefinite$00$100,000
EDGAR ↗GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
group: Guayaki
Executive Officer, DirectorJan 4, 2013D$4,000,000$3,025,00013$10,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); Retailing / 506(b) (959 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Patrick P Lee — address state MA, 1 issuer, Sep 24, 2012 → Sep 24, 2012 · no shared issuer found
  • Patrick Yueh Lee — address state Hong Kong (as filed: K3), 1 issuer, Jan 8, 2013 → Jan 10, 2013 · no shared issuer found
  • Patrick Jaewon Lee — address state NY, 1 issuer, Feb 19, 2014 → Feb 19, 2014 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 20 names on the same filings (7 management entities, 13 people)

People and management entities the issuers listed as related persons on the same Form D filings as Patrick Y. Lee. Source: the EDGAR rows in the table above.

  • PAI LLC entity — 61 shared filings (7 issuers) · role as listed: Executive Officer
  • Palo Alto Investors, LLC entity — 34 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 7 other issuers
  • H. Palo Alto Investors, LP entity — 6 shared filings (2 issuers) · role as listed: Executive Officer
  • Y. Palo Alto Investors, LP entity — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Top Corner Capital LLC entity — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Top Corner Capital II GP LLC entity — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Top Corner Capital GP LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Anthony Joon Yun — 95 shared filings (11 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Roger H. Hanson — 14 shared filings (3 issuers) · role as listed: Director · also listed on 130 other issuers
  • Christopher Mann — 8 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • David Karr — 8 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Scott Smith — 7 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Alejandro Pryor — 6 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Brian Rich — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Pierre Ferrari — 3 shared filings (1 issuer) · role as listed: Director
  • Alejandro Prior — 2 shared filings (1 issuer) · role as listed: Director
  • Shail Khiyara — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Kirsten Edwards — 2 shared filings (1 issuer) · roles as listed: Director, Promoter
  • Chuck Lacy — 1 shared filing (1 issuer) · role as listed: Director
  • Jack Seaver — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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