PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:32 AM ET

Sponsor Check › Person

PL
No photo found yet (own website and image search run after this page is viewed)

Patrick Y. Lee

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 28, 2013 → Feb 25, 2026

18deals (issuers)
$1.78Breported sold
781investors
122Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick Y. Lee is listed as an executive officer, director, and promoter on 122 SEC Form D filings by 18 issuers between Jan 2013 and Feb 2026. Largest by amount reported sold: PALO ALTO HEALTHCARE FUND II L P (Palo Alto, CA — pooled investment fund — 2013–2026; $597.7M reported sold to 236 investors), PALO ALTO HEALTHCARE FUND LP (Palo Alto, CA — pooled investment fund — 2013–2026; $330.9M reported sold to 97 investors), PALO ALTO HEALTHCARE OFFSHORE II LTD (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2020; $228.4M reported sold to 65 investors), Palo Alto Advanced Life Sciences Fund, L.P. (Palo Alto, CA — pooled investment fund — 2013–2026; $167.3M reported sold to 95 investors), MICRO CAP PARTNERS L P (Palo Alto, CA — pooled investment fund — 2013–2026; $139.9M reported sold to 116 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $1.78B sold in total.

Listed alongside Anthony Joon Yun (95 shared filings), PAI LLC (61 shared filings, management entity), Palo Alto Investors, LLC (34 shared filings, management entity), Roger H. Hanson (14 shared filings), Christopher Mann (8 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

The issuers belong to 4 sponsor groups: Group linked by Anthony Joon Yun (17 issuers, $2.48B reported sold, 2009–2026), Group linked by Jonathan Roney (3 issuers, $349M reported sold, 2009–2026), Top Corner (2 issuers, $48.3M reported sold, 2020–2024) and Guayaki (2 issuers, $81M reported sold, 2013–2023).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 122 public filings for Patrick Y. Lee and found 6 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Crewe Capital; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick Y. Lee has not run yet — it is joining a line of 18,328 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Eric Wong v. Patrick Lee closed
District Court, C.D. California · No. 8:06-cv-01221 · Filed Dec 18, 2006 · Closed Mar 1, 2007 · Nature of suit: 190 Other contract actions
Role of Patrick Lee: Defendant · Outcome: Terminated 2007-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Y. Lee..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Patrick Lee closed
United States Bankruptcy Court, E.D. California · No. 10-51480 · Filed Nov 30, 2010 · Closed Jun 21, 2016
Role of Patrick Lee: Debtor · Outcome: Case closed 2016-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Patrick Lee closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-47440 · Filed Sep 2, 2010 · Closed Jun 28, 2011
Role of Patrick Lee: Debtor · Outcome: Case closed 2011-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Patrick W. Lee closed
United States Bankruptcy Court, S.D. California · No. 10-11255 · Filed Jun 28, 2010 · Closed Sep 30, 2010
Role of Patrick W. Lee: Debtor · Outcome: Case closed 2010-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick Lee and Rhonda Lee closed
United States Bankruptcy Court, C.D. California · No. 9:09-bk-11587 · Filed Apr 30, 2009 · Closed Oct 28, 2009
Role of Patrick Lee and Rhonda Lee: Debtor · Outcome: Case closed 2009-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick B. Lee closed
United States Bankruptcy Court, C.D. California · No. 2:09-bk-14721 · Filed Mar 2, 2009 · Closed Sep 28, 2009
Role of Patrick B. Lee: Debtor · Outcome: Case closed 2009-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick W. Lee closed
United States Bankruptcy Court, S.D. California · No. 02-01119 · Filed Feb 1, 2002 · Closed May 29, 2002
Role of Patrick W. Lee: Debtor · Outcome: Case closed 2002-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick B. Lee closed
United States Bankruptcy Court, N.D. California · No. 97-34593 · Filed Oct 6, 1997 · Closed Feb 2, 1998
Role of Patrick B. Lee: Debtor · Outcome: Case closed 1998-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick Lee closed
United States Bankruptcy Court, S.D. California · No. 95-04888 · Filed May 11, 1995 · Closed Sep 19, 1995
Role of Patrick Lee: Debtor · Outcome: Case closed 1995-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Patrick A. Lee closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-15571 · Filed Feb 12, 1992 · Closed Sep 1, 1992
Role of Patrick A. Lee: Debtor · Outcome: Case closed 1992-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Patrick Lee closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-80321 · Filed Jan 16, 1992 · Closed Sep 15, 1995
Role of Patrick Lee: Debtor · Outcome: Case closed 1995-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 170 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Patrick Y. Lee — 2 worth asking about (compared the newest 50 of 122 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 25, 2026

Paid seller listed without a CRD number: Crewe Capital — MICRO CAP PARTNERS L P

Crewe Capital is listed as receiving sales compensation on 1 filing (Feb 25, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 25, 2026 ↗BrokerCheck search: Crewe Capital ↗MICRO CAP PARTNERS L P — PartnerFacts page ↗
Sources
Worth asking · Feb 25, 2026

Paid seller listed without a CRD number: Crewe Capital — Palo Alto Korea Fund, L.P.

Crewe Capital is listed as receiving sales compensation on 1 filing (Feb 25, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 25, 2026 ↗BrokerCheck search: Crewe Capital ↗Palo Alto Korea Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 15, 2024 – Apr 1, 2024

Form D filed 17 days after the first sale — Plutoshift AI, Inc.

The filing says the first sale was Mar 15, 2024. The Form D was filed Apr 1, 2024 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 1, 2024 ↗Plutoshift AI, Inc. — PartnerFacts page ↗
Sources
Note · Jul 1, 2014 – Aug 7, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Plutoshift AI, Inc. (latest filing Aug 7, 2024) · No amendment in the last 12 months on an offering that may still be open — Plutoshift AI, Inc. (latest filing Apr 1, 2024) · No amendment in the last 12 months on an offering that may still be open — Top Corner Capital II LP (latest filing Mar 25, 2024) · No amendment in the last 12 months on an offering that may still be open — Guayaki Yerba Mate, SPC (latest filing Sep 9, 2020) · No amendment in the last 12 months on an offering that may still be open — Lagunita, LP (latest filing Mar 31, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 7, 2024 ↗Plutoshift AI, Inc. — PartnerFacts page ↗Form D · Apr 1, 2024 ↗Form D/A · Mar 25, 2024 ↗
Sources
Note · Apr 29, 2013 – Jul 28, 2020

Patrick Y. Lee is written 2 different ways on the filings

listed as "Patrick Y. Lee" on 89 filings (from Apr 29, 2013), and "Patrick Lee" on 6 filings (from Jul 28, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Apr 29, 2013 ↗Form D · Jul 28, 2020 ↗Patrick Y. Lee — PartnerFacts page ↗
Sources
Note · Jan 8, 2013 – Jan 10, 2013

Same name, different state: "Patrick Yueh Lee" (K3) is a separate record

This page covers filings where the address state is CA. A separate record, "Patrick Yueh Lee" with address state K3, is listed on 2 filings — most recently by ALIVE, INC. (Jan 10, 2013). The two records do not overlap in time: this page runs Mar 28, 2013 to Feb 25, 2026; the other runs Jan 8, 2013 to Jan 10, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Patrick Yueh Lee (K3) — PartnerFacts page ↗Form D · Jan 10, 2013 ↗ALIVE, INC. — PartnerFacts page ↗Patrick Y. Lee (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 122 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 23 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $29,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 25, 2026 D/A
MICRO CAP PARTNERS L P
File 021-94171-2L
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
Crewe Capital no CRD number reported		EDGAR ↗
Feb 25, 2026 D/A
PALO ALTO HEALTHCARE FUND II L P
File 021-91122
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗		EDGAR ↗
Feb 25, 2026 D/A
Palo Alto Korea Fund, L.P.
File 021-140086
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗
Crewe Capital no CRD number reported		EDGAR ↗
Feb 25, 2026 D/A
PALO ALTO HEALTHCARE FUND LP
File 021-119293
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗		EDGAR ↗
Feb 25, 2026 D/A
Palo Alto Advanced Life Sciences Fund, L.P.
File 021-148979
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 000286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Crewe Capital BrokerCheck CRD 000152527 ↗
Capital Connect, LLC BrokerCheck CRD 000329399 ↗		EDGAR ↗
Feb 25, 2026 D/A
Palo Alto PE Fund, L.P.
File 021-242584
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 7, 2024 D
Plutoshift AI, Inc.
File 021-520771
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2024 D
Plutoshift AI, Inc.
File 021-509236
$0$0$0None listed on this filingEDGAR ↗
Mar 25, 2024 D/A
Top Corner Capital II LP
File 021-478241
$0 (est.)$0 (est.)$0 (est.)
Top Corner Capital II GP LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Sep 9, 2020 D
Guayaki Yerba Mate, SPC
File 021-375141
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2020 D
Top Corner Capital LP
File 021-371930
$0 (est.)$0 (est.)$0 (est.)
Top Corner Capital GP LLC and certain persons listed in Item 3 may receive a management fee and a portion of the issuer's profits in accordance with the issuer's governing documents.
None listed on this filingEDGAR ↗
Mar 31, 2020 D/A
Palo Alto Advanced Life Sciences Offshore Fund, Ltd.
File 021-235882
$0 (est.)$0 (est.)$7,500 (est.)
The issuer pays fees of approximately $7,500.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 31, 2020 D/A
PALO ALTO HEALTHCARE OFFSHORE LTD
File 021-93417
$0 (est.)$0 (est.)$10,000 (est.)
The issuer pays fees of approximately $10,000.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 31, 2020 D/A
PALO ALTO HEALTHCARE OFFSHORE II LTD
File 021-116452
$0 (est.)$0 (est.)$12,000 (est.)
The Issuer pays fees of approximately $12,000.00 per annum to its directors. Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Mar 31, 2020 D/A
Lagunita, LP
File 021-220497
$0 (est.)$0 (est.)$0 (est.)
Customary advisory fees are paid by the Issuer to the General Partner and Investment Manager (as applicable) as provided for in the Issuer's offering materials.
MMX Global Partners, LLC BrokerCheck CRD 286531 ↗EDGAR ↗
Mar 27, 2019 D/A
Guayaki Yerba Mate, SPC
File 021-329880
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2017 D
GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
File 021-296645
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2015 D
PALO ALTO PE MASTER FUND LP
File 021-238552
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 29, 2013 D/A
PALO ALTO SPV I LP
File 021-119290
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 17, 2013 D
GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
File 021-195140
$0$0$0None listed on this filingEDGAR ↗
Apr 17, 2013 D
GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
File 021-195143
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2013 D
Palo Alto Micro Cap Liquidating Fund, L.P.
File 021-194145
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 4, 2013 D
GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC
File 021-189538
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Patrick Y. Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO HEALTHCARE FUND II L P

Palo Alto, CA · Apr 29, 2013 → Feb 25, 2026 · 15 filings
  • Feb 25, 2026 · D/A · $597,746,018 sold of Indefinite · 236 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $594,746,018 sold of Indefinite · 236 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $594,746,018 sold of Indefinite · 236 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $594,746,018 sold of Indefinite · 236 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $590,446,018 sold of Indefinite · 234 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $587,446,018 sold of Indefinite · 233 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $578,446,018 sold of Indefinite · 231 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $567,446,018 sold of Indefinite · 231 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 2, 2019 · D/A · $567,046,018 sold of Indefinite · 231 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $566,646,018 sold of Indefinite · 231 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 13, 2017 · D/A · $541,996,018 sold of Indefinite · 222 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 15, 2016 · D/A · $317,571,018 sold of $500,000,000 · 169 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 23, 2015 · D/A · $317,571,018 sold of $500,000,000 · 169 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 28, 2014 · D/A · $317,571,018 sold of $500,000,000 · 169 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 29, 2013 · D/A · $283,573,444 sold of $500,000,000 · 163 investors · min. $1,000,000 · role: Executive Officer (Manage of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $597.7M from 236 investors as of the latest filing. Patrick is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto PE Fund, L.P.

Palo Alto, CA · Jun 26, 2015 → Feb 25, 2026 · 13 filings
  • Feb 25, 2026 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 2, 2019 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Jun 22, 2017 · D/A · $1,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 24, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 26, 2015 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $1M from 2 investors as of the latest filing. Patrick is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Korea Fund, L.P.

Palo Alto, CA · Apr 29, 2013 → Feb 25, 2026 · 16 filings
  • Feb 25, 2026 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 2, 2019 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $10,450,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Jun 8, 2017 · D/A · $8,850,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 8, 2016 · D/A · $8,850,000 sold of Indefinite · 11 investors · min. $250,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 8, 2015 · D/A · $5,350,000 sold of Indefinite · 6 investors · min. $250,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 8, 2015 · D/A · $5,350,000 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 28, 2014 · D/A · $5,350,000 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 29, 2013 · D/A · $3,000,000 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $10.4M from 11 investors as of the latest filing. Patrick is listed as executive officer on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Advanced Life Sciences Fund, L.P.

Palo Alto, CA · Aug 14, 2013 → Feb 25, 2026 · 15 filings
  • Feb 25, 2026 · D/A · $167,250,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $167,250,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $167,250,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $166,750,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $165,750,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $165,250,278 sold of Indefinite · 95 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $155,850,278 sold of Indefinite · 92 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $146,750,278 sold of Indefinite · 87 investors · min. $5,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 2, 2019 · D/A · $125,810,278 sold of Indefinite · 81 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $81,783,000 sold of Indefinite · 55 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Jun 7, 2017 · D/A · $47,450,000 sold of Indefinite · 33 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 8, 2016 · D/A · $38,950,000 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 8, 2015 · D/A · $950,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Dec 31, 2014 · D/A · $950,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Aug 14, 2013 · D/A · $950,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $167.3M from 95 investors as of the latest filing. Patrick is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO HEALTHCARE FUND LP

Palo Alto, CA · Jul 16, 2013 → Feb 25, 2026 · 15 filings
  • Feb 25, 2026 · D/A · $330,896,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $330,896,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $330,896,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $330,896,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $329,896,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $329,871,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $329,871,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $327,671,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 2, 2019 · D/A · $327,671,380 sold of Indefinite · 97 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $327,521,380 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jul 14, 2017 · D/A · $320,371,380 sold of Indefinite · 96 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jul 15, 2016 · D/A · $319,241,380 sold of $500,000,000 · 96 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jul 16, 2015 · D/A · $263,570,253 sold of $500,000,000 · 96 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jul 16, 2014 · D/A · $263,570,253 sold of $500,000,000 · 96 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jul 16, 2013 · D/A · $249,617,481 sold of $500,000,000 · 96 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $330.9M from 97 investors as of the latest filing. Patrick is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

MICRO CAP PARTNERS L P

Palo Alto, CA · Apr 29, 2013 → Feb 25, 2026 · 14 filings
  • Feb 25, 2026 · D/A · $139,912,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Apr 17, 2025 · D/A · $139,912,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Feb 27, 2025 · D/A · $139,912,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 1, 2024 · D/A · $139,912,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 6, 2023 · D/A · $138,712,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 24, 2022 · D/A · $138,712,048 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 26, 2021 · D/A · $138,462,048 sold of Indefinite · 115 investors · min. $1,000,000 · role: Executive Officer (Manager of PAI LLC, General Partner) EDGAR ↗
  • Mar 31, 2020 · D/A · $137,712,048 sold of Indefinite · 115 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2019 · D/A · $137,712,048 sold of Indefinite · 115 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 2, 2018 · D/A · $137,037,048 sold of Indefinite · 113 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Apr 13, 2017 · D/A · $132,937,048 sold of Indefinite · 112 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 15, 2016 · D/A · $132,587,048 sold of $500,000,000 · 109 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 29, 2014 · D/A · $132,587,048 sold of $500,000,000 · 109 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 29, 2013 · D/A · $129,839,868 sold of $500,000,000 · 106 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $139.9M from 116 investors as of the latest filing. Patrick is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other Technology

Plutoshift AI, Inc.

Dublin, CA · Apr 1, 2024 → Aug 7, 2024 · 2 filings
  • Aug 7, 2024 · D · $400,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Mr. Lee is a managing partner of a limited partnership that was involved with the founding of the Issuer.) EDGAR ↗
  • Apr 1, 2024 · D · $250,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Mr. Lee is a managing partner of a limited partnership that was involved with the founding of the Issuer.) EDGAR ↗

Raised $400K from 3 investors (40% of the $1M target) as of the latest filing. Patrick is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Top Corner

Top Corner Capital II LP

Burlingame, CA · Apr 7, 2023 → Mar 25, 2024 · 2 filings
  • Mar 25, 2024 · D/A · $48,300,000 sold of $50,000,000 · 68 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner and the Investment Manager of the Issuer) EDGAR ↗
  • Apr 7, 2023 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner and the Investment Manager of the Issuer) EDGAR ↗

Raised $48.3M from 68 investors (97% of the $50M target) as of the latest filing. Patrick is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GY
Retailing · group: Guayaki

Guayaki Yerba Mate, SPC

Sebastopol, CA · Jan 8, 2019 → Sep 9, 2020 · 4 filings
  • Sep 9, 2020 · D · $89,924 sold of $3,800,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2019 · D/A · $31,678,990 sold of Indefinite · 25 investors · min. $570 · role: Director EDGAR ↗
  • Jan 31, 2019 · D/A · $31,682,129 sold of Indefinite · 21 investors · min. $6,460 · role: Director EDGAR ↗
  • Jan 8, 2019 · D · $16,253,935 sold of Indefinite · 18 investors · min. $6,460 · role: Director EDGAR ↗

Raised $75M from 25 investors (100% of the $3.8M target) as of the latest filing. Patrick is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Top Corner

Top Corner Capital LP

Hillsborough, CA · Jul 28, 2020
  • Jul 28, 2020 · D · $0 sold of $50,000,000 · 0 investors · min. $100,000 · role: Executive Officer (Managing Member of the General Partner and the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Lagunita, LP

Palo Alto, CA · Mar 31, 2020
  • Mar 31, 2020 · D/A · $11,825,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Manager of PAI LLC, the General Partner) EDGAR ↗

Raised $11.8M from 5 investors as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Jonathan Roney

Palo Alto Advanced Life Sciences Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2015 → Mar 31, 2020 · 7 filings
  • Mar 31, 2020 · D/A · $64,325,000 sold of Indefinite · 14 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 2, 2019 · D/A · $23,950,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 2, 2018 · D/A · $15,250,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 6, 2017 · D/A · $13,250,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 6, 2016 · D/A · $11,250,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 9, 2016 · D/A · $11,250,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 13, 2015 · D · $4,750,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $74.7M from 16 investors as of the latest filing. Patrick is listed as director, executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Jonathan Roney

PALO ALTO HEALTHCARE OFFSHORE II LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2016 → Mar 31, 2020 · 5 filings
  • Mar 31, 2020 · D/A · $192,050,000 sold of Indefinite · 65 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 2, 2019 · D/A · $185,400,000 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 2, 2018 · D/A · $185,400,000 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 13, 2017 · D/A · $175,900,000 sold of Indefinite · 58 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2016 · D/A · $99,339,622 sold of $500,000,000 · 29 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $228.4M from 65 investors as of the latest filing. Patrick is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Jonathan Roney

PALO ALTO HEALTHCARE OFFSHORE LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2016 → Mar 31, 2020 · 5 filings
  • Mar 31, 2020 · D/A · $45,850,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 2, 2019 · D/A · $45,850,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 2, 2018 · D/A · $45,850,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 13, 2017 · D/A · $40,100,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2016 · D/A · $25,127,432 sold of $500,000,000 · 15 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $45.9M from 17 investors as of the latest filing. Patrick is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Other · group: Guayaki

GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC

Sebastopol, CA · Jan 4, 2013 → Oct 13, 2017 · 4 filings
  • Oct 13, 2017 · D · $5,983,675 sold of Indefinite · 18 investors · min. $10,050 · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2013 · D · $3,265,088 sold of $3,265,088 · 7 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 17, 2013 · D · $553,936 sold of $553,936 · 7 investors · min. $2,860 · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2013 · D · $3,025,000 sold of $4,000,000 · 13 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $5.98M from 18 investors as of the latest filing. Patrick is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO PE MASTER FUND LP

Palo Alto, CA · Apr 23, 2015
  • Apr 23, 2015 · D · $1,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $1M from 2 investors as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO SPV I LP

Palo Alto, CA · Apr 29, 2013
  • Apr 29, 2013 · D/A · $40,650,000 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $40.6M from 5 investors (8% of the $500M target) as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Micro Cap Liquidating Fund, L.P.

Palo Alto, CA · Mar 28, 2013
  • Mar 28, 2013 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Manager of Palo Alto Investors, LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Patrick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Patrick P Lee — MA, 1 issuer, Sep 24, 2012 → Sep 24, 2012 · no shared issuer
  • Patrick Yueh Lee — Hong Kong (as filed: K3), 1 issuer, Jan 8, 2013 → Jan 10, 2013 · no shared issuer
  • Patrick Jaewon Lee — NY, 1 issuer, Feb 19, 2014 → Feb 19, 2014 · no shared issuer

People around Patrick 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

P
Management entity

PAI LLC

Executive Officer · 61 shared filings (7 issuers)

PAI LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PA
Management entity

Palo Alto Investors, LLC

Executive Officer · 34 shared filings (10 issuers) · also on 7 other issuers

Palo Alto Investors, LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.

HP
Management entity

H. Palo Alto Investors, LP

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

YP
Management entity

Y. Palo Alto Investors, LP

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

TC
Management entity

Top Corner Capital LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

TC
Management entity

Top Corner Capital II GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

TC
Management entity

Top Corner Capital GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Joon Yun

Executive Officer · 95 shared filings (11 issuers) · also on 5 other issuers

Anthony Joon Yun is on 16 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Roger H. Hanson

Director · 14 shared filings (3 issuers) · also on 130 other issuers

Roger H. Hanson is on 133 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Mann

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Karr

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Smith

Executive Officer · 7 shared filings (7 issuers) · also on 11 other issuers

Scott Smith is on 18 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alejandro Pryor

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Rich

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Ferrari

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alejandro Prior

Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shail Khiyara

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Kirsten Edwards

Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Lacy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Seaver

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Y. Lee. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Anthony Joon Yun

17 issuers · 135 filings · $2.48B reported sold · 2009–2026

One team, 17 deal companies. Patrick Y. Lee is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Y. Lee.

GL
Sponsor group

Group linked by Jonathan Roney

3 issuers · 48 filings · $349M reported sold · 2009–2026

One team, 3 deal companies. Patrick Y. Lee is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Y. Lee.

TC
Sponsor group

Top Corner

2 issuers · 3 filings · $48.3M reported sold · 2020–2024

One team, 2 deal companies. Patrick Y. Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Y. Lee.

G
Sponsor group

Guayaki

2 issuers · 9 filings · $81M reported sold · 2013–2023

One team, 2 deal companies. Patrick Y. Lee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Y. Lee.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 11 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): MICRO CAP PARTNERS L P, PALO ALTO HEALTHCARE FUND II L P, Palo Alto Korea Fund, L.P., Palo Alto Advanced Life Sciences Fund, L.P., PALO ALTO HEALTHCARE FUND LP, Palo Alto Advanced Life Sciences Offshore Fund, Ltd., Palo Alto PE Fund, L.P., Lagunita, LP, PALO ALTO PE MASTER FUND LP, PALO ALTO SPV I LP, Palo Alto Micro Cap Liquidating Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Patrick Y. Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — 1 issuer has property records: GUAYAKI SUSTAINABLE RAINFOREST PRODUCTS INC (1).

Public profiles and social

Websites and social links of the issuers Patrick Y. Lee is listed on: none on file. No website or social profile named in PALO ALTO HEALTHCARE FUND II L P's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #40,429 of 374,652 in line (17 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palo Alto, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Patrick Y. Lee appears on a new Form D, or when a court case or SEC action is matched to them. See plans →